CHIEF COMPLIANCE OFFICER

0001776033-22-000002.txt : 20220516 0001776033-22-000002.hdr.sgml : 20220516 20220516153545 ACCESSION NUMBER: 0001776033-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Golden State Wealth Management, LLC CENTRAL INDEX KEY: 0001776033 IRS NUMBER: 463329328 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19519 FILM NUMBER: 22928185 BUSINESS ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7143227410 MAIL ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001776033 XXXXXXXX 03-31-2022 03-31-2022 Golden State Wealth Management, LLC

201 E. SANDPOINTE AVE #460 SANTA ANA CA 92707

13F HOLDINGS REPORT 028-19519 N PATRICK JEFFS-CATONE CHIEF COMPLIANCE OFFICER 7143227410 CHRISTOPHER L. PAYNE SOUTH COAST METRO X1 05-16-2022 0 199 303312 false INFORMATION TABLE 2 13F1Q2021.xml ABBVIE INC Common Stock 00287Y109 554 5125 SH SOLE 1909 0 3216 ACCENTURE PLC Common Stock G1151C101 237 858 SH SOLE 0 0 858 ADOBE INC Common Stock 00724F101 604 1271 SH SOLE 639 0 632 ADVANCED MICRO Common Stock 007903107 593 7562 SH SOLE 2400 0 5162 ALIBABA GROUP Common Stock 01609W102 389 1720 SH SOLE 138 0 1582 ALIGOS THERAPEUTICS Common Stock 01626L105 337 14860 SH SOLE 4000 0 10860 ALPHABET INC Common Stock 02079K107 1172 567 SH SOLE 87 0 480 ALPHABET INC Common Stock 02079K305 5414 2625 SH SOLE 1073 0 1552 ALTRIA GROUP Common Stock 02209S103 401 7839 SH SOLE 344 0 7495 AMAZON COM Common Stock 023135106 9040 2922 SH SOLE 1043 0 1879 AMERICAN ELECTRIC Common Stock 025537101 608 7181 SH SOLE 0 0 7181 AMERICAN EXPRESS Common Stock 025816109 580 4102 SH SOLE 1670 0 2432 AMERICAN FINANCIAL Common Stock 025932104 855 7500 SH SOLE 0 0 7500 AMGEN INC Common Stock 031162100 461 1852 SH SOLE 199 0 1653 APOLLO GLOBAL Common Stock 03768E105 261 5562 SH SOLE 1908 0 3654 APPLE INC Common Stock 037833100 13519 110678 SH SOLE 21493 0 89184 ARK INNOVATION MF Closed and MF Open 00214Q104 224 1872 SH SOLE 0 0 1872 AT&T INC Common Stock 00206R102 594 19642 SH SOLE 4020 0 15622 BANK AMERICA Common Stock 060505104 914 23646 SH SOLE 949 0 22697 BERKSHIRE HATHAWAY Common Stock 084670702 1862 7289 SH SOLE 110 0 7179 BIOGEN INC Common Stock 09062X103 205 736 SH SOLE 186 0 550 BLACKSTONE GROUP Common Stock 09260D107 4679 62787 SH SOLE 27431 0 35356 BOEING COMPANY Common Stock 097023105 1299 5102 SH SOLE 716 0 4386 BRISTOL MYERS Common Stock 110122108 219 3471 SH SOLE 400 0 3071 BROADCOM INC Common Stock 11135F101 524 1130 SH SOLE 540 0 590 CANOPY GROWTH Common Stock 138035100 202 6308 SH SOLE 1750 0 4558 CATERPILLAR INC Common Stock 149123101 462 1996 SH SOLE 147 0 1849 CHEVRON CORP Common Stock 166764100 763 7288 SH SOLE 592 0 6696 CISCO SYSTEMS Common Stock 17275R102 393 7618 SH SOLE 1751 0 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Common Stock 69478X105 302 6973 SH SOLE 0 0 6973 PAYPAL HOLDINGS Common Stock 70450Y103 458 1887 SH SOLE 175 0 1712 PEPSICO INC Common Stock 713448108 265 1875 SH SOLE 240 0 1635 PFIZER INC Common Stock 717081103 442 12201 SH SOLE 1701 0 10500 PHILIP MORRIS Common Stock 718172109 222 2509 SH SOLE 193 0 2316 PIMCO CA MUN INC FD III MF Closed and MF Open 72201C109 751 71218 SH SOLE 61640 0 9577 PIMCO DYNAMIC MF Closed and MF Open 72201Y101 572 20355 SH SOLE 9659 0 10695 PIMCO DYNAMIC MF Closed and MF Open 72202D106 1975 88687 SH SOLE 44552 0 44135 PRINCIPAL US MF Closed and MF Open 74255Y870 4235 114743 SH SOLE 19754 0 94989 PROCTER & GAMBLE Common Stock 742718109 575 4250 SH SOLE 462 0 3788 PROSHARES TRUST MF Closed and MF Open 74348A467 250 2907 SH SOLE 484 0 2423 PUBLIC SERVICE Common Stock 744573106 396 6577 SH SOLE 0 0 6577 QORVO INC Common Stock 74736K101 428 2344 SH SOLE 994 0 1350 QUALCOMM INC Common Stock 747525103 1112 8389 SH SOLE 365 0 8023 RAYTHEON TECHNOLOGIES Common Stock 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