0000950170-23-036418.txt : 20230801
0000950170-23-036418.hdr.sgml : 20230801
20230801154951
ACCESSION NUMBER: 0000950170-23-036418
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230728
FILED AS OF DATE: 20230801
DATE AS OF CHANGE: 20230801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cudahy Theresa Ellen
CENTRAL INDEX KEY: 0001827522
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39139
FILM NUMBER: 231131464
MAIL ADDRESS:
STREET 1: 8484 GEORGIA AVE
STREET 2: SUITE 700
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CuriosityStream Inc.
CENTRAL INDEX KEY: 0001776909
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8484 GEORGIA AVE.
STREET 2: SUITE 700
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
BUSINESS PHONE: 301-755-2050
MAIL ADDRESS:
STREET 1: 8484 GEORGIA AVE.
STREET 2: SUITE 700
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
FORMER COMPANY:
FORMER CONFORMED NAME: Software Acquisition Group Inc.
DATE OF NAME CHANGE: 20190515
4
1
ownership.xml
4
X0508
4
2023-07-28
0001776909
CuriosityStream Inc.
CURI
0001827522
Cudahy Theresa Ellen
8484 GEORGIA AVE., SUITE 700
SILVER SPRING
MD
20910
false
true
false
false
COO, Gen Counsel and Secretary
false
Common Stock
2023-07-28
4
F
false
19
1.05
D
39371
D
Restricted Stock Units
2023-07-28
4
A
false
125778
A
Common Stock
125778
125778
D
Restricted Stock Units
2023-07-28
4
A
false
56679
A
Common Stock
56679
56679
D
Stock Options (right to buy)
4.20
2023-07-28
4
D
false
78899
D
Common Stock
78899
0
D
Stock Options (right to buy)
4.04
2023-07-28
4
D
false
265098
D
Common Stock
265098
0
D
Stock Options (right to buy)
16.42
2023-07-28
4
D
false
152358
D
Common Stock
152358
0
D
Stock Options (right to buy)
14.70
2023-07-28
4
D
false
6122
D
Common Stock
6122
0
D
Stock Options (right to buy)
11.60
2023-07-28
4
D
false
13824
D
Common Stock
13824
0
D
Stock Options (right to buy)
5.93
2023-07-28
4
D
false
92375
D
Common Stock
92375
0
D
Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 608,676 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Ms. Cudahy RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.
On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Ms. Cudahy's fully vested cancelled stock options, the Company granted Ms. Cudahy 125,778 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.
On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Ms. Cudahy's unvested cancelled stock options, the Company granted Ms. Cudahy 56,679 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 7,902 shares on August 2, 2023; 1,406 shares in equal increments every third month beginning September 25, 2023 through March 25, 2025; 2,815 shares in equal increments every month beginning July 20, 2023 through September 20, 2025; and 44,556 shares on January 1, 2025.
Includes unvested option to purchase 19,725 shares of the Company's common stock, which would have vested on August 2, 2023.
Represents a fully vested option award.
Includes unvested option to purchase 2,678 shares of the Company's common stock, which would have vested ratably every three months until April 30, 2025.
Includes unvested option to purchase 7,488 shares of the Company's common stock, which would have vested ratably every three months until July 20, 2025.
Includes unvested option to purchase 92,375 shares of the Company's common stock, which would have vested on January 1, 2025.
/s/ Marianna Shelenkova as attorney-in-fact for Tia Cudahy
2023-08-01