0001085146-21-001161.txt : 20210414 0001085146-21-001161.hdr.sgml : 20210414 20210414130321 ACCESSION NUMBER: 0001085146-21-001161 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210414 DATE AS OF CHANGE: 20210414 EFFECTIVENESS DATE: 20210414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBA Wealth Management, LLC CENTRAL INDEX KEY: 0001776296 IRS NUMBER: 823420087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19528 FILM NUMBER: 21825160 BUSINESS ADDRESS: STREET 1: 520 NEWPORT CENTER DRIVE STREET 2: SUITE 740 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9499452104 MAIL ADDRESS: STREET 1: 520 NEWPORT CENTER DRIVE STREET 2: SUITE 740 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001776296 XXXXXXXX 03-31-2021 03-31-2021 false RBA Wealth Management, LLC

520 NEWPORT CENTER DRIVE SUITE 740 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-19528 N Matthew Bradley 949-945-2104 /s/Matthew Bradley NEWPORT BEACH CA 04-13-2021 0 239 117838199 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 159539 828 SH SOLE 828 0 0 ABBOTT LABS COM 002824100 10786 90 SH SOLE 90 0 0 ABBVIE INC COM 00287Y109 1528328 14122 SH SOLE 14122 0 0 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 4964 834 SH SOLE 834 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 13515 7950 SH SOLE 7950 0 0 ADAM NAT RES FD INC COM 00548F105 23883 1624 SH SOLE 1624 0 0 ADIENT PLC ORD SHS G0084W101 530 12 SH SOLE 12 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 2852 6 SH SOLE 6 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1021 13 SH SOLE 13 0 0 AECOM COM 00766T100 124950 1949 SH SOLE 1949 0 0 AIRBNB INC COM CL A 009066101 940 5 SH SOLE 5 0 0 ALCON AG ORD SHS H01301128 7018 100 SH SOLE 100 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 3928717 25693 SH SOLE 25693 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 605369 2670 SH SOLE 2670 0 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 4515 113 SH SOLE 113 0 0 ALPHABET INC CAP STK CL A 02079K305 4186916 2030 SH SOLE 2030 0 0 ALPHABET INC CAP STK CL C 02079K107 47578 23 SH SOLE 23 0 0 ALTRIA GROUP INC COM 02209S103 12760 249 SH SOLE 249 0 0 AMAZON COM INC COM 023135106 3793342 1226 SH SOLE 1226 0 0 AMERICAN EXPRESS CO COM 025816109 16973 120 SH SOLE 120 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 2249 15 SH SOLE 15 0 0 AMERIPRISE FINL INC COM 03076C106 14338 62 SH SOLE 62 0 0 AMGEN INC COM 031162100 221605 891 SH SOLE 891 0 0 AMN HEALTHCARE SVCS INC COM 001744101 3685 50 SH SOLE 50 0 0 ANALOG DEVICES INC CALL 032654905 20370 280 SH SOLE 280 0 0 ANALOG DEVICES INC COM 032654105 22487 145 SH SOLE 145 0 0 ANTHEM INC COM 036752103 14358 40 SH SOLE 40 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 470 10 SH SOLE 10 0 0 APPLE INC COM 037833100 5178622 42396 SH SOLE 42396 0 0 ARCH CAP GROUP LTD ORD G0450A105 1976554 51513 SH SOLE 51513 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 24054 422 SH SOLE 422 0 0 ASHLAND GLOBAL HLDGS INC COM 044186104 2130 24 SH SOLE 24 0 0 ASSOCIATED BANC CORP COM 045487105 10670 500 SH SOLE 500 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 3190 64 SH SOLE 64 0 0 AT HOME GROUP INC COM 04650Y100 9356 326 SH