0001776033-21-000006.txt : 20211115
0001776033-21-000006.hdr.sgml : 20211115
20211115161319
ACCESSION NUMBER: 0001776033-21-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211115
EFFECTIVENESS DATE: 20211115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golden State Wealth Management, LLC
CENTRAL INDEX KEY: 0001776033
IRS NUMBER: 463329328
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19519
FILM NUMBER: 211410714
BUSINESS ADDRESS:
STREET 1: 201 E. SANDPOINTE AVE
STREET 2: #460
CITY: SANTA ANA
STATE: CA
ZIP: 92707
BUSINESS PHONE: 7143227410
MAIL ADDRESS:
STREET 1: 201 E. SANDPOINTE AVE
STREET 2: #460
CITY: SANTA ANA
STATE: CA
ZIP: 92707
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001776033
XXXXXXXX
09-30-2021
09-30-2021
Golden State Wealth Management, LLC
201 E. SANDPOINTE AVE
#460
SANTA ANA
CA
92707
13F HOLDINGS REPORT
028-19519
N
Patrick Catone
Chief Compliance Officer
8186269747
Patrick Catone
South Coast Metro
CA
11-15-2021
0
313
459825
false
INFORMATION TABLE
2
13F2021Q3v6.xml
ABBOTT LABORATORIES
Common Stock
002824100
212
1792
SH
SOLE
337
0
1455
ABBVIE INC
Common Stock
00287Y109
512
4748
SH
SOLE
1727
0
3021
ACCENTURE PLC
Common Stock
G1151C101
259
810
SH
SOLE
34
0
776
ADOBE INC
Common Stock
00724F101
683
1186
SH
SOLE
586
0
600
ADVANCED MICRO
Common Stock
007903107
1229
11945
SH
SOLE
2867
0
9078
AIRBNB INC
Common Stock
009066101
538
3206
SH
SOLE
1204
0
2002
ALIBABA GROUP
Common Stock
01609W102
500
3376
SH
SOLE
745
0
2631
ALIGOS THERAPEUTICS
Common Stock
01626L105
230
14860
SH
SOLE
4000
0
10860
ALPHABET INC
Common Stock
02079K107
2082
781
SH
SOLE
118
0
663
ALPHABET INC
Common Stock
02079K305
7026
2628
SH
SOLE
1072
0
1556
ALTRIA GROUP
Common Stock
02209S103
343
7540
SH
SOLE
344
0
7196
AMAZON COM
Common Stock
023135106
10437
3177
SH
SOLE
1083
0
2094
AMERICAN ELECTRIC
Common Stock
025537101
583
7181
SH
SOLE
0
0
7181
AMERICAN EXPRESS
Common Stock
025816109
689
4109
SH
SOLE
1679
0
2430
AMERICAN FINANCIAL
Common Stock
025932104
944
7500
SH
SOLE
0
0
7500
AMERICAN TOWER
Common Stock
03027X100
697
2626
SH
SOLE
39
0
2587
AMERICAN WATER
Common Stock
030420103
589
3487
SH
SOLE
0
0
3487
AMGEN INC
Common Stock
031162100
436
2048
SH
SOLE
214
0
1834
APOLLO GLOBAL
Common Stock
03768E105
315
5117
SH
SOLE
1941
0
3176
APPLE INC
Common Stock
037833100
16907
119485
SH
SOLE
21187
0
98298
APPLIED MATERIALS
Common Stock
038222105
206
1599
SH
SOLE
700
0
899
ARK FINTECH
MF Closed and MF Open
00214Q708
229
4641
SH
SOLE
0
0
4641
ARK INNOVATION
MF Closed and MF Open
00214Q104
1744
15778
SH
SOLE
1631
0
14147
ARK NEXT
MF Closed and MF Open
00214Q401
268
1927
