0001777127-19-000002.txt : 20191002
0001777127-19-000002.hdr.sgml : 20191002
20191002165341
ACCESSION NUMBER: 0001777127-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191002
DATE AS OF CHANGE: 20191002
EFFECTIVENESS DATE: 20191002
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Enterprise Trust & Investment Co
CENTRAL INDEX KEY: 0001777127
IRS NUMBER: 770406047
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19560
FILM NUMBER: 191132957
BUSINESS ADDRESS:
STREET 1: 15425 LOS GATOS BLVD
STREET 2: SUITE 150
CITY: LOS GATOS
STATE: CA
ZIP: 95032
BUSINESS PHONE: 4083585811
MAIL ADDRESS:
STREET 1: 15425 LOS GATOS BLVD
STREET 2: SUITE 150
CITY: LOS GATOS
STATE: CA
ZIP: 95032
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001777127
XXXXXXXX
09-30-2019
09-30-2019
Enterprise Trust & Investment Co
15425 LOS GATOS BLVD
SUITE 150
LOS GATOS
CA
95032
13F HOLDINGS REPORT
028-19560
N
Margaret McCulloch
CFO
4083585811
Enterprise Trust & Investment Co
Los Gatos
CA
10-02-2019
0
200
163216
false
INFORMATION TABLE
2
Q32019infotable.xml
Abb Ltd ADR
SPONSORED ADR
000375204
16
827
SH
SOLE
827
0
0
Alerian MLP ETF
ALERIAN MLP
00162Q866
8
910
SH
SOLE
910
0
0
AT&T Inc
COM
00206R102
3723
98400
SH
SOLE
98400
0
0
Adobe Systems, Inc
COM
00724F101
89
323
SH
SOLE
323
0
0
Agilent Technologies Inc Com
COM
00846U101
145
1887
SH
SOLE
1887
0
0
Alcoa Corp
COM
013872106
381
19000
SH
SOLE
19000
0
0
Alibaba Group Holding
SPONSORED ADS
01609W102
27
161
SH
SOLE
161
0
0
Alleghany Corp Del Common
COM
017175100
104
130
SH
SOLE
130
0
0
Allstate Corp
COM
020002101
2788
25657
SH
SOLE
25657
0
0
Alphabet Inc.
CAP STK CL A
02079K305
70
57
SH
SOLE
57
0
0
Altria Group Inc
COM
02209S103
934
22845
SH
SOLE
22845
0
0
Amazon Com Inc
COM
023135106
104
60
SH
SOLE
60
0
0
Ameren Corp Com
COM
023608102
250
3122
SH
SOLE
3122
0
0
American Express Co
COM
025816109
38
320
SH
SOLE
320
0
0
Amgen Inc Com
COM
031162100
3252
16803
SH
SOLE
16803
0
0
Apache Corp
COM
037411105
1057
41300
SH
SOLE
41300
0
0
Apple Inc
COM
037833100
7167
31999
SH
SOLE
31999
0
0
Applied Materials Inc
COM
038222105
998
20000
SH
SOLE
20000
0
0
Archer Daniels Midland Co.
COM
039483102
663
16150
SH
SOLE
16150
0
0
Autoliv Inc Common
COM
052800109
9
119
SH
SOLE
119
0
0
Automatic Data Processing
COM
053015103
142
877
SH
SOLE
877
0
0
Bhp Group Plc ADR
SPONSORED ADR
05545E209
17
403
SH
SOLE
403
0
0
BP Amoco P L C Sponsored ADR
SPONSORED ADR
055622104
625
16441
SH
SOLE
16441
0
0
Banco Bilbao Vizcaya Argentaria Sa ADR
SPONSORED ADR
05946K101
7
1344
SH
SOLE
1344
0
0
Banco Santander SA ADR
ADR
05964H105
16
3858
SH
SOLE
3858
0
0
Bank of America Corporation
COM
060505104
537
18406
SH
SOLE
18406
0
0
Bank Of America Corp Bac 7.250 Perp Cvt
7.25%CNV PFD L
060505682
34
23
SH
SOLE
23
0
0
Bank of New York Mellon Corp
COM
064058100
827
18296
SH
SOLE
18296
0
0
Becton Dickinson & Company
COM
075887109
1400
5536
SH
SOLE
5536
0
0
Berkshire Hathaway Inc Del
CL B NEW
084670702
322
1548
SH
SOLE
1548
0
0
Black Knight Inc Common
COM
09215C105
79
1286
SH
SOLE
1286
0
0
Blackrock, Inc
COM
09247X101
45
100
SH
SOLE
100
0
0
Boeing Co
COM
097023105
266
700
SH
SOLE
700
0
0
Brighthouse Financial Inc.
