EVP/CFO

0001777127-19-000001.txt : 20190806 0001777127-19-000001.hdr.sgml : 20190806 20190806150239 ACCESSION NUMBER: 0001777127-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190806 DATE AS OF CHANGE: 20190806 EFFECTIVENESS DATE: 20190806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Enterprise Trust & Investment Co CENTRAL INDEX KEY: 0001777127 IRS NUMBER: 770406047 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19560 FILM NUMBER: 191001681 BUSINESS ADDRESS: STREET 1: 15425 LOS GATOS BLVD STREET 2: SUITE 150 CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 4083585811 MAIL ADDRESS: STREET 1: 15425 LOS GATOS BLVD STREET 2: SUITE 150 CITY: LOS GATOS STATE: CA ZIP: 95032 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001777127 XXXXXXXX 06-30-2019 06-30-2019 Enterprise Trust & Investment Co

15425 LOS GATOS BLVD SUITE 150 LOS GATOS CA 95032

13F HOLDINGS REPORT 028-19560 N Margaret McCulloch EVP/CFO 408-358-5816 Margaret McCulloch Los Gatos CA 08-06-2019 0 184 160972 false INFORMATION TABLE 2 Q22019infotable.xml Alerian MLP ETF ALERIAN MLP 00162Q866 9 910 SH SOLE 910 0 0 AT&T Inc COM 00206R102 3465 103400 SH SOLE 103400 0 0 Adobe Systems, Inc COM 00724F101 71 240 SH SOLE 240 0 0 Agilent Technologies Inc Com COM 00846U101 141 1887 SH SOLE 1887 0 0 Air Prods & Chems Inc COM 009158106 10 45 SH SOLE 45 0 0 Alcoa Corp COM 013872106 234 10000 SH SOLE 10000 0 0 Alleghany Corp Del Common COM 017175100 89 130 SH SOLE 130 0 0 Allstate Corp COM 020002101 2762 27157 SH SOLE 27157 0 0 Alphabet Inc. CAP STK CL A 02079K305 17 16 SH SOLE 16 0 0 Altria Group Inc COM 02209S103 1176 24845 SH SOLE 24845 0 0 Amazon Com Inc COM 023135106 27 14 SH SOLE 14 0 0 Ameren Corp Com COM 023608102 234 3122 SH SOLE 3122 0 0 Amgen Inc Com COM 031162100 3285 17828 SH SOLE 17828 0 0 Apache Corp COM 037411105 1237 42700 SH SOLE 42700 0 0 Apple Inc COM 037833100 6311 31888 SH SOLE 31888 0 0 Applied Materials Inc COM 038222105 898 20000 SH SOLE 20000 0 0 Archer Daniels Midland Co. COM 039483102 700 17150 SH SOLE 17150 0 0 Autoliv Inc Common COM 052800109 8 119 SH SOLE 119 0 0 Automatic Data Processing COM 053015103 145 877 SH SOLE 877 0 0 BP Amoco P L C Sponsored ADR SPONSORED ADR 055622104 684 16396 SH SOLE 16396 0 0 Bank of America Corporation COM 060505104 523 18050 SH SOLE 18050 0 0 Bank Of America Corp Bac 7.250 Perp Cvt 7.25%CNV PFD L 060505682 32 23 SH SOLE 23 0 0 Bank of New York Mellon Corp COM 064058100 521 11796 SH SOLE 11796 0 0 Becton Dickinson & Company COM 075887109 1395 5536 SH SOLE 5536 0 0 Berkshire Hathaway Inc Del CL B NEW 084670702 330 1548 SH SOLE 1548 0 0 Black Knight Inc Common COM 09215C105 77 1286 SH SOLE 1286 