EVP/CFO

0001777127-21-000002.txt : 20210413 0001777127-21-000002.hdr.sgml : 20210413 20210413151329 ACCESSION NUMBER: 0001777127-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210413 DATE AS OF CHANGE: 20210413 EFFECTIVENESS DATE: 20210413 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Enterprise Trust & Investment Co CENTRAL INDEX KEY: 0001777127 IRS NUMBER: 770406047 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19560 FILM NUMBER: 21822948 BUSINESS ADDRESS: STREET 1: 15425 LOS GATOS BLVD STREET 2: SUITE 150 CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 4083585811 MAIL ADDRESS: STREET 1: 15425 LOS GATOS BLVD STREET 2: SUITE 150 CITY: LOS GATOS STATE: CA ZIP: 95032 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001777127 XXXXXXXX 03-31-2021 03-31-2021 Enterprise Trust & Investment Co

15425 LOS GATOS BLVD SUITE 150 LOS GATOS CA 95032

13F HOLDINGS REPORT 028-19560 N Margaret McCulloch EVP/CFO 4083585816 Margaret McCulloch Los Gatos CA 04-13-2021 0 180 223627 false INFORMATION TABLE 2 Q12021infotable.xml Abb Ltd ADR SPONSORED ADR 000375204 25 827 SH SOLE 827 0 0 AFLAC Inc Com COM 001055102 10 200 SH SOLE 200 0 0 Alps ETF Tr ALERIAN MLP 00162Q452 6 182 SH SOLE 182 0 0 AT&T Inc COM 00206R102 2848 94081 SH SOLE 94081 0 0 Adobe Systems, Inc COM 00724F101 95 200 SH SOLE 200 0 0 Agilent Technologies Inc Com COM 00846U101 215 1693 SH SOLE 1693 0 0 Alcoa Corp COM 013872106 591 18200 SH SOLE 18200 0 0 Alibaba Group Holding SPONSORED ADS 01609W102 37 161 SH SOLE 161 0 0 Alleghany Corp Del Common COM 017175100 81 130 SH SOLE 130 0 0 Allstate Corp COM 020002101 2839 24707 SH SOLE 24707 0 0 Alphabet INC CLASS A CORP COMMON CAP STK CL A 02079K305 118 57 SH SOLE 57 0 0 Altria Group Inc COM 02209S103 1143 22345 SH SOLE 22345 0 0 Amazon Com Inc COM 023135106 922 298 SH SOLE 298 0 0 Ameren Corp Com COM 023608102 244 3000 SH SOLE 3000 0 0 Amgen Inc Com COM 031162100 4467 17953 SH SOLE 17953 0 0 Amplify Online Retail ETF ONLIN RETL ETF 032108102 87 700 SH SOLE 700 0 0 APA Corporation COM 03743Q108 487 27200 SH SOLE 27200 0 0 Apple Inc COM 037833100 14579 119352 SH SOLE 119352 0 0 Archer Daniels Midland Co. COM 039483102 912 16000 SH SOLE 16000 0 0 Autoliv Inc Common COM 052800109 11 119 SH SOLE 119 0 0 Automatic Data Processing COM 053015103 165 877 SH SOLE 877 0 0 BP Amoco P L C Sponsored ADR SPONSORED ADR 055622104 334 13700 SH SOLE 13700 0 0 Banco Santander SA ADR ADR 05964H105 13 3858 SH SOLE 3858 0 0 Bank of America Corporation COM 060505104 682 17622 SH SOLE 17622 0 0 Bank of New York Mellon Corp COM 064058100 1594 33700 SH SOLE 33700 0 0 Barclays Bank Ipath Bloom Commodity