COM
10922N103
1
15
SH
SOLE
15
0
0
Brookfield Asset Management Inc Cl A
CL A LTD VT SH
112585104
239
4500
SH
SOLE
4500
0
0
Brown-Forman Corp Cl B Com
CL B
115637209
22
358
SH
SOLE
358
0
0
California Wtr Svc Group Com
COM
130788102
143
2700
SH
SOLE
2700
0
0
Cannae Holdings Inc.
COM
13765N107
27
1000
SH
SOLE
1000
0
0
Celgene Corporation
COM
151020104
1862
18750
SH
SOLE
18750
0
0
Chevron Corporation
COM
166764100
3884
32747
SH
SOLE
32747
0
0
Cisco Sys Inc
COM
17275R102
2817
57008
SH
SOLE
57008
0
0
Colgate Palmolive Co
COM
194162103
37
500
SH
SOLE
500
0
0
Comcast Corp New Cl A
CL A
20030N101
16
364
SH
SOLE
364
0
0
Comerica Inc
COM
200340107
1125
17041
SH
SOLE
17041
0
0
Conocophillips
COM
20825C104
155
2727
SH
SOLE
2727
0
0
Constellation Brands Inc Cl A
CL A
21036P108
9
45
SH
SOLE
45
0
0
Corning Inc
COM
219350105
2311
81025
SH
SOLE
81025
0
0
Corteva Inc.
COM
22052L104
36
1296
SH
SOLE
1296
0
0
Costco Wholesale Corp New Common
COM
22160K105
36
125
SH
SOLE
125
0
0
Coty Inc Common Class A
COM CL A
222070203
603
57380
SH
SOLE
57380
0
0
DXC Technology Company
COM
23355L106
56
1914
SH
SOLE
1914
0
0
Danaher Corp
COM
235851102
15
105
SH
SOLE
105
0
0
Dell Technologies Inc C
CL C
24703L202
296
5703
SH
SOLE
5703
0
0
Diageo PLC Sponsored ADR New
SPON ADR NEW
25243Q205
8
50
SH
SOLE
50
0
0
Disney (Walt) Co Holding Co.
COM DISNEY
254687106
2243
17210
SH
SOLE
17210
0
0
Dow, Inc.
COM
260557103
62
1296
SH
SOLE
1296
0
0
Dupont De Nemours Inc
COM
26614N102
92
1296
SH
SOLE
1296
0
0
Eaton Vance CA Muni Income Tr Sr Ben
SH BEN INT
27826F101
13
1000
SH
SOLE
1000
0
0
Encana Corp Com
COM
292505104
719
156300
SH
SOLE
156300
0
0
Energy Transfer LP
COM UT LTD PTN
29273V100
78
6000
SH
SOLE
6000
0
0
Extreme Networks Inc
COM
30226D106
11
1500
SH
SOLE
1500
0
0
Exxon Mobil Corp
COM
30231G102
2085
29535
SH
SOLE
29535
0
0
Facebook, Inc.
CL A
30303M102
87
489
SH
SOLE
489
0
0
Federated Investors
CL B
314211103
412
12700
SH
SOLE
12700
0
0
Fidelity Natl Information Svcs Inc Common
COM
31620M106
199
1500
SH
SOLE
1500
0
0
Fidelity Natl Finl Inc New Fnf Group Common
FNF GROUP COM
31620R303
133
3000
SH
SOLE
3000
0
0
Fireeye Inc.
COM
31816Q101
80
6000
SH
SOLE
6000
0
0
First Republic Bank Corp
COM
33616C100
11
117
SH
SOLE
117
0
0
Freeport-McMoran Copper & Gold Inc.
CL B
35671D857
9
986
SH
SOLE
986
0
0
General Dynamics Corp
COM
369550108
2209
12087
SH
SOLE
12087
0
0
General Electric Co
COM
369604103
1137
127126
SH
SOLE
127126
0
0
Gilead Sciences Inc
COM
375558103
1217
19200
SH
SOLE
19200
0
0
Glaxosmithline PLC Sponsored ADR
SPONSORED ADR
37733W105
18
424
SH
SOLE
424
0
0
Hsbc Holdings Plc ADR
SPON ADR NEW
404280406
19
501
SH
SOLE
501
0
0
HP Inc
COM
40434L105
12
624
SH
SOLE
624
0
0
Halliburton Company
COM
406216101
397
21050
SH
SOLE
21050
0
0
Hawaiian Electric Inds Inc
COM
419870100
91
2000
SH
SOLE
2000
0
0
Heritage Comm Corp
COM
426927109
1001
85187
SH
SOLE
85187
0
0
Hess Corp
COM
42809H107
10
170
SH
SOLE
170
0
0
Home Depot Incorporated
COM
437076102
27
118
SH
SOLE
118
0
0
Honeywell Intl Inc Com
COM
438516106
246
1452
SH
SOLE
1452
0
0
ING Groep N.V. ADR
SPONSORED ADR
456837103
16
1493
SH
SOLE
1493
0
0
Intel Corporation
COM
458140100
4591
89097
SH
SOLE
89097
0
0
International Business Machines
COM
459200101
1454
10000
SH
SOLE
10000
0
0
International Paper Corp
COM
460146103
1602
38300
SH
SOLE
38300
0
0
Intuitive Surgical Inc.