0 0 Blackrock, Inc COM 09247X101 47 100 SH SOLE 100 0 0 Boeing Co COM 097023105 255 700 SH SOLE 700 0 0 Brookfield Asset Management INC CLASS A CORP COMMON CL A LTD VT SH 112585104 215 4500 SH SOLE 4500 0 0 Brown-Forman Corp Cl B Com CL B 115637209 20 358 SH SOLE 358 0 0 California Wtr Svc Group Com COM 130788102 137 2700 SH SOLE 2700 0 0 Cannae Holdings Inc. COM 13765N107 29 1000 SH SOLE 1000 0 0 Celgene Corporation COM 151020104 1816 19650 SH SOLE 19650 0 0 Centurylink Inc COM 156700106 9 804 SH SOLE 804 0 0 Chevron Corporation COM 166764100 4283 34416 SH SOLE 34416 0 0 Cisco Sys Inc COM 17275R102 3298 60268 SH SOLE 60268 0 0 Colgate Palmolive Co COM 194162103 36 500 SH SOLE 500 0 0 Comcast Corp New Cl A CL A 20030N101 15 364 SH SOLE 364 0 0 Comerica Inc COM 200340107 1257 17301 SH SOLE 17301 0 0 Conocophillips COM 20825C104 159 2606 SH SOLE 2606 0 0 Constellation Brands Inc Cl A CL A 21036P108 9 45 SH SOLE 45 0 0 Corning Inc COM 219350105 2845 85625 SH SOLE 85625 0 0 Corteva Inc. COM 22052L104 38 1296 SH SOLE 1296 0 0 Costco Wholesale Corp New Common COM 22160K105 12 46 SH SOLE 46 0 0 Coty Inc Common Class A COM CL A 222070203 806 60184 SH SOLE 60184 0 0 DXC Technology Company COM 23355L106 106 1914 SH SOLE 1914 0 0 Danaher Corp COM 235851102 15 105 SH SOLE 105 0 0 Dell Technologies Inc C CL C 24703L202 303 5955 SH SOLE 5955 0 0 Diageo PLC Sponsored ADR New SPON ADR NEW 25243Q205 9 50 SH SOLE 50 0 0 Disney (Walt) Co Holding Co. COM DISNEY 254687106 2473 17710 SH SOLE 17710 0 0 Dow, Inc. COM 260557103 64 1296 SH SOLE 1296 0 0 Dupont De Nemours Inc COM 26614N102 97 1296 SH SOLE 1296 0 0 Eaton Vance CA Muni Income Tr Sr Ben SH BEN INT 27826F101 12 1000 SH SOLE 1000 0 0 Energy Transfer LP COM UT LTD PTN 29273V100 84 6000 SH SOLE 6000 0 0 Extreme Networks Inc COM 30226D106 10 1500 SH SOLE 1500 0 0 Exxon Mobil Corp COM 30231G102 2354 30723 SH SOLE 30723 0 0 Facebook, Inc. CL A 30303M102 19 99 SH SOLE 99 0 0 Federated Investors CL B 314211103 458 14100 SH SOLE 14100 0 0 Fidelity Natl Information Svcs Inc Common COM 31620M106 184 1500 SH SOLE 1500 0 0 Fidelity Natl Finl Inc New Fnf Group Common FNF GROUP COM 31620R303 121 3000 SH SOLE 3000 0 0 Fireeye Inc. COM 31816Q101 89 6000 SH SOLE 6000 0 0 First Republic Bank Corp COM 33616C100 11 117 SH SOLE 117 0 0 General Dynamics Corp COM 369550108 2307 12687 SH SOLE 12687 0 0 General Electric Co COM 369604103 1798 171235 SH SOLE 171235 0 0 Gilead Sciences Inc COM 375558103 1358 20100 SH SOLE 20100 0 0 HP Inc COM 40434L105 13 624 SH SOLE 624 0 0 Halliburton Company COM 406216101 520 22850 SH SOLE 22850 0 0 Harris Corp Del COM 413875105 5 29 SH SOLE 29 0 0 Hawaiian Electric Inds Inc COM 