Etn DJUBS CMDT ETN36 06738C778 32 1345 SH SOLE 1345 0 0 Becton Dickinson & Company COM 075887109 1127 4636 SH SOLE 4636 0 0 Berkshire Hathaway Inc Del CL B NEW 084670702 395 1548 SH SOLE 1548 0 0 Black Knight Inc Common COM 09215C105 95 1286 SH SOLE 1286 0 0 Blackrock, Inc COM 09247X101 75 100 SH SOLE 100 0 0 Boeing Co COM 097023105 178 700 SH SOLE 700 0 0 Broadridge Finl Solutions COM 11133T103 873 5700 SH SOLE 5700 0 0 Brookfield Asset Management INC CLASS A CORP COMMON CL A LTD VT SH 112585104 300 6750 SH SOLE 6750 0 0 Brookfield Infrastructure Corp CLASS A COMMON COM SB VTG SHS A 11275Q107 4 48 SH SOLE 48 0 0 Brown-Forman Corp Cl B Com CL B 115637209 25 358 SH SOLE 358 0 0 CME Group Inc Class A COM 12572Q105 15 75 SH SOLE 75 0 0 California Wtr Svc Group Com COM 130788102 107 1900 SH SOLE 1900 0 0 Cannae Holdings Inc. COM 13765N107 24 600 SH SOLE 600 0 0 Chevron Corporation COM 166764100 3232 30847 SH SOLE 30847 0 0 Cisco Sys Inc COM 17275R102 3069 59348 SH SOLE 59348 0 0 Cloudera Inc. COM 18914U100 37 3000 SH SOLE 3000 0 0 Cognizant Technology Solutions Corp CL A 192446102 535 6850 SH SOLE 6850 0 0 Colgate Palmolive Co COM 194162103 39 500 SH SOLE 500 0 0 Comcast Corp New Cl A CL A 20030N101 20 364 SH SOLE 364 0 0 Comerica Inc COM 200340107 2249 31343 SH SOLE 31343 0 0 Conocophillips COM 20825C104 144 2727 SH SOLE 2727 0 0 Constellation Brands Inc Cl A CL A 21036P108 10 45 SH SOLE 45 0 0 Corning Inc COM 219350105 1635 37575 SH SOLE 37575 0 0 Corteva Inc. COM 22052L104 60 1296 SH SOLE 1296 0 0 Costco Wholesale Corp New Common COM 22160K105 44 125 SH SOLE 125 0 0 Coty Inc Common Class A COM CL A 222070203 413 45811 SH SOLE 45811 0 0 DXC Technology Company COM 23355L106 49 1578 SH SOLE 1578 0 0 Diageo PLC Sponsored ADR New SPON ADR NEW 25243Q205 8 50 SH SOLE 50 0 0 Disney (Walt) Co Holding Co. COM 254687106 5050 27369 SH SOLE 27369 0 0 Dow, Inc. COM 260557103 76 1196 SH SOLE 1196 0 0 Dupont De Nemours Inc COM 26614N102 48 615 SH SOLE 615 0 0 Emerson Electric CO CORP COMMON COM 291011104 9 100 SH SOLE 100 0 0 Energy Transfer LP COM UT LTD PTN 29273V100 46 6000 SH SOLE 6000 0 0 Extreme Networks Inc COM 30226D106 13 1500 SH SOLE 1500 0 0 Exxon Mobil Corp COM 30231G102 1385 24809 SH SOLE 24809 0 0 Facebook, Inc. CL A 30303M102 44 150 SH SOLE 150 0 0 Federated Hermes, Inc. CL B 314211103 1480 47300 SH SOLE 47300 0 0 Fidelity Natl Information Svcs Inc Common COM 31620M106 211 1500 SH SOLE 1500 0 0 Fidelity Natl Finl Inc New Fnf Group Common FNF GROUP COM 31620R303 122 3000 SH SOLE 3000 0 0 Fireeye Inc. COM 31816Q101 108 5500 SH SOLE 5500 0 0 Fox Corporation Class A Common Stock CL A COM 35137L105 