SOLE 326 0 0 AT&T INC COM 00206R102 837976 27683 SH SOLE 27683 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 1209 20 SH SOLE 20 0 0 AUTOZONE INC COM 053332102 3705948 2639 SH SOLE 2639 0 0 AVID BIOSERVICES INC COM 05368M106 529 29 SH SOLE 29 0 0 AXOS FINANCIAL INC COM 05465C100 7710 164 SH SOLE 164 0 0 BARCLAYS PLC ADR 06738E204 2658008 259825 SH SOLE 259825 0 0 BARRICK GOLD CORP COM 067901108 13266 670 SH SOLE 670 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 771404 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 284083 1112 SH SOLE 1112 0 0 BIG LOTS INC COM 089302103 22539 330 SH SOLE 330 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 1025 15 SH SOLE 15 0 0 BK OF AMERICA CORP COM 060505104 182121 4707 SH SOLE 4707 0 0 BLACK STONE MINERALS L P COM UNIT 09225M101 17440 2000 SH SOLE 2000 0 0 BLACKBERRY LTD COM 09228F103 362 43 SH SOLE 43 0 0 BLACKROCK CORE BD TR SHS BEN INT 09249E101 22608 1440 SH SOLE 1440 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 15393 1311 SH SOLE 1311 0 0 BLACKROCK FLOATING RATE INCO COM 09255X100 222820 17140 SH SOLE 17140 0 0 BLACKROCK INC COM 09247X101 54824 73 SH SOLE 73 0 0 BLACKSTONE GROUP INC COM 09260D107 60914 817 SH SOLE 817 0 0 BLOOM ENERGY CORP COM CL A 093712107 2705 100 SH SOLE 100 0 0 BOEING CO COM 097023105 25727 101 SH SOLE 101 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1660713 42968 SH SOLE 42968 0 0 BOYD GAMING CORP COM 103304101 531 9 SH SOLE 9 0 0 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 56970 4500 SH SOLE 4500 0 0 BP PLC SPONSORED ADR 055622104 14001 575 SH SOLE 575 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1621073 25678 SH SOLE 25678 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 8600 222 SH SOLE 222 0 0 BROADCOM INC COM 11135F101 2525763 5447 SH SOLE 5447 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 668 15 SH SOLE 15 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 2081 117 SH SOLE 117 0 0 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 9713 228 SH SOLE 228 0 0 CABOT OIL & GAS CORP COM 127097103 774046 41216 SH SOLE 41216 0 0 CAESARS ENTERTAINMENT CORP NOTE 5.000%10/0 127686AA1 2011 23 SH SOLE 23 0 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 20933 2048 SH SOLE 2048 0 0 CANOPY GROWTH CORP COM 138035100 14702 459 SH SOLE 459 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 17118 645 SH SOLE 645 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 68312 1618 SH SOLE 1618 0 0 CARTERS INC COM 146229109 63585 715 SH SOLE 715 0 0 CATERPILLAR INC COM 149123101 8115 35 SH SOLE 35 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 9128 1169 SH SOLE 1169 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 1234 2 SH SOLE 2 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 1182 28 SH SOLE 28 0 0 CHEVRON CORP NEW COM 166764100 1306922 12472 SH SOLE 12472 0 0 CHUBB LIMITED COM H1467J104 398400 2522 SH SOLE 2522 0 0 CISCO SYS INC COM 17275R102 2496564 48280 SH SOLE 48280 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 37749 855 SH SOLE 855 0 0 CLEARWAY ENERGY INC CL C 18539C204 18291 650 SH SOLE 650 0 0 COCA COLA CO COM 191216100 69103 1311 SH SOLE 1311 