SH
SOLE
0
0
1927
ASML HOLDING
Common Stock
N07059210
846
1135
SH
SOLE
215
0
920
AT&T INC
Common Stock
00206R102
506
18736
SH
SOLE
3302
0
15434
AXON ENTERPRISE
Common Stock
05464C101
988
5647
SH
SOLE
622
0
5025
BANK AMERICA
Common Stock
060505104
1094
25762
SH
SOLE
809
0
24953
BERKSHIRE HATHAWAY
Common Stock
084670702
1468
5377
SH
SOLE
152
0
5225
BLACKROCK CORP
MF Closed and MF Open
09255P107
281
23070
SH
SOLE
0
0
23070
BLACKSTONE INC
Common Stock
09260D107
7566
65035
SH
SOLE
28583
0
36452
BOEING COMPANY
Common Stock
097023105
1035
4707
SH
SOLE
580
0
4127
BOOKING HOLDINGS
Common Stock
09857L108
221
93
SH
SOLE
28
0
65
BROADCOM INC
Common Stock
11135F101
1763
3634
SH
SOLE
650
0
2984
CALERES INC
Common Stock
129500104
212
9553
SH
SOLE
2124
0
7429
CALLAWAY GOLF
Common Stock
131193104
897
32453
SH
SOLE
3713
0
28740
CATERPILLAR INC
Common Stock
149123101
616
3209
SH
SOLE
732
0
2477
CHEMED CORP
Common Stock
16359R103
460
988
SH
SOLE
52
0
936
CHEVRON CORP
Common Stock
166764100
698
6875
SH
SOLE
593
0
6282
CISCO SYSTEMS
Common Stock
17275R102
493
9057
SH
SOLE
1760
0
7297
CITIGROUP INC
Common Stock
172967424
397
5663
SH
SOLE
1271
0
4392
CLOROX COMPANY
Common Stock
189054109
611
3688
SH
SOLE
150
0
3538
COHEN & STEERS
MF Closed and MF Open
19248A109
206
7600
SH
SOLE
0
0
7600
COINBASE GLOBAL
Common Stock
19260Q107
315
1386
SH
SOLE
350
0
1036
COMCAST CORP
Common Stock
20030N101
327
5848
SH
SOLE
1960
0
3888
COMPASS DIVERSIFIED
Common Stock
20451Q104
322
11421
SH
SOLE
2644
0
8777
CONSUMER DISCRETIONARY
MF Closed and MF Open
81369Y407
972
5416
SH
SOLE
0
0
5416
COPART INC
Common Stock
217204106
1223
8819
SH
SOLE
541
0
8278
CORTEXYME INC
Common Stock
22053A107
234
2555
SH
SOLE
1700
0
855
COSTCO WHOLESALE
Common Stock
22160K105
2425
5396
SH
SOLE
640
0
4756
CROWDSTRIKE HOLDINGS
Common Stock
22788C105
270
1099
SH
SOLE
9
0
1090
CSX CORP
Common Stock
126408103
322
10835
SH
SOLE
0
0
10835
DEERE & CO
Common Stock
244199105
811
2419
SH
SOLE
223
0
2196
DIAGEO PLC
Common Stock
25243Q205
215
1114
SH
SOLE
80
0
1034
DIMENSIONAL US
MF Closed and MF Open
25434V708
802
30177
SH
SOLE
0
0
30177
DOVER CORP
Common Stock
260003108
229
1475
SH
SOLE
401
0
1074
EATON CORP
Common Stock
G29183103
325
2179
SH
SOLE
771
0
1408
EDWARDS LIFESCIENCES
Common Stock
28176E108
249
2200
SH
SOLE
1800
0
400
ESTEE LAUDER
Common Stock
518439104
734
2445
SH
SOLE
133
0
2312
EXCHANGE EMQQ
MF Closed and MF Open
301505889
971
19585
SH
SOLE
986
0
18599
EXPEDITORS INTL
Common Stock
302130109
880
7390
SH
SOLE
125
0
7265
EXXON MOBIL
Common Stock
30231G102
767
13031
SH
SOLE
1114
0
11917
FACEBOOK INC
Common Stock
30303M102
