Chief Financial Officer

0001777127-20-000001.txt : 20200107 0001777127-20-000001.hdr.sgml : 20200107 20200107144310 ACCESSION NUMBER: 0001777127-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200107 DATE AS OF CHANGE: 20200107 EFFECTIVENESS DATE: 20200107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Enterprise Trust & Investment Co CENTRAL INDEX KEY: 0001777127 IRS NUMBER: 770406047 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19560 FILM NUMBER: 20513085 BUSINESS ADDRESS: STREET 1: 15425 LOS GATOS BLVD STREET 2: SUITE 150 CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 4083585811 MAIL ADDRESS: STREET 1: 15425 LOS GATOS BLVD STREET 2: SUITE 150 CITY: LOS GATOS STATE: CA ZIP: 95032 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001777127 XXXXXXXX 12-31-2019 12-31-2019 Enterprise Trust & Investment Co

15425 LOS GATOS BLVD SUITE 150 LOS GATOS CA 95032

13F HOLDINGS REPORT 028-19560 N Margaret McCulloch Chief Financial Officer 4083585811 Margaret McCulloch Los Gatos CA 01-07-2020 0 189 179334 false INFORMATION TABLE 2 q42019infotable.xml Abb Ltd ADR SPONSORED ADR 000375204 20 827 SH SOLE 827 0 0 Alerian MLP ETF ALERIAN MLP 00162Q866 8 910 SH SOLE 910 0 0 AT&T Inc COM 00206R102 3860 98781 SH SOLE 98781 0 0 Adobe Systems, Inc COM 00724F101 107 323 SH SOLE 323 0 0 Agilent Technologies Inc Com COM 00846U101 161 1887 SH SOLE 1887 0 0 Alcoa Corp COM 013872106 409 19000 SH SOLE 19000 0 0 Alibaba Group Holding SPONSORED ADS 01609W102 34 161 SH SOLE 161 0 0 Alleghany Corp Del Common COM 017175100 104 130 SH SOLE 130 0 0 Allstate Corp COM 020002101 2885 25657 SH SOLE 25657 0 0 Alphabet INC CLASS A CORP COMMON CAP STK CL A 02079K305 76 57 SH SOLE 57 0 0 Altria Group Inc COM 02209S103 1140 22845 SH SOLE 22845 0 0 Amazon Com Inc COM 023135106 1035 560 SH SOLE 560 0 0 Ameren Corp Com COM 023608102 230 3000 SH SOLE 3000 0 0 Amgen Inc Com COM 031162100 4039 16753 SH SOLE 16753 0 0 Apache Corp COM 037411105 997 38950 SH SOLE 38950 0 0 Apple Inc COM 037833100 9338 31799 SH SOLE 31799 0 0 Applied Materials Inc COM 038222105 1221 20000 SH SOLE 20000 0 0 Archer Daniels Midland Co. COM 039483102 749 16150 SH SOLE 16150 0 0 Autoliv Inc Common COM 052800109 10 119 SH SOLE 119 0 0 Automatic Data Processing COM 053015103 150 877 SH SOLE 877 0 0 Bhp Group Plc ADR SPONSORED ADR 05545E209 19 403 SH SOLE 403 0 0 BP Amoco P L C Sponsored ADR SPONSORED ADR 055622104 620 16441 SH SOLE 16441 0 0 Banco Santander SA ADR ADR 05964H105 16 3858 SH SOLE 3858 0 0 Bank of America Corporation COM 060505104 661 18778 SH SOLE 18778 0 0 Bank of New York Mellon Corp COM 064058100 921 18296 SH SOLE 18296 0 0 Becton Dickinson & Company COM 075887109 1451 5336 SH SOLE 5336 0 0 Berkshire Hathaway Inc Del CL B NEW 084670702 