1 9 SH SOLE 9 0 0 Freeport-McMoran Copper & Gold Inc. CL B 35671D857 32 986 SH SOLE 986 0 0 General Dynamics Corp COM 369550108 2145 11812 SH SOLE 11812 0 0 General Electric Co COM 369604103 560 42626 SH SOLE 42626 0 0 Gilead Sciences Inc COM 375558103 1367 21150 SH SOLE 21150 0 0 Glaxosmithline PLC Sponsored ADR SPONSORED ADR 37733W105 15 424 SH SOLE 424 0 0 Hsbc Holdings Plc ADR SPON ADR NEW 404280406 15 501 SH SOLE 501 0 0 Heritage Comm Corp COM 426927109 1251 102369 SH SOLE 102369 0 0 Hewlett Packard Enterprise Co COM 42824C109 456 29000 SH SOLE 29000 0 0 Honeywell Intl Inc Com COM 438516106 282 1300 SH SOLE 1300 0 0 ING Groep N.V. ADR SPONSORED ADR 456837103 18 1493 SH SOLE 1493 0 0 Intel Corporation COM 458140100 5411 84547 SH SOLE 84547 0 0 International Business Machines COM 459200101 1216 9125 SH SOLE 9125 0 0 International Flavors & Fragrances Inc. COM 459506101 68 488 SH SOLE 488 0 0 International Paper Corp COM 460146103 1903 35200 SH SOLE 35200 0 0 Intuitive Surgical Inc. COM NEW 46120E602 7419 10040 SH SOLE 10040 0 0 Invesco S&P 500 Equal Weight ETF S&P500 EQL WGT 46137V357 227 1599 SH SOLE 1599 0 0 Ishares Gold Trust ETF ISHARES 464285105 15 914 SH SOLE 914 0 0 Ishares Inv Grade Corporate Bond IBOXX INV CP ETF 464287242 92 705 SH SOLE 705 0 0 Ishares S&P 500 Growth ETF S&P 500 GRWT ETF 464287309 26 400 SH SOLE 400 0 0 Ishares Nasdaq Biotechnology ETF NASDAQ BIOTECH 464287556 89 590 SH SOLE 590 0 0 Ishares Trust Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 36 150 SH SOLE 150 0 0 Ishares Russell 2000 Growth ETF RUS 2000 GRW ETF 464287648 45 150 SH SOLE 150 0 0 Ishares Russell 2000 ETF RUSSELL 2000 ETF 464287655 129 582 SH SOLE 582 0 0 Ishares Core S&P US Growth ETF CORE S&P US GWT 464287671 136 1500 SH SOLE 1500 0 0 Ishares JP Morgan Usd Emerging Markets Bond ETF Mts JPMORGAN USD EMG 464288281 10 90 SH SOLE 90 0 0 Ishares 1-5 Year Investment Grade Corporate Bond ETF ISHS 1-5YR INVS 464288646 81 1480 SH SOLE 1480 0 0 Ishares Silver Trust ETF ISHARES 46428Q109 53 2347 SH SOLE 2347 0 0 Ishares Core High Dividend CORE HIGH DV ETF 46429B663 42 446 SH SOLE 446 0 0 Ishares Core Msci Eafe ETF CORE MSCI EAFE 46432F842 405 5627 SH SOLE 5627 0 0 Ishares Trust 0-5 Yr High Yield 0-5YR HI YL CP 46434V407 29 639 SH SOLE 639 0 0 JP Morgan Ultra-short Income ETF ULTRA SHRT INC 46641Q837 62 1221 SH SOLE 1221 0 0 Johnson & Johnson COM 478160104 4546 27662 SH SOLE 27662 0 0 Keysight Technologies Inc. COM 49338L103 121 846 SH SOLE 846 0 0 Kimberly Clark Corp COM 494368103 61 437 SH SOLE 437 0 0 Kinder Morgan Inc Del COM 49456B101 2 103 SH SOLE 103 0 0 Lockheed Martin Corp COM 539830109 