1183
3485
SH
SOLE
858
0
2627
FAIR ISAAC
Common Stock
303250104
470
1182
SH
SOLE
92
0
1090
FASTENAL CO
Common Stock
311900104
1512
29298
SH
SOLE
2338
0
26960
FERRARI NV
Common Stock
N3167Y103
572
2736
SH
SOLE
315
0
2421
FIRST TRUST
MF Closed and MF Open
336920103
6961
56411
SH
SOLE
4711
0
51700
FIRST TRUST
MF Closed and MF Open
33733E104
9698
129619
SH
SOLE
14552
0
115067
FIRST TRUST
MF Closed and MF Open
33733E203
251
1511
SH
SOLE
235
0
1276
FIRST TRUST
MF Closed and MF Open
33733E302
912
3867
SH
SOLE
482
0
3385
FIRST TRUST
MF Closed and MF Open
33733F101
976
8252
SH
SOLE
450
0
7802
FIRST TRUST
MF Closed and MF Open
33734H106
18691
476802
SH
SOLE
167133
0
309669
FIRST TRUST
MF Closed and MF Open
33734K109
789
9250
SH
SOLE
0
0
9250
FIRST TRUST
MF Closed and MF Open
33734X143
2250
18901
SH
SOLE
1378
0
17523
FIRST TRUST
MF Closed and MF Open
33734X192
1310
12436
SH
SOLE
912
0
11524
FIRST TRUST
MF Closed and MF Open
33734X846
1072
21996
SH
SOLE
5878
0
16118
FIRST TRUST
MF Closed and MF Open
33735B108
348
3564
SH
SOLE
0
0
3564
FIRST TRUST
MF Closed and MF Open
33737J174
343
5635
SH
SOLE
90
0
5545
FIRST TRUST
MF Closed and MF Open
33738R118
1503
26616
SH
SOLE
4182
0
22434
FIRST TRUST
MF Closed and MF Open
33738R506
767
16152
SH
SOLE
1203
0
14949
FIRST TRUST
MF Closed and MF Open
33738R605
2403
52487
SH
SOLE
5920
0
46567
FIRST TRUST
MF Closed and MF Open
33739N108
246
4324
SH
SOLE
4324
0
0
FIRST TRUST
MF Closed and MF Open
33739Q200
433
8562
SH
SOLE
4188
0
4374
FIRST TRUST
MF Closed and MF Open
33739Q408
7195
120021
SH
SOLE
12817
0
107204
FIRST TRUST
MF Closed and MF Open
33740F805
204
3808
SH
SOLE
0
0
3808
FIRST TRUST
MF Closed and MF Open
33740F870
287
14252
SH
SOLE
0
0
14252
FLAHERTY & CRUMRINE
MF Closed and MF Open
33848W106
204
7076
SH
SOLE
858
0
6218
FORD MOTOR
Common Stock
345370860
459
32442
SH
SOLE
13950
0
18492
FS KKR
Common Stock
302635206
1638
74306
SH
SOLE
1155
0
73151
GABELLI EQUITY
MF Closed and MF Open
362397101
3123
469568
SH
SOLE
141822
0
327746
GENERAC HOLDINGS
Common Stock
368736104
1585
3878
SH
SOLE
656
0
3222
GENERAL MOTORS
Common Stock
37045V100
349
6625
SH
SOLE
4000
0
2625
GLOBAL X
MF Closed and MF Open
37954Y764
2209
51409
SH
SOLE
18040
0
33369
GOLDMAN SACHS
Common Stock
38141G104
339
897
SH
SOLE
10
0
887
GRACO INC
Common Stock
384109104
497
7108
SH
SOLE
967
0
6141
GXO LOGISTICS
Common Stock
36262G101
383
4887
SH
SOLE
400
0
4487
HARTFORD TOTAL
MF Closed and MF Open
41653L305
218
5364
SH
SOLE
0
0
5364
HERCULES CAPITAL
MF Closed and MF Open
427096508
483
29086
SH
SOLE
950
0
28136
HILTON WORLDWIDE
Common Stock
43300A203
332
2513
SH
SOLE
0