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2231029 28559 SH SOLE 28559 0 0 COMCAST CORP NEW CL A 20030N101 1930892 35685 SH SOLE 35685 0 0 COMERICA INC COM 200340107 502 7 SH SOLE 7 0 0 COMMERCIAL METALS CO COM 201723103 24672 800 SH SOLE 800 0 0 CONCENTRIX CORP COM 20602D101 2695 18 SH SOLE 18 0 0 CONOCOPHILLIPS COM 20825C104 141377 2669 SH SOLE 2669 0 0 CONSTELLATION BRANDS INC CL A 21036P108 114729 503 SH SOLE 503 0 0 COPART INC COM 217204106 150425 1385 SH SOLE 1385 0 0 CORNING INC COM 219350105 2222360 51077 SH SOLE 51077 0 0 CORTEVA INC COM 22052L104 3683 79 SH SOLE 79 0 0 COSTCO WHSL CORP NEW COM 22160K105 280241 795 SH SOLE 795 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 3042 900 SH SOLE 900 0 0 CUMMINS INC COM 231021106 4816855 18590 SH SOLE 18590 0 0 CVD EQUIP CORP COM 126601103 653 150 SH SOLE 150 0 0 CVS HEALTH CORP COM 126650100 3163590 42052 SH SOLE 42052 0 0 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 4398 34 SH SOLE 34 0 0 DEERE & CO COM 244199105 1122 3 SH SOLE 3 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 45721 947 SH SOLE 947 0 0 DEXCOM INC COM 252131107 11500 32 SH SOLE 32 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 2956 18 SH SOLE 18 0 0 DICKS SPORTING GOODS INC COM 253393102 19799 260 SH SOLE 260 0 0 DIODES INC COM 254543101 5878540 73629 SH SOLE 73629 0 0 DISCOVERY INC COM SER A 25470F104 146330 3367 SH SOLE 3367 0 0 DISH NETWORK CORPORATION CL A 25470M109 1810 50 SH SOLE 50 0 0 DISNEY WALT CO COM 254687106 698401 3785 SH SOLE 3785 0 0 DOLLAR GEN CORP NEW COM 256677105 2589082 12778 SH SOLE 12778 0 0 DOMINOS PIZZA INC COM 25754A201 1103 3 SH SOLE 3 0 0 DOW INC COM 260557103 83160 1301 SH SOLE 1301 0 0 DRAFTKINGS INC COM CL A 26142R104 1595 26 SH SOLE 26 0 0 DROPBOX INC CL A 26210C104 693 26 SH SOLE 26 0 0 DTE ENERGY CO COM 233331107 18640 140 SH SOLE 140 0 0 DUCKHORN PORTFOLIO INC COM 26414D106 923 55 SH SOLE 55 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 82781 858 SH SOLE 858 0 0 DUPONT DE NEMOURS INC COM 26614N102 6414 83 SH SOLE 83 0 0 E L F BEAUTY INC COM 26856L103 510 19 SH SOLE 19 0 0 EASTMAN CHEM CO COM 277432100 18720 170 SH SOLE 170 0 0 EATON CORP PLC SHS G29183103 4840 35 SH SOLE 35 0 0 EATON VANCE ENHANCED EQUITY COM 278277108 12417 575 SH SOLE 575 0 0 EATON VANCE TAX-MANAGED DIVE COM 27828N102 12931 1013 SH SOLE 1013 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 6975 750 SH SOLE 750 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 18153 951 SH SOLE 951 0 0 ELECTRONIC ARTS INC COM 285512109 1977225 14606 SH SOLE 14606 0 0 EMERSON ELEC CO COM 291011104 541 6 SH SOLE 6 0 0 ENDO INTL PLC SHS G30401106 441110 59529 SH SOLE 59529 0 0 ENPHASE ENERGY INC COM 29355A107 11676 72 SH SOLE 72 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 45125 2049 SH SOLE 2049 0 0 EQUINOX GOLD CORP COM 29446Y502 31960 4000 SH SOLE 4000 0 0 ERICSSON ADR B SEK 10 294821608 2638 200 SH SOLE 200 0 0 ETSY INC COM 29786A106 3630 18 SH SOLE 18 0 0 EVERCORE INC CLASS A 29977A105 19102 145 SH SOLE 145 0 0 EXELON CORP COM 30161N101 2213714 50611 SH SOLE 50611 0 0 EXXON MOBIL CORP COM 30231G102 89719 1607 SH SOLE 1607 0 0 FACEBOOK INC CL A 30303M102 25330 86 SH SOLE 86 0 0 FASTLY INC CL