419870100 87 2000 SH SOLE 2000 0 0 Heritage Comm Corp COM 426927109 1044 85187 SH SOLE 85187 0 0 Hershey Company COM 427866108 10 73 SH SOLE 73 0 0 Honeywell Intl Inc Com COM 438516106 254 1452 SH SOLE 1452 0 0 Intel Corporation COM 458140100 4472 93417 SH SOLE 93417 0 0 Intercontinental Exchange Inc Common COM 45866F104 6 67 SH SOLE 67 0 0 International Business Machines COM 459200101 1379 10000 SH SOLE 10000 0 0 International Paper Corp COM 460146103 858 19800 SH SOLE 19800 0 0 Intuitive Surgical Inc. COM NEW 46120E602 5787 11032 SH SOLE 11032 0 0 Invesco Calif Value Muni COM 46132H106 14 1075 SH SOLE 1075 0 0 Invesco S&P 500 Equal Weight Energy ETF S&P500 EQL WGT 46137V357 205 1899 SH SOLE 1899 0 0 Invesco Emerging Markets ETF EMRNG MKT SVRG 46138E784 1 38 SH SOLE 38 0 0 Ishares Gold Trust ETF ISHARES 464285105 8 564 SH SOLE 564 0 0 Ishares Trust United States Treasury Tips Bond ETF TIPS BD ETF 464287176 26 228 SH SOLE 228 0 0 Ishares Inv Grade Corporate Bond IBOXX INV CP ETF 464287242 88 705 SH SOLE 705 0 0 Ishares Barclays 7-10 Year Treasury Bond Fund Trsury ETF BARCLAYS 7 10 YR 464287440 16 148 SH SOLE 148 0 0 Ishares S&P Midcap 400 Growth ETF S&P MC 400GR ETF 464287606 34 151 SH SOLE 151 0 0 Ishares Core S&P US Growth ETF CORE S&P US GWT 464287671 94 1500 SH SOLE 1500 0 0 Ishares US Basic Materials ETF U.S. BAS MTL ETF 464287838 8 82 SH SOLE 82 0 0 Ishares Msci Eafe Small Cap Index Fund EAFE SML CP ETF 464288273 15 254 SH SOLE 254 0 0 Ishares JP Morgan Usd Emerging Markets Bond ETFf Mts JPMORGAN USD EMG 464288281 10 90 SH SOLE 90 0 0 Ishares Iboxx High Yield Corporate Bond IBOXX HI YD ETF 464288513 33 380 SH SOLE 380 0 0 ETF Ishares MBS MBS ETF 464288588 4 34 SH SOLE 34 0 0 Ishares 1-3 Year Credit Bond SH TR CRPORT ETF 464288646 106 1980 SH SOLE 1980 0 0 Ishares Barclays 3-7 Year Treasury Bond ETF 3 7 YR TREAS BD 464288661 2 13 SH SOLE 13 0 0 Ishares PFD and Income ETF PFD AND INCM SEC 464288687 93 2521 SH SOLE 2521 0 0 Ishares Core High Dividend CORE HIGH DV ETF 46429B663 42 446 SH SOLE 446 0 0 Ishares Commodities Select Strategy ETF Select Strategy COMMOD SEL STG 46431W853 3 95 SH SOLE 95 0 0 Ishares Edge Msci Usa Quality Factor ETF USA QUALITY FCTR 46432F339 29 316 SH SOLE 316 0 0 Ishares Core Msci Eafe ETF CORE MSCI EAFE 46432F842 6 99 SH SOLE 99 0 0 Ishares Core MSCI Emerging Mkts ETF CORE MSCI EMKT 46434G103 28 550 SH SOLE 550 0 0 Ishares Trust 0-5 Yr High Yield 0-5YR HI YL CP 46434V407 30 639 SH SOLE 639 0 0 J P Morgan Chase & Co Com COM 46625H100 795 7110 SH SOLE 7110 0 0 JP Morgan Ultra-short Income ETF ULTRA SHRT INC 46641Q837 62 1221 SH SOLE 1221 0 0 Johnson & Johnson COM 478160104 4705 33781 SH SOLE 33781 0 0 