COM NEW
46120E602
5589
10352
SH
SOLE
10352
0
0
Invesco Calif Value Muni
COM
46132H106
14
1075
SH
SOLE
1075
0
0
Invesco S&P 500 Equal Weight Energy ETF
S&P500 EQL WGT
46137V357
205
1899
SH
SOLE
1899
0
0
Invesco Emerging Markets ETF
EMRNG MKT SVRG
46138E784
1
38
SH
SOLE
38
0
0
Ishares Gold Trust ETF
ISHARES
464285105
8
564
SH
SOLE
564
0
0
Ishares Trust United States Treasury Tips Bond ETF
TIPS BD ETF
464287176
27
228
SH
SOLE
228
0
0
Ishares Inv Grade Corporate Bond
IBOXX INV CP ETF
464287242
90
705
SH
SOLE
705
0
0
Ishares Barclays 7-10 Year Treasury Bond Fund Trsury ETF
BARCLAYS 7 10 YR
464287440
17
148
SH
SOLE
148
0
0
Ishares S&P Midcap 400 Growth ETF
S&P MC 400GR ETF
464287606
34
151
SH
SOLE
151
0
0
Ishares Core S&P US Growth ETF
CORE S&P US GWT
464287671
94
1500
SH
SOLE
1500
0
0
Ishares US Basic Materials ETF
U.S. BAS MTL ETF
464287838
8
82
SH
SOLE
82
0
0
Ishares Msci Eafe Small Cap Index Fund
EAFE SML CP ETF
464288273
15
254
SH
SOLE
254
0
0
Ishares JP Morgan Usd Emerging Markets Bond ETF Mts
JPMORGAN USD EMG
464288281
10
90
SH
SOLE
90
0
0
Ishares Iboxx High Yield Corporate Bond
IBOXX HI YD ETF
464288513
33
380
SH
SOLE
380
0
0
ETF Ishares MBS
MBS ETF
464288588
4
34
SH
SOLE
34
0
0
Ishares 1-3 Year Credit Bond
SH TR CRPORT ETF
464288646
106
1980
SH
SOLE
1980
0
0
Ishares Barclays 3-7 Year Treasury Bond ETF
3 7 YR TREAS BD
464288661
2
13
SH
SOLE
13
0
0
Ishares PFD and Income ETF
PFD AND INCM SEC
464288687
95
2521
SH
SOLE
2521
0
0
Ishares Core High Dividend
CORE HIGH DV ETF
46429B663
42
446
SH
SOLE
446
0
0
Ishares Commodities Select Strategy ETF Select Strategy
COMMOD SEL STG
46431W853
3
95
SH
SOLE
95
0
0
Ishares Core Msci Eafe ETF
CORE MSCI EAFE
46432F842
6
99
SH
SOLE
99
0
0
Ishares Core MSCI Emerging Mkts ETF
CORE MSCI EMKT
46434G103
27
550
SH
SOLE
550
0
0
Ishares Trust 0-5 Yr High Yield
0-5YR HI YL CP
46434V407
30
639
SH
SOLE
639
0
0
J P Morgan Chase & Co Com
COM
46625H100
772
6559
SH
SOLE
6559
0
0
JP Morgan Ultra-short Income ETF
ULTRA SHRT INC
46641Q837
62
1221
SH
SOLE
1221
0
0
Johnson & Johnson
COM
478160104
4103
31711
SH
SOLE
31711
0
0
Keysight Technologies Inc.