351 1548 SH SOLE 1548 0 0 Black Knight Inc Common COM 09215C105 83 1286 SH SOLE 1286 0 0 Blackrock, Inc COM 09247X101 50 100 SH SOLE 100 0 0 Boeing Co COM 097023105 228 700 SH SOLE 700 0 0 Brighthouse Financial Inc. COM 10922N103 1 15 SH SOLE 15 0 0 Bristol Myers Squibb Co COM 110122108 1204 18750 SH SOLE 18750 0 0 Bristol Myers Squibb CVR RIGHT 99/99/9999 110122157 56 18750 SH SOLE 18750 0 0 Brookfield Asset Management INC CLASS A CORP COMMON CL A LTD VT SH 112585104 260 4500 SH SOLE 4500 0 0 Brown-Forman Corp Cl B Com CL B 115637209 24 358 SH SOLE 358 0 0 California Wtr Svc Group Com COM 130788102 113 2200 SH SOLE 2200 0 0 Cannae Holdings Inc. COM 13765N107 33 900 SH SOLE 900 0 0 Chevron Corporation COM 166764100 3898 32347 SH SOLE 32347 0 0 Cisco Sys Inc COM 17275R102 2734 57008 SH SOLE 57008 0 0 Colgate Palmolive Co COM 194162103 34 500 SH SOLE 500 0 0 Comcast Corp New Cl A CL A 20030N101 16 364 SH SOLE 364 0 0 Comerica Inc COM 200340107 1513 21092 SH SOLE 21092 0 0 Conocophillips COM 20825C104 177 2727 SH SOLE 2727 0 0 Constellation Brands Inc Cl A CL A 21036P108 9 45 SH SOLE 45 0 0 Corning Inc COM 219350105 2359 81025 SH SOLE 81025 0 0 Corteva Inc. COM 22052L104 38 1296 SH SOLE 1296 0 0 Costco Wholesale Corp New Common COM 22160K105 37 125 SH SOLE 125 0 0 Coty Inc Common Class A COM CL A 222070203 588 52261 SH SOLE 52261 0 0 DXC Technology Company COM 23355L106 72 1914 SH SOLE 1914 0 0 Dell Technologies Inc C CL C 24703L202 293 5703 SH SOLE 5703 0 0 Diageo PLC Sponsored ADR New SPON ADR NEW 25243Q205 8 50 SH SOLE 50 0 0 Disney (Walt) Co Holding Co. COM DISNEY 254687106 2475 17110 SH SOLE 17110 0 0 Dow, Inc. COM 260557103 71 1296 SH SOLE 1296 0 0 Dupont De Nemours Inc COM 26614N102 83 1296 SH SOLE 1296 0 0 Eaton Vance CA Muni Income Tr Sr Ben SH BEN INT 27826F101 13 1000 SH SOLE 1000 0 0 Encana Corp Com COM 292505104 733 156300 SH SOLE 156300 0 0 Energy Transfer LP COM UT LTD PTN 29273V100 77 6000 SH SOLE 6000 0 0 Extreme Networks Inc COM 30226D106 11 1500 SH SOLE 1500 0 0 Exxon Mobil Corp COM 30231G102 1984 28435 SH SOLE 28435 0 0 Facebook, Inc. CL A 30303M102 82 399 SH SOLE 399 0 0 Federated Investors CL B 314211103 414 12700 SH SOLE 12700 0 0 Fidelity Natl Information Svcs Inc Common COM 31620M106 209 1500 SH SOLE 1500 0 0 Fidelity Natl Finl Inc New Fnf Group Common FNF GROUP COM 31620R303 136 3000 SH SOLE 3000 0 0 Fireeye Inc. COM 31816Q101 99 6000 SH SOLE 6000 0 0 First Republic Bank Corp COM 33616C100 14 117 SH SOLE 117 0 0 Freeport-McMoran Copper & Gold Inc. CL B 35671D857 13 986 SH SOLE 986 0 0 General Dynamics Corp COM 369550108 2132 12087 SH SOLE 12087 0 0 General Electric Co COM 369604103 529 47426 SH SOLE 47426 0 0 Gilead Sciences Inc COM 375558103 1241 19100 SH SOLE 19100 0 0 Glaxosmithline