0001776082-21-000003.txt : 20210512 0001776082-21-000003.hdr.sgml : 20210512 20210512080402 ACCESSION NUMBER: 0001776082-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 EFFECTIVENESS DATE: 20210512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSCEND WEALTH COLLECTIVE, LLC CENTRAL INDEX KEY: 0001776082 IRS NUMBER: 832430849 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20168 FILM NUMBER: 21913526 BUSINESS ADDRESS: STREET 1: 51 JFK PARKWAY STREET 2: SUITE 110 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 9733703203 MAIL ADDRESS: STREET 1: 51 JFK PARKWAY STREET 2: SUITE 110 CITY: SHORT HILLS STATE: NJ ZIP: 07078 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001776082 XXXXXXXX 03-31-2021 03-31-2021 TRANSCEND WEALTH COLLECTIVE, LLC

51 JFK PARKWAY SUITE 110 SHORT HILLS NJ 07078

13F HOLDINGS REPORT 028-20168 N JAMES HUGHES (973) 370-3203 JAMES HUGHES SHORT HILLS NJ 05-12-2021 0 413 831763 false INFORMATION TABLE 2 13F_TWC_Q12021.xml FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 335 5280 SH SOLE 5280 0 0 GALLAGHER ARTHUR J &CO COM 363576109 211 1688 SH SOLE 1688 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 221 358 SH SOLE 358 0 0 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 330 3354 SH SOLE 3354 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 451 7501 SH SOLE 7501 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 2513 15070 SH SOLE 15070 0 0 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 4659 91316 SH SOLE 91316 0 0 2U INC COMMON STOCK 90214J101 526 13760 SH SOLE 13760 0 0 3M CO COM 88579Y101 1201 6212 SH SOLE 6212 0 0 ABBOTT LABS COM 002824100 442 3695 SH SOLE 3695 0 0 ABBVIE INC COM 00287Y109 1936 17844 SH SOLE 17844 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1011 2126 SH SOLE 2126 0 0 ADVANCED MICRO DEVICES INC COM 007903107 362 4606 SH SOLE 4606 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0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 552 11246 SH SOLE 11246 0 0 LAZARD GLOBAL TOTAL RETU CLOSED END MUTL FUND 52106W103 297 15372 SH SOLE 15372 0 0 MAINSTAY MACKAY DEFINDTRM MU COM 56064K100 3921 176753 SH SOLE 176753 0 0 NEUBERGR BRM MLP AND ENR CLOSED END MUTL FUND 64129H104 105 25000 SH SOLE 25000 0 0 NUVEEN AMT FREE QUALITY CLOSED END MUTL FUND 670657105 174 11750 SH SOLE 11750 0 0 NUVEEN INTERMEDIATE DURA CLOSED END MUTL FUND 670671106 188 13197 SH SOLE 13197 0 0 NUVEEN NY AMT FREE QLT M CLOSED END MUTL FUND 670656107 264 19330 SH SOLE 19330 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 450 20206 SH SOLE 20206 0 0 PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 996 95961 SH SOLE 95961 0 0 RETAIL VALUE INC COMMON STOCK 76133Q102 1687 90210 SH SOLE 90210 0 0 SCHWAB 5 10 YEAR CORP UIT EXCHANGE TRADED 808524698 628 12201 SH SOLE 12201 0 0 SCHWAB 1 5 YEAR CORP UIT EXCHANGE TRADED 808524714 718 14070 SH SOLE 14070 0 0 SPDR NUVEEN BLOOMBERG UIT EXCHANGE TRADED 78468R739 362 7321 SH SOLE 7321 0 0 SPROTT PHYS SILVER TR F CLOSED END MUTL FUND 85207K107 246 28000 SH SOLE 28000 0 0 TEXAS PACIFIC LAND CORPORATI COM 88262P102 238 150 SH SOLE 150 0 0 VANECK VECTORS BDC UIT EXCHANGE TRADED 92189F411 458 28387 SH SOLE 28387 0 0 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 1662 70011 SH SOLE 70011 0 0 VIRTUS DIVIDEND INTEREST &P COM 92840R101 549 39824 SH SOLE 39824 0 0 WESTERN ASSET MORTGAGE O CLOSED END MUTL FUND 95790B109 262 17805 SH SOLE 17805 0 0 WESTERN ASSET / CLAYMORE INF COM 95766R104 398 32750 SH SOLE 32750 0 0 WESTERN ASSET / CLAYMORE INF COM SH BEN INT 95766Q106 688 53795 SH SOLE 53795 0 0 MFA FINL, INC. REAL ESTATE INVESTME 55272X102 102 25110 SH SOLE 25110 0 0 OPKO HEALTH INC COMMON STOCK 68375N103 180 42000 SH SOLE 42000 0 0 BLACKROCK MULTI-SECTOR INC T COM 09258A107 210 11713 SH SOLE 11713 0 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 216 50100 SH SOLE 50100 0 0 COHEN &STEERS QUALITY INCOM COM 19247L106 247 17715 SH SOLE 17715 0 0 SANOFI SPONSORED ADR 80105N105 271 5482 SH SOLE 5482 0 0 GLAXOSMITHKLINE PLC F AMERICAN DEPOSITORY 37733W105 280 7874 SH SOLE 7874 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 301 5249 SH SOLE 5249 0 0 ISHARES INC CORE MSCI EMKT 46434G103 311 4860 SH SOLE 4860 0 0 CAPSTEAD MTG CORP REAL ESTATE INVESTME 14067E506 348 56000 SH SOLE 56000 0 0 BLACKSTONE STRATEGIC CRE CLOSED END MUTL FUND 09257R101 431 32185 SH SOLE 32185 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 488 15748 SH SOLE 15748 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 582 3893 SH SOLE 3893 0 0 NETFLIX INC COM 64110L106 792 1519 SH SOLE 1519 0 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 879 34591 SH SOLE 34591 0 0 PNC FINL SVCS GROUP INC COM 693475105 976 5563 SH SOLE 5563 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 991 3566 SH SOLE 3566 0 0 ARK ETF TR INNOVATION ETF 00214Q104 1234 10282 SH SOLE 10282 0 0 FS KKR CAPITAL CORP COMMON STOCK 302635206 1602 80646 SH SOLE 80646 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5177 22803 SH SOLE 22803 0 0 ALTIMAR ACQUISITION CORP SHS CL A G03707109 13361 1351853 SH SOLE 1351853 0 0