3573 9670 SH SOLE 9670 0 0 Manulife Financial Corp COM 56501R106 30 1400 SH SOLE 1400 0 0 McDonalds Corp COM 580135101 118 526 SH SOLE 526 0 0 Merck & Co. Inc. COM 58933Y105 2762 35825 SH SOLE 35825 0 0 Microsoft Corporation COM 594918104 17736 75226 SH SOLE 75226 0 0 Microchip Technology Inc COM 595017104 2521 16243 SH SOLE 16243 0 0 Micron Technology Inc COM 595112103 6673 75645 SH SOLE 75645 0 0 Netflix Inc Common COM 64110L106 315 604 SH SOLE 604 0 0 Novo Nordisk A/S ADR ADR 670100205 12 178 SH SOLE 178 0 0 Nvidia Corp COM 67066G104 11466 21475 SH SOLE 21475 0 0 Old Rep Intl Corp COM 680223104 44 2000 SH SOLE 2000 0 0 Oneok, Inc COM 682680103 101 2000 SH SOLE 2000 0 0 Ovintiv Inc COM 69047Q102 1102 46260 SH SOLE 46260 0 0 PNC Financial Services Group Inc COM 693475105 18 100 SH SOLE 100 0 0 Pepsico Inc COM 713448108 1851 13087 SH SOLE 13087 0 0 Pfizer Inc COM 717081103 3134 86497 SH SOLE 86497 0 0 Philip Morris Intl Inc. COM 718172109 2986 33651 SH SOLE 33651 0 0 Phillips 66 COM 718546104 98 1200 SH SOLE 1200 0 0 Pimco Enhanced Short Maturity ENHAN SHRT MA AC 72201R833 62 606 SH SOLE 606 0 0 Pluralsight Inc COM CL A 72941B106 58 2600 SH SOLE 2600 0 0 Procter & Gamble Company COM 742718109 3234 23880 SH SOLE 23880 0 0 Realty Income Corp COM 756109104 64 1000 SH SOLE 1000 0 0 Ringcentral Inc. CL A 76680R206 298 1000 SH SOLE 1000 0 0 Rio Tinto Plc ADR SPONSORED ADR 767204100 24 307 SH SOLE 307 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 57 1465 SH SOLE 1465 0 0 Royal Gold, Inc. COM 780287108 18 171 SH SOLE 171 0 0 S&P Global Inc Common COM 78409V104 247 700 SH SOLE 700 0 0 SJW Group COM 784305104 580 9200 SH SOLE 9200 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 22119 55810 SH SOLE 55810 0 0 SPDR Gold Trust GOLD SHS 78463V107 24 151 SH SOLE 151 0 0 SPDR Doubleline Total Return Tactical ETF SPDR TR TACTIC 78467V848 10 210 SH SOLE 210 0 0 Spdr S&P Midcap 400 ETF UTSER1 S&PDCRP 78467Y107 60 125 SH SOLE 125 0 0 SVB Financial Group COM 78486Q101 2140 4335 SH SOLE 4335 0 0 Schlumberger LTD COM 806857108 1396 51329 SH SOLE 51329 0 0 Healthcare Select Sector SPDR SBI HEALTHCARE 81369Y209 1979 16950 SH SOLE 16950 0 0 Energy Sector SPDR TR ENERGY 81369Y506 3554 72442 SH SOLE 72442 0 0 Financial Select Sector SPDR ETF SBI INT-FINL 81369Y605 1289 37867 SH SOLE 37867 0 0 Servicenow Inc. COM 81762P102 1902 3803 SH SOLE 3803 0 0 Snowflake Inc. CL A 833445109 23 100 SH SOLE 100 0 0 Square Inc CL A 852234103 79 350 SH SOLE 350 0 0 Starbucks Corp COM 855244109 32 297 SH SOLE 297 0 0 Sumitomo Mitsui Financial Group Inc Mit ADR SPONSORED ADR 86562M209 15 2062 SH SOLE 2062 0 0 Synaptics Inc