A 31188V100 33640 500 SH SOLE 500 0 0 FEDEX CORP COM 31428X106 162249 571 SH SOLE 571 0 0 FIFTH THIRD BANCORP COM 316773100 20598 550 SH SOLE 550 0 0 FIRST TR HIGH INCOME L/S FD COM 33738E109 2865 189 SH SOLE 189 0 0 FISKER INC CL A COM STK 33813J106 396 23 SH SOLE 23 0 0 FLAHERTY & CRUMRINE PFD SECS COM 338478100 4948 211 SH SOLE 211 0 0 FORD MTR CO DEL COM 345370860 20703 1690 SH SOLE 1690 0 0 FORTINET INC COM 34959E109 922 5 SH SOLE 5 0 0 FORTIS INC COM 349553107 4510 104 SH SOLE 104 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 3258 34 SH SOLE 34 0 0 FORWARD AIR CORP COM 349853101 2493560 28077 SH SOLE 28077 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1416 43 SH SOLE 43 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 649 8 SH SOLE 8 0 0 GENERAL DYNAMICS CORP COM 369550108 1463 8 SH SOLE 8 0 0 GENERAL MLS INC COM 370334104 3066 50 SH SOLE 50 0 0 GENERAL MTRS CO COM 37045V100 3448 60 SH SOLE 60 0 0 GENTEX CORP COM 371901109 184215 5164 SH SOLE 5164 0 0 GENUINE PARTS CO COM 372460105 20228 175 SH SOLE 175 0 0 GILEAD SCIENCES INC COM 375558103 656910 10164 SH SOLE 10164 0 0 GLADSTONE INVT CORP COM 376546107 6464 529 SH SOLE 529 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 16644 51 SH SOLE 51 0 0 GOLUB CAP BDC INC COM 38173M102 4703 322 SH SOLE 322 0 0 GROWGENERATION CORP COM 39986L109 447 9 SH SOLE 9 0 0 GUARDANT HEALTH INC COM 40131M109 4580 30 SH SOLE 30 0 0 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 4605 219 SH SOLE 219 0 0 HARLEY DAVIDSON INC COM 412822108 481 12 SH SOLE 12 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 22041 330 SH SOLE 330 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 1378065 17738 SH SOLE 17738 0 0 HERCULES CAPITAL INC COM 427096508 64216 4006 SH SOLE 4006 0 0 HOLOGIC INC COM 436440101 44628 600 SH SOLE 600 0 0 HOME DEPOT INC COM 437076102 987999 3237 SH SOLE 3237 0 0 HOMESTREET INC COM 43785V102 12604 286 SH SOLE 286 0 0 HONEYWELL INTL INC COM 438516106 2215687 10207 SH SOLE 10207 0 0 HOWARD HUGHES CORP COM 44267D107 2759 29 SH SOLE 29 0 0 HUBBELL INC COM 443510607 20184 108 SH SOLE 108 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 20585 100 SH SOLE 100 0 0 ICON PLC SHS G4705A100 428283 2181 SH SOLE 2181 0 0 ILLUMINA INC COM 452327109 3841 10 SH SOLE 10 0 0 INTEL CORP COM 458140100 194841 3044 SH SOLE 3044 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 119498 1070 SH SOLE 1070 0 0 INTERDIGITAL INC COM 45867G101 521729 8223 SH SOLE 8223 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2794212 20968 SH SOLE 20968 0 0 INTERNATIONAL PAPER CO COM 460146103 7855 145 SH SOLE 145 0 0 INTUIT COM 461202103 9577 25 SH SOLE 25 0 0 JOHNSON & JOHNSON COM 478160104 1576114 9590 SH SOLE 9590 0 0 JPMORGAN CHASE & CO COM 46625H100 4263594 28008 SH SOLE 28008 0 0 KEURIG DR PEPPER INC COM 49271V100 1105 32 SH SOLE 32 0 0 KIMBERLY-CLARK CORP COM 494368103 128777 926 SH SOLE 926 0 0 KINDER MORGAN INC DEL COM 49456B101 22494 1351 SH SOLE 1351 0 0 KINROSS GOLD CORP COM 496902404 10072 1510 SH SOLE 1510 0 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 14612 924 SH SOLE 924 0 0 KOHLS CORP COM 500255104 656 11 SH SOLE 11 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 