COM
49338L103
82
846
SH
SOLE
846
0
0
Kimberly Clark Corp
COM
494368103
62
437
SH
SOLE
437
0
0
Kinder Morgan Inc Del
COM
49456B101
2
103
SH
SOLE
103
0
0
Lilly Eli & Co Com
COM
532457108
27
244
SH
SOLE
244
0
0
Manulife Financial Corp
COM
56501R106
26
1400
SH
SOLE
1400
0
0
McCormick & Co Inc
COM NON VTG
579780206
6
39
SH
SOLE
39
0
0
McDonalds Corp
COM
580135101
847
3944
SH
SOLE
3944
0
0
Medley Capital Corp
COM
58503F106
1
535
SH
SOLE
535
0
0
Merck & Co. Inc.
COM
58933Y105
3373
40070
SH
SOLE
40070
0
0
Microsoft Corporation
COM
594918104
12306
88511
SH
SOLE
88511
0
0
Microchip Technology Inc
COM
595017104
2131
22936
SH
SOLE
22936
0
0
Micron Technology Inc
COM
595112103
3565
83195
SH
SOLE
83195
0
0
Netflix Inc Common
COM
64110L106
175
654
SH
SOLE
654
0
0
Novo Nordisk A/S ADR
ADR
670100205
9
178
SH
SOLE
178
0
0
Nvidia Corp
COM
67066G104
5013
28800
SH
SOLE
28800
0
0
Nuveen Calif Quality Muni Income Fd
COM
67066Y105
6
424
SH
SOLE
424
0
0
Oneok, Inc
COM
682680103
147
2000
SH
SOLE
2000
0
0
Oracle Corporation
COM
68389X105
951
17280
SH
SOLE
17280
0
0
Pepsico Inc
COM
713448108
1890
13787
SH
SOLE
13787
0
0
Pfizer Inc
COM
717081103
2856
79479
SH
SOLE
79479
0
0
Philip Morris Intl Inc.
COM
718172109
2884
37976
SH
SOLE
37976
0
0
Phillips 66
COM
718546104
123
1200
SH
SOLE
1200
0
0
Pimco Calif Muni Income Fund
COM
72200N106
20
1000
SH
SOLE
1000
0
0
Pimco Calif Muni Income Fund III
COM
72201C109
19
1650
SH
SOLE
1650
0
0
Pimco Enhanced Short Maturity
ENHAN SHRT MA AC
72201R833
30
294
SH
SOLE
294
0
0
Procter & Gamble Company
COM
742718109
2612
21000
SH
SOLE
21000
0
0
RLJ Lodging Trust Conv Pfd $1.95
CUM CONV PFD A
74965L200
54
2000
SH
SOLE
2000
0
0
Realty Income Corp
COM
756109104
77
1000
SH
SOLE
1000
0
0
Ringcentral Inc.
CL A
76680R206
163
1300
SH
SOLE
1300
0
0
Rio Tinto Plc ADR
SPONSORED ADR
767204100
16
307
SH
SOLE
307
0
0
Royal Dutch Shell PLC
SPONS ADR A
780259206
86
1465
SH
SOLE
1465
0
0
Royal Gold, Inc.
COM
780287108
21
171
SH
SOLE
171
0
0
S&P Global Inc Common
COM
78409V104
245
1000
SH
SOLE
1000
0
0
SJW Group
COM
784305104
628
9200
SH
SOLE
9200
0
0
SPDR S&P 500 ETF Trust
TR UNIT
78462F103
10965
36947
SH
SOLE
36947
0
0
SPX Corp
COM
784635104
28
695
SH
SOLE
695
0
0
SPDR Doubleline Total Return Tactical ETF
SPDR TR TACTIC
78467V848
10
210
SH
SOLE
210
0
0
SVB Financial Group
COM
78486Q101
70
335
SH
SOLE
335
0
0
Salesforce.com Inc
COM
79466L302
30
204
SH
SOLE
204
0
0
Schlumberger LTD
COM
806857108
2161
63255
SH
SOLE
63255
0
0
Materials Select Sector SPDR
SBI MATERIALS
81369Y100
1
18
SH
SOLE
18
0
0
SPDR Tr Consumer Staples
SBI CONS STPLS
81369Y308
2
32
SH
SOLE
32
0
0
Energy Sector SPDR TR
ENERGY
81369Y506
4995
84376
SH
SOLE
84376
0
0
Financial Select Sector SPDR ETF
SBI INT-FINL
81369Y605
1175
41967
SH
SOLE
41967
0
0
Utilities Select Sector SPDR
SBI INT-UTILS
81369Y886
1
7
SH
SOLE
7
0
0
Square Inc
CL A
852234103
22
350
SH
SOLE
350
0
0
Starbucks Corp
COM
855244109
26
297
SH
SOLE
297
0
0
State Street Corp
COM