COM 87157D109 1310 9675 SH SOLE 9675 0 0 Taiwan Semiconductor Manufacturing CO Ltd ADR SPONSORED ADS 874039100 27 227 SH SOLE 227 0 0 Target Corp Com COM 87612E106 3476 17550 SH SOLE 17550 0 0 Texas Pac Ld Corp COM 88262P102 175 110 SH SOLE 110 0 0 3M Co Com COM 88579Y101 2630 13650 SH SOLE 13650 0 0 US Bancorp Del Com New COM NEW 902973304 24 425 SH SOLE 425 0 0 Union Pacific Corp COM 907818108 8 35 SH SOLE 35 0 0 United Parcel Service Cl B CL B 911312106 20 117 SH SOLE 117 0 0 Vaneck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 5258 161772 SH SOLE 161772 0 0 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 16 109 SH SOLE 109 0 0 Vanguard Total Bond Market Index Fund ETF TOTAL BND MRKT 921937835 87 1028 SH SOLE 1028 0 0 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 2105 42863 SH SOLE 42863 0 0 Vanguard Total International Bond Index ETF INTL BD IDX ETF 92203J407 4 74 SH SOLE 74 0 0 Vanguard Emerging Markets Stock Index Fund Ftse ETF FTSE EMR MKT ETF 922042858 191 3672 SH SOLE 3672 0 0 Vanguard FTSE Europe ETF FTSE EUROPE ETF 922042874 44 700 SH SOLE 700 0 0 Vanguard Information Technology ETF INF TECH ETF 92204A702 5 15 SH SOLE 15 0 0 Vanguard Materials Index Fund ETF MATERIALS ETF 92204A801 3113 18000 SH SOLE 18000 0 0 Vanguard Intermediate Term Corporate Bond ETF INT-TERM CORP 92206C870 22 241 SH SOLE 241 0 0 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 83 229 SH SOLE 229 0 0 Vanguard Real Estate ETF REAL ESTATE ETF 922908553 7127 77589 SH SOLE 77589 0 0 Vanguard Small Cap Value ETF SM CP VAL ETF 922908611 50 304 SH SOLE 304 0 0 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 26 128 SH SOLE 128 0 0 Verisign Inc COM 92343E102 656 3300 SH SOLE 3300 0 0 Verizon Communications COM 92343V104 5357 92125 SH SOLE 92125 0 0 Vertex Pharmaceuticals Inc Com COM 92532F100 1708 7950 SH SOLE 7950 0 0 Viatris Inc COM 92556V106 127 9067 SH SOLE 9067 0 0 Visa, Inc COM CL A 92826C839 130 612 SH SOLE 612 0 0 Walmart Inc. COM 931142103 2826 20806 SH SOLE 20806 0 0 Walgreens Boots Alliance Inc COM 931427108 4098 74650 SH SOLE 74650 0 0 Wells Fargo & Co New COM 949746101 1611 41225 SH SOLE 41225 0 0 Western Alliance Bancorp COM 957638109 123 1300 SH SOLE 1300 0 0 XCEL Energy, Inc COM 98389B100 21 314 SH SOLE 314 0 0 Zimmer Biomet Holdings Inc COM 98956P102 1521 9500 SH SOLE 9500 0 0 Accenture PLC F SHS CLASS A G1151C101 117 425 SH SOLE 425 0 0 Brookfield Infrastructure Partners Lp Infrastructur Partner Unt LP INT UNIT G16252101 23 436 SH SOLE 436 0 0 Bunge Limited COM G16962105 1443 18200 SH SOLE 18200 0 0 Norwegian Cruise Line Holdings Ltd SHS G66721104 4 142 SH SOLE 142 0 0