PLC Sponsored ADR SPONSORED ADR 37733W105 20 424 SH SOLE 424 0 0 Hsbc Holdings Plc ADR SPON ADR NEW 404280406 20 501 SH SOLE 501 0 0 HP Inc COM 40434L105 13 624 SH SOLE 624 0 0 Halliburton Company COM 406216101 504 20600 SH SOLE 20600 0 0 Heritage Comm Corp COM 426927109 1093 85187 SH SOLE 85187 0 0 Honeywell Intl Inc Com COM 438516106 257 1452 SH SOLE 1452 0 0 ING Groep N.V. ADR SPONSORED ADR 456837103 18 1493 SH SOLE 1493 0 0 Intel Corporation COM 458140100 5320 88897 SH SOLE 88897 0 0 International Business Machines COM 459200101 1233 9200 SH SOLE 9200 0 0 International Paper Corp COM 460146103 1750 38000 SH SOLE 38000 0 0 Intuitive Surgical Inc. COM NEW 46120E602 6120 10352 SH SOLE 10352 0 0 Invesco Calif Value Muni COM 46132H106 14 1075 SH SOLE 1075 0 0 Invesco S&P 500 Equal Weight ETF S&P500 EQL WGT 46137V357 185 1599 SH SOLE 1599 0 0 Invesco Emerging Markets ETF EMRNG MKT SVRG 46138E784 1 38 SH SOLE 38 0 0 Ishares Gold Trust ETF ISHARES 464285105 8 564 SH SOLE 564 0 0 Ishares Inv Grade Corporate Bond IBOXX INV CP ETF 464287242 90 705 SH SOLE 705 0 0 Ishares Barclays 7-10 Year Treasury Bond Fund Trsury ETF BARCLAYS 7 10 YR 464287440 16 148 SH SOLE 148 0 0 Ishares S&P Midcap 400 Growth ETF S&P MC 400GR ETF 464287606 36 151 SH SOLE 151 0 0 Ishares Core S&P US Growth ETF CORE S&P US GWT 464287671 101 1500 SH SOLE 1500 0 0 Ishares Msci Eafe Small Cap Index Fund EAFE SML CP ETF 464288273 16 254 SH SOLE 254 0 0 Ishares JP Morgan Usd Emerging Markets Bond ETF Mts JPMORGAN USD EMG 464288281 10 90 SH SOLE 90 0 0 Ishares Iboxx High Yield Corporate Bond IBOXX HI YD ETF 464288513 33 380 SH SOLE 380 0 0 ETF Ishares MBS MBS ETF 464288588 4 34 SH SOLE 34 0 0 Ishares 1-3 Year Credit Bond SH TR CRPORT ETF 464288646 106 1980 SH SOLE 1980 0 0 Ishares Barclays 3-7 Year Treasury Bond ETF 3 7 YR TREAS BD 464288661 2 13 SH SOLE 13 0 0 Ishares PFD and Income ETF PFD AND INCM SEC 464288687 57 1521 SH SOLE 1521 0 0 Ishares Core High Dividend CORE HIGH DV ETF 46429B663 44 446 SH SOLE 446 0 0 Ishares Commodities Select Strategy ETF Select Strategy COMMOD SEL STG 46431W853 3 95 SH SOLE 95 0 0 Ishares Core Msci Eafe ETF CORE MSCI EAFE 46432F842 6 99 SH SOLE 99 0 0 Ishares Core MSCI Emerging Mkts ETF CORE MSCI EMKT 46434G103 30 550 SH SOLE 550 0 0 Ishares Trust 0-5 Yr High Yield 0-5YR HI YL CP 46434V407 30 639 SH SOLE 639 0 0 J P Morgan Chase & Co Com COM 46625H100 914 6559 SH SOLE 6559 0 0 JP Morgan Ultra-short Income ETF ULTRA SHRT INC 46641Q837 62 1221 SH SOLE 1221 0 0 Johnson & Johnson COM 478160104 4626 31711 SH SOLE 31711 0 0 Keysight Technologies Inc. COM 49338L103 87 846 SH SOLE 846 0 0 Kimberly Clark Corp COM 494368103 60 437 SH SOLE 437 0 0 Kinder Morgan Inc Del COM 49456B101 2 103 SH SOLE 103 0 0 L3harris Technologies