26519 465 SH SOLE 465 0 0 KROGER CO COM 501044101 515161 14314 SH SOLE 14314 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 2265 11 SH SOLE 11 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 11476 45 SH SOLE 45 0 0 LAM RESEARCH CORP COM 512807108 17857 30 SH SOLE 30 0 0 LANDSTAR SYS INC COM 515098101 1263070 7652 SH SOLE 7652 0 0 LAS VEGAS SANDS CORP COM 517834107 1823 30 SH SOLE 30 0 0 LAZARD LTD SHS A G54050102 20279 466 SH SOLE 466 0 0 LILLY ELI & CO COM 532457108 16814 90 SH SOLE 90 0 0 LKQ CORP COM 501889208 508 12 SH SOLE 12 0 0 LOCKHEED MARTIN CORP COM 539830109 1092665 2957 SH SOLE 2957 0 0 LULULEMON ATHLETICA INC COM 550021109 15949 52 SH SOLE 52 0 0 LYFT INC CL A COM 55087P104 379 6 SH SOLE 6 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1050784 10099 SH SOLE 10099 0 0 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 18637 107 SH SOLE 107 0 0 MARTIN MARIETTA MATLS INC COM 573284106 1007 3 SH SOLE 3 0 0 MASCO CORP COM 574599106 419 7 SH SOLE 7 0 0 MASTEC INC COM 576323109 469 5 SH SOLE 5 0 0 MCDONALDS CORP COM 580135101 469661 2095 SH SOLE 2095 0 0 MDU RES GROUP INC COM 552690109 1894878 59946 SH SOLE 59946 0 0 MEDTRONIC PLC SHS G5960L103 1933670 16369 SH SOLE 16369 0 0 MERCK & CO. INC COM 58933Y105 287925 3735 SH SOLE 3735 0 0 MERITAGE HOMES CORP COM 59001A102 2593707 28217 SH SOLE 28217 0 0 METLIFE INC COM 59156R108 4165318 68520 SH SOLE 68520 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 23064 6200 SH SOLE 6200 0 0 MGE ENERGY INC COM 55277P104 1428 20 SH SOLE 20 0 0 MGM RESORTS INTERNATIONAL COM 552953101 7028 185 SH SOLE 185 0 0 MICROSOFT CORP COM 594918104 3560302 15101 SH SOLE 15101 0 0 MONDELEZ INTL INC CL A 609207105 7609 130 SH SOLE 130 0 0 MORGAN STANLEY COM NEW 617446448 9659 124 SH SOLE 124 0 0 MOSAIC CO NEW COM 61945C103 151899 4805 SH SOLE 4805 0 0 NANTHEALTH INC COM 630104107 3210 1000 SH SOLE 1000 0 0 NETFLIX INC COM 64110L106 1043 2 SH SOLE 2 0 0 NEWMONT CORP COM 651639106 16876 280 SH SOLE 280 0 0 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 2934 258 SH SOLE 258 0 0 NEXTERA ENERGY INC COM 65339F101 136362 1803 SH SOLE 1803 0 0 NIKE INC CL B 654106103 4668256 35129 SH SOLE 35129 0 0 NIO INC SPON ADS 62914V106 3898 100 SH SOLE 100 0 0 NORFOLK SOUTHN CORP COM 655844108 5370 20 SH SOLE 20 0 0 NOVARTIS AG SPONSORED ADR 66987V109 49066 574 SH SOLE 574 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 23939 1075 SH SOLE 1075 0 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 7233 275 SH SOLE 275 0 0 PIMCO INCOME STRATEGY FD COM 72201H108 1201 100 SH SOLE 100 0 0 PROSPECT CAP CORP COM 74348T102 920 120 SH SOLE 120 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 7334 1506 SH SOLE 1506 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 4343 250 SH SOLE 250 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 319947 2705 SH SOLE 2705 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1272201 8152 SH SOLE 8152 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1801178 97731 SH SOLE 97731 0 0 WESTERN ASSET / CLAYMORE INF COM SH BEN INT 95766Q106 108540 8486 SH SOLE 8486 0 0 WESTERN ASSET INVESTMENT GRA COM 95766T100 6341 418 SH SOLE 418 0 0