0
2513
HOME DEPOT
Common Stock
437076102
2841
8653
SH
SOLE
1733
0
6920
ILLINOIS TOOL
Common Stock
452308109
1433
6934
SH
SOLE
361
0
6573
INTEL CORP
Common Stock
458140100
304
5697
SH
SOLE
574
0
5123
INTUITIVE SURGICAL
Common Stock
46120E602
1051
1057
SH
SOLE
282
0
775
INVESCO LTD
Common Stock
G491BT108
494
20500
SH
SOLE
10000
0
10500
INVESCO NASDAQ
MF Closed and MF Open
46138G649
2772
18841
SH
SOLE
3919
0
14922
INVESCO QQQ
MF Closed and MF Open
46090E103
13405
37448
SH
SOLE
8606
0
28842
INVESCO S&P
MF Closed and MF Open
46137V357
352
2348
SH
SOLE
0
0
2348
INVESCO S&P
MF Closed and MF Open
46137V464
2212
26287
SH
SOLE
0
0
26287
INVESCO SOLAR
MF Closed and MF Open
46138G706
1223
15295
SH
SOLE
0
0
15295
ISHARES 1-5 YEAR
MF Closed and MF Open
464288646
369
6756
SH
SOLE
0
0
6756
ISHARES 20 YR TR BD ETF
MF Closed and MF Open
464287432
511
3539
SH
SOLE
739
0
2800
ISHARES AEROSPACE
MF Closed and MF Open
464288760
509
4886
SH
SOLE
3001
0
1885
ISHARES BIOTECHNOLOGY
MF Closed and MF Open
464287556
692
4279
SH
SOLE
676
0
3603
ISHARES CALIFORNIA
MF Closed and MF Open
464288356
212
3422
SH
SOLE
0
0
3422
ISHARES CONV
MF Closed and MF Open
46435G102
296
2969
SH
SOLE
0
0
2969
ISHARES CORE
MF Closed and MF Open
464287150
321
3260
SH
SOLE
636
0
2624
ISHARES CORE
MF Closed and MF Open
464287200
30109
69887
SH
SOLE
20662
0
49225
ISHARES CORE
MF Closed and MF Open
464287226
33794
294296
SH
SOLE
123817
0
170478
ISHARES CORE
MF Closed and MF Open
464287507
3006
11427
SH
SOLE
2133
0
9294
ISHARES CORE
MF Closed and MF Open
464287804
2959
27101
SH
SOLE
11170
0
15931
ISHARES CORE
MF Closed and MF Open
46432F842
319
4289
SH
SOLE
92
0
4197
ISHARES CORE
MF Closed and MF Open
46434V613
681
12793
SH
SOLE
4637
0
8156
ISHARES ESG
MF Closed and MF Open
46434G863
289
6983
SH
SOLE
0
0
6983
ISHARES ESG
MF Closed and MF Open
46435G425
1090
11071
SH
SOLE
0
0
11071
ISHARES GLOBAL
MF Closed and MF Open
464287291
485
8560
SH
SOLE
0
0
8560
ISHARES IBOXX
MF Closed and MF Open
464287242
3799
28555
SH
SOLE
0
0
28555
ISHARES MBS
MF Closed and MF Open
464288588
3577
33073
SH
SOLE
0
0
33073
ISHARES MSCI
MF Closed and MF Open
464286426
1072
12697
SH
SOLE
533
0
12164
ISHARES MSCI
MF Closed and MF Open
464286509
332
9148
SH
SOLE
9148
0
0
ISHARES MSCI
MF Closed and MF Open
464287234
501
9947
SH
SOLE
0
0
9947
ISHARES MSCI
MF Closed and MF Open
464287465
468
6001
SH
SOLE
3486
0
2515
ISHARES MSCI
MF Closed and MF Open
464288257
1466
14667
SH
SOLE
0
0
14667
ISHARES MSCI
MF Closed and MF Open
464288877
391
7698
SH
SOLE
345
0
7353
ISHARES MSCI
MF Closed and MF Open
464288885
3823
35902
SH
SOLE
1237
0
34665
ISHARES MSCI