INC CORP COMMON COM 502431109 6 29 SH SOLE 29 0 0 Lilly Eli & Co Com COM 532457108 32 244 SH SOLE 244 0 0 Manulife Financial Corp COM 56501R106 28 1400 SH SOLE 1400 0 0 McCormick & Co Inc COM NON VTG 579780206 7 39 SH SOLE 39 0 0 McDonalds Corp COM 580135101 779 3944 SH SOLE 3944 0 0 Medley Capital Corp COM 58503F106 1 535 SH SOLE 535 0 0 Merck & Co. Inc. COM 58933Y105 3640 40020 SH SOLE 40020 0 0 Microsoft Corporation COM 594918104 13919 88261 SH SOLE 88261 0 0 Microchip Technology Inc COM 595017104 2157 20602 SH SOLE 20602 0 0 Micron Technology Inc COM 595112103 4472 83145 SH SOLE 83145 0 0 Netflix Inc Common COM 64110L106 195 604 SH SOLE 604 0 0 Novo Nordisk A/S ADR ADR 670100205 10 178 SH SOLE 178 0 0 Nvidia Corp COM 67066G104 6777 28800 SH SOLE 28800 0 0 Nuveen Calif Quality Muni Income Fd COM 67066Y105 6 424 SH SOLE 424 0 0 Oneok, Inc COM 682680103 151 2000 SH SOLE 2000 0 0 Oracle Corporation COM 68389X105 915 17280 SH SOLE 17280 0 0 Pepsico Inc COM 713448108 1857 13587 SH SOLE 13587 0 0 Pfizer Inc COM 717081103 3114 79479 SH SOLE 79479 0 0 Philip Morris Intl Inc. COM 718172109 3189 37476 SH SOLE 37476 0 0 Phillips 66 COM 718546104 134 1200 SH SOLE 1200 0 0 Pimco Calif Muni Income Fund COM 72200N106 20 1000 SH SOLE 1000 0 0 Pimco Calif Muni Income Fund III COM 72201C109 19 1650 SH SOLE 1650 0 0 Pimco Enhanced Short Maturity ENHAN SHRT MA AC 72201R833 30 294 SH SOLE 294 0 0 Pluralsight Inc COM CL A 72941B106 15 900 SH SOLE 900 0 0 Procter & Gamble Company COM 742718109 2623 21000 SH SOLE 21000 0 0 RLJ Lodging Trust Conv Pfd $1.95 CUM CONV PFD A 74965L200 57 2000 SH SOLE 2000 0 0 Realty Income Corp COM 756109104 74 1000 SH SOLE 1000 0 0 Ringcentral Inc. CL A 76680R206 186 1100 SH SOLE 1100 0 0 Rio Tinto Plc ADR SPONSORED ADR 767204100 18 307 SH SOLE 307 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 86 1465 SH SOLE 1465 0 0 Royal Gold, Inc. COM 780287108 21 171 SH SOLE 171 0 0 S&P Global Inc Common COM 78409V104 273 1000 SH SOLE 1000 0 0 SJW Group COM 784305104 654 9200 SH SOLE 9200 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 13396 41622 SH SOLE 41622 0 0 SPX Corp COM 784635104 35 695 SH SOLE 695 0 0 SPDR Doubleline Total Return Tactical ETF SPDR TR TACTIC 78467V848 10 210 SH SOLE 210 0 0 SVB Financial Group COM 78486Q101 84 335 SH SOLE 335 0 0 Schlumberger LTD COM 806857108 2523 62750 SH SOLE 62750 0 0 SPDR Tr Consumer Staples SBI CONS STPLS 81369Y308 2 32 SH SOLE 32 0 0 Energy Sector SPDR TR ENERGY 81369Y506 4884 81344 SH SOLE 81344 0 0 Financial Select Sector SPDR ETF SBI INT-FINL 81369Y605 1292 41967 SH SOLE 41967 0 0 Square Inc CL A 852234103 22 350 SH SOLE 350 0 0 Starbucks Corp COM 855244109 26 297 SH SOLE 297 0 0 State Street Corp COM 857477103 791 10000 SH SOLE 10000 0 0 