Keysight Technologies Inc. COM 49338L103 76 846 SH SOLE 846 0 0 Kimberly Clark Corp COM 494368103 58 437 SH SOLE 437 0 0 Kinder Morgan Inc Del COM 49456B101 2 103 SH SOLE 103 0 0 Estee Lauder Companies Inc Cl A CL A 518439104 10 55 SH SOLE 55 0 0 Manulife Financial Corp COM 56501R106 25 1400 SH SOLE 1400 0 0 McCormick & Co Inc COM NON VTG 579780206 6 39 SH SOLE 39 0 0 McDonalds Corp COM 580135101 819 3944 SH SOLE 3944 0 0 Medley Capital Corp COM 58503F106 1 535 SH SOLE 535 0 0 Merck & Co. Inc. COM 58933Y105 3568 42551 SH SOLE 42551 0 0 Microsoft Corporation COM 594918104 12409 92629 SH SOLE 92629 0 0 Microchip Technology Inc COM 595017104 1591 18351 SH SOLE 18351 0 0 Micron Technology Inc COM 595112103 3307 85695 SH SOLE 85695 0 0 Novo Nordisk A/S ADR ADR 670100205 9 178 SH SOLE 178 0 0 Nvidia Corp COM 67066G104 4011 24425 SH SOLE 24425 0 0 Nuveen Calif Quality Muni Income Fd COM 67066Y105 6 424 SH SOLE 424 0 0 Oneok, Inc COM 682680103 138 2000 SH SOLE 2000 0 0 Oracle Corporation COM 68389X105 963 16904 SH SOLE 16904 0 0 Pepsico Inc COM 713448108 1867 14237 SH SOLE 14237 0 0 Pfizer Inc COM 717081103 4218 97357 SH SOLE 97357 0 0 Philip Morris Intl Inc. COM 718172109 3108 39576 SH SOLE 39576 0 0 Phillips 66 COM 718546104 112 1200 SH SOLE 1200 0 0 Pimco Calif Muni Income Fund COM 72200N106 19 1000 SH SOLE 1000 0 0 Pimco Calif Muni Income Fund III COM 72201C109 18 1650 SH SOLE 1650 0 0 Pimco Enhanced Short Maturity ENHAN SHRT MA AC 72201R833 30 294 SH SOLE 294 0 0 Procter & Gamble Company COM 742718109 2704 24662 SH SOLE 24662 0 0 RLJ Lodging Trust Conv Pfd $1.95 CUM CONV PFD A 74965L200 53 2000 SH SOLE 2000 0 0 Realty Income Corp COM 756109104 69 1000 SH SOLE 1000 0 0 Ringcentral Inc. CL A 76680R206 149 1300 SH SOLE 1300 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 65 1000 SH SOLE 1000 0 0 Royal Gold, Inc. COM 780287108 18 171 SH SOLE 171 0 0 S&P Global Inc Common COM 78409V104 228 1000 SH SOLE 1000 0 0 SJW Group COM 784305104 559 9200 SH SOLE 9200 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 10518 35897 SH SOLE 35897 0 0 SPX Corp COM 784635104 23 695 SH SOLE 695 0 0 SPDR Doubleline Total Return Tactical ETF SPDR TR TACTIC 78467V848 10 210 SH SOLE 210 0 0 SVB Financial Group COM 78486Q101 75 335 SH SOLE 335 0 0 Salesforce.com Inc COM 79466L302 9 61 SH SOLE 61 0 0 Sap Se ADR SPON ADR 803054204 10 73 SH SOLE 73 0 0 Schlumberger LTD COM 806857108 2583 65010 SH SOLE 65010 0 0 Materials Select Sector SPDR SBI MATERIALS 81369Y100 1 18 SH SOLE 18 0 0 SPDR Tr Consumer Staples SBI CONS STPLS 81369Y308 2 32 SH SOLE 32 0 0 Energy Sector SPDR TR ENERGY 81369Y506 5551 87134 SH SOLE 87134 0 0 Financial Select Sector SPDR ETF