857477103
592
10000
SH
SOLE
10000
0
0
Sumitomo Mitsui Financial Group INC Mit ADR
SPONSORED ADR
86562M209
14
2062
SH
SOLE
2062
0
0
Synaptics Inc
COM
87157D109
1753
43878
SH
SOLE
43878
0
0
Sysco Corp Com
COM
871829107
468
5900
SH
SOLE
5900
0
0
Taiwan Semiconductor Manufacturing CO Ltd ADR
SPONSORED ADS
874039100
11
227
SH
SOLE
227
0
0
Target Corp Com
COM
87612E106
2037
19050
SH
SOLE
19050
0
0
Texas Pacific Land Trust
SUB CTF PROP I T
882610108
81
125
SH
SOLE
125
0
0
3M Co Com
COM
88579Y101
2277
13850
SH
SOLE
13850
0
0
Total S.A. ADR
SPONSORED ADS
89151E109
31
593
SH
SOLE
593
0
0
US Bancorp Del Com New
COM NEW
902973304
17
300
SH
SOLE
300
0
0
Union Pacific Corp
COM
907818108
6
35
SH
SOLE
35
0
0
United Parcel Service Cl B
CL B
911312106
14
117
SH
SOLE
117
0
0
United Technologies Corp
COM
913017109
17
126
SH
SOLE
126
0
0
Vaneck Vectors Gold Miners ETF
GOLD MINERS ETF
92189F106
2858
107017
SH
SOLE
107017
0
0
Vanguard Dividend Appreciation ETF
DIV APP ETF
921908844
13
109
SH
SOLE
109
0
0
Vanguard Intermediate Term Bond ETF
INTERMED TERM
921937819
4
42
SH
SOLE
42
0
0
Vanguard Short-Term Bond Index Fund ETF
SHORT TRM BOND
921937827
3
38
SH
SOLE
38
0
0
Vanguard Total Bond Market Index Fund ETF
TOTAL BND MRKT
921937835
76
898
SH
SOLE
898
0
0
Vanguard FTSE Developed Markets ETF
FTSE DEV MKT ETF
921943858
2094
50983
SH
SOLE
50983
0
0
Vanguard Emerging Markets Stock Index Fund Ftse ETF
FTSE EMR MKT ETF
922042858
8
200
SH
SOLE
200
0
0
Vanguard FTSE Europe ETF
FTSE EUROPE ETF
922042874
38
700
SH
SOLE
700
0
0
Vanguard Information Technology ETF
INF TECH ETF
92204A702
3
15
SH
SOLE
15
0
0
Vanguard Intermediate Term Corporate Bond ETF
INT-TERM CORP
92206C870
22
241
SH
SOLE
241
0
0
Vanguard Real Estate ETF
REAL ESTATE ETF
922908553
3882
41635
SH
SOLE
41635
0
0
Vanguard Total Stock Market ETF
TOTAL STK MKT
922908769
19
128
SH
SOLE
128
0
0
Verisign Inc
COM
92343E102
622
3300
SH
SOLE
3300
0
0
Verizon Communications
COM
92343V104
4172
69125
SH
SOLE
69125
0
0
Visa, Inc
COM CL A
92826C839
105
612
SH
SOLE
612
0
0
Walmart Inc.
COM
931142103
2588
21806
SH
SOLE
21806
0
0
Walgreens Boots Alliance Inc
COM
931427108
2940
53150
SH
SOLE
53150
0
0
Wells Fargo & Co New
COM
949746101
1972
39100
SH
SOLE
39100
0
0
Western Alliance Bancorp
COM
957638109
92
2000
SH
SOLE
2000
0
0
XCEL Energy, Inc
COM
98389B100
20
314
SH
SOLE
314
0
0
Zimmer Biomet Holdings Inc
COM
98956P102
1441
10500
SH
SOLE
10500
0
0
Accenture PLC F
SHS CLASS A
G1151C101
82
425
SH
SOLE
425
0
0
Brookfield Infrastructure Partners Lp Infrastructur Partner Unt
LP INT UNIT
G16252101
22
436
SH
SOLE
436
0
0
Bunge Limited
COM
G16962105
1081
19100
SH
SOLE
19100
0
0
Medtronic PLC NPV
SHS
G5960L103
13
122
SH
SOLE
122
0
0
Norwegian Cruise Line Holdings Ltd
SHS
G66721104
7
142
SH
SOLE
142
0
0
UBS Group AG CHF 0.1
SHS
H42097107
20
1756
SH
SOLE
1756
0
0
Transocean LTD
REG SHS
H8817H100
232
51910
SH
SOLE
51910
0
0
Asml Holding Nv ADR
N Y REGISTRY SHS
N07059210
14
56
SH
SOLE
56
0
0