Sumitomo Mitsui Financial Group Inc Mit ADR SPONSORED ADR 86562M209 15 2062 SH SOLE 2062 0 0 Synaptics Inc COM 87157D109 1373 20878 SH SOLE 20878 0 0 Sysco Corp Com COM 871829107 505 5900 SH SOLE 5900 0 0 Taiwan Semiconductor Manufacturing CO Ltd ADR SPONSORED ADS 874039100 13 227 SH SOLE 227 0 0 Target Corp Com COM 87612E106 2442 19050 SH SOLE 19050 0 0 Texas Pacific Land Trust SUB CTF PROP I T 882610108 98 125 SH SOLE 125 0 0 3M Co Com COM 88579Y101 2443 13850 SH SOLE 13850 0 0 US Bancorp Del Com New COM NEW 902973304 18 300 SH SOLE 300 0 0 Union Pacific Corp COM 907818108 6 35 SH SOLE 35 0 0 United Parcel Service Cl B CL B 911312106 14 117 SH SOLE 117 0 0 Vaneck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 3227 110217 SH SOLE 110217 0 0 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 14 109 SH SOLE 109 0 0 Vanguard Intermediate Term Bond ETF INTERMED TERM 921937819 4 42 SH SOLE 42 0 0 Vanguard Short-Term Bond Index Fund ETF SHORT TRM BOND 921937827 3 38 SH SOLE 38 0 0 Vanguard Total Bond Market Index Fund ETF TOTAL BND MRKT 921937835 75 898 SH SOLE 898 0 0 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 2246 50983 SH SOLE 50983 0 0 Vanguard Emerging Markets Stock Index Fund Ftse ETF FTSE EMR MKT ETF 922042858 9 200 SH SOLE 200 0 0 Vanguard FTSE Europe ETF FTSE EUROPE ETF 922042874 41 700 SH SOLE 700 0 0 Vanguard Information Technology ETF INF TECH ETF 92204A702 4 15 SH SOLE 15 0 0 Vanguard Intermediate Term Corporate Bond ETF INT-TERM CORP 92206C870 22 241 SH SOLE 241 0 0 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 8 28 SH SOLE 28 0 0 Vanguard Real Estate ETF REAL ESTATE ETF 922908553 3840 41385 SH SOLE 41385 0 0 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 21 128 SH SOLE 128 0 0 Verisign Inc COM 92343E102 636 3300 SH SOLE 3300 0 0 Verizon Communications COM 92343V104 4244 69125 SH SOLE 69125 0 0 Visa, Inc COM CL A 92826C839 115 612 SH SOLE 612 0 0 WABTEC COM 929740108 1 3 SH SOLE 3 0 0 Walmart Inc. COM 931142103 2591 21806 SH SOLE 21806 0 0 Walgreens Boots Alliance Inc COM 931427108 3095 52500 SH SOLE 52500 0 0 Wells Fargo & Co New COM 949746101 2911 54100 SH SOLE 54100 0 0 Western Alliance Bancorp COM 957638109 103 1800 SH SOLE 1800 0 0 XCEL Energy, Inc COM 98389B100 20 314 SH SOLE 314 0 0 Zimmer Biomet Holdings Inc COM 98956P102 1422 9500 SH SOLE 9500 0 0 Accenture PLC F SHS CLASS A G1151C101 89 425 SH SOLE 425 0 0 Brookfield Infrastructure Partners Lp Infrastructur Partner Unt LP INT UNIT G16252101 22 436 SH SOLE 436 0 0 Bunge Limited COM G16962105 1099 19100 SH SOLE 19100 0 0 Norwegian Cruise Line Holdings Ltd SHS G66721104 8 142 SH SOLE 142 0 0 UBS Group AG CHF 0.1 SHS H42097107 22 1756 SH SOLE 1756 0 0 Transocean LTD REG SHS H8817H100 338 49060 SH SOLE 49060 0 0