SBI INT-FINL 81369Y605 1158 41967 SH SOLE 41967 0 0 Utilities Select Sector SPDR SBI INT-UTILS 81369Y886 1 7 SH SOLE 7 0 0 Square Inc CL A 852234103 25 350 SH SOLE 350 0 0 Starbucks Corp COM 855244109 25 297 SH SOLE 297 0 0 Synaptics Inc COM 87157D109 1337 45878 SH SOLE 45878 0 0 Sysco Corp Com COM 871829107 417 5900 SH SOLE 5900 0 0 Target Corp Com COM 87612E106 1719 19850 SH SOLE 19850 0 0 Texas Pacific Land Trust SUB CTF PROP I T 882610108 98 125 SH SOLE 125 0 0 3M Co Com COM 88579Y101 1534 8850 SH SOLE 8850 0 0 US Bancorp Del Com New COM NEW 902973304 16 300 SH SOLE 300 0 0 Union Pacific Corp COM 907818108 6 35 SH SOLE 35 0 0 United Parcel Service Cl B CL B 911312106 12 117 SH SOLE 117 0 0 Vaneck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 2551 99817 SH SOLE 99817 0 0 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 13 109 SH SOLE 109 0 0 Vanguard Intermediate Term Bond ETF INTERMED TERM 921937819 4 42 SH SOLE 42 0 0 Vanguard Short-Term Bond Index Fund ETF SHORT TRM BOND 921937827 3 38 SH SOLE 38 0 0 Vanguard Total Bond Market Index Fund ETF TOTAL BND MRKT 921937835 75 898 SH SOLE 898 0 0 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 2275 54533 SH SOLE 54533 0 0 Vanguard Emerging Markets Stock Index Fund Ftse ETF FTSE EMR MKT ETF 922042858 9 200 SH SOLE 200 0 0 Vanguard FTSE Europe ETF FTSE EUROPE ETF 922042874 38 700 SH SOLE 700 0 0 Vanguard Information Technology ETF INF TECH ETF 92204A702 3 15 SH SOLE 15 0 0 Vanguard Intermediate Term Corporate Bond ETF INT-TERM CORP 92206C870 22 241 SH SOLE 241 0 0 Vanguard Real Estate ETF REAL ESTATE ETF 922908553 3176 36340 SH SOLE 36340 0 0 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 19 128 SH SOLE 128 0 0 Verisign Inc COM 92343E102 690 3300 SH SOLE 3300 0 0 Verizon Communications COM 92343V104 4183 73225 SH SOLE 73225 0 0 Visa, Inc COM CL A 92826C839 12 70 SH SOLE 70 0 0 Walmart Inc. COM 931142103 2493 22565 SH SOLE 22565 0 0 Walgreens Boots Alliance Inc COM 931427108 3130 57250 SH SOLE 57250 0 0 Wells Fargo & Co New COM 949746101 1424 30100 SH SOLE 30100 0 0 Western Alliance Bancorp COM 957638109 89 2000 SH SOLE 2000 0 0 XCEL Energy, Inc COM 98389B100 19 314 SH SOLE 314 0 0 Zimmer Biomet Holdings Inc COM 98956P102 1354 11500 SH SOLE 11500 0 0 Accenture PLC F SHS CLASS A G1151C101 121 656 SH SOLE 656 0 0 Brookfield Infrastructure Partners Lp Infrastructur Partner Unt LP INT UNIT G16252101 19 436 SH SOLE 436 0 0 Bunge Limited COM G16962105 1120 20100 SH SOLE 20100 0 0 Medtronic PLC NPV SHS G5960L103 12 122 SH SOLE 122 0 0 Norwegian Cruise Line Holdings Ltd SHS G66721104 8 142 SH SOLE 142 0 0 Transocean LTD REG SHS H8817H100 333 51910 SH SOLE 51910 0 0