MF Closed and MF Open
46429B689
522
6923
SH
SOLE
0
0
6923
ISHARES MSCI
MF Closed and MF Open
46429B697
6908
93987
SH
SOLE
13645
0
80342
ISHARES MSCI
MF Closed and MF Open
46432F339
7521
57096
SH
SOLE
7860
0
49236
ISHARES MSCI
MF Closed and MF Open
46432F388
321
3189
SH
SOLE
0
0
3189
ISHARES MSCI
MF Closed and MF Open
46432F396
8859
50450
SH
SOLE
9096
0
41354
ISHARES MSCI
MF Closed and MF Open
46434G764
1008
16628
SH
SOLE
795
0
15833
ISHARES MSCI
MF Closed and MF Open
46434V456
1367
36093
SH
SOLE
0
0
36093
ISHARES RUSSELL
MF Closed and MF Open
464287481
1604
14313
SH
SOLE
1870
0
12443
ISHARES RUSSELL
MF Closed and MF Open
464287499
472
6036
SH
SOLE
0
0
6036
ISHARES RUSSELL
MF Closed and MF Open
464287598
226
1447
SH
SOLE
697
0
750
ISHARES RUSSELL
MF Closed and MF Open
464287614
258
941
SH
SOLE
288
0
653
ISHARES RUSSELL
MF Closed and MF Open
464287648
6920
23571
SH
SOLE
1747
0
21824
ISHARES RUSSELL
MF Closed and MF Open
464287655
787
3599
SH
SOLE
257
0
3342
ISHARES S&P
MF Closed and MF Open
464287309
250
3384
SH
SOLE
1272
0
2112
ISHARES S&P
MF Closed and MF Open
464287606
381
4817
SH
SOLE
0
0
4817
ISHARES S&P
MF Closed and MF Open
464287671
3796
37069
SH
SOLE
1755
0
35314
ISHARES SELECT
MF Closed and MF Open
464287168
230
2001
SH
SOLE
0
0
2001
ISHARES SEMICONDUCTOR
MF Closed and MF Open
464287523
209
468
SH
SOLE
281
0
187
ISHARES U S
MF Closed and MF Open
464287192
456
1876
SH
SOLE
1149
0
727
ISHARES U S
MF Closed and MF Open
464288752
286
4317
SH
SOLE
3291
0
1026
ISHARES U S
MF Closed and MF Open
46429B267
559
21071
SH
SOLE
0
0
21071
JANUS DETROIT
MF Closed and MF Open
47103U100
969
14908
SH
SOLE
2401
0
12507
JANUS HENDERSON
MF Closed and MF Open
47103U886
7108
141649
SH
SOLE
2918
0
138731
JOHNSON & JOHNSON
Common Stock
478160104
496
3073
SH
SOLE
608
0
2465
JP MORGAN
MF Closed and MF Open
46641Q654
1075
21054
SH
SOLE
19782
0
1272
JPMORGAN CHASE
Common Stock
46625H100
2253
13764
SH
SOLE
1604
0
12160
LAM RESEARCH CORPORATION
Common Stock
512807108
359
629
SH
SOLE
207
0
422
LEAR CORP
Common Stock
521865204
683
4365
SH
SOLE
772
0
3593
LENNAR CORP
Common Stock
526057104
223
2380
SH
SOLE
800
0
1580
LINDE PLC
Common Stock
G5494J103
221
753
SH
SOLE
560
0
193
LITHIA MOTORS
Common Stock
536797103
208
655
SH
SOLE
20
0
635
LOCKHEED MARTIN
Common Stock
539830109
1776
5146
SH
SOLE
192
0
4954
LOWES COMPANIES
Common Stock
548661107
312
1539
SH
SOLE
347
0
1192
MADISON SQUARE
Common Stock
55825T103
287
1545
SH
SOLE
511
0
1034
MAINSTAY DEFINEDTERM
MF Closed and MF Open
56064K100
451
20580
SH
SOLE
18492
0
2088
MANHATTAN ASSOCS
Common Stock
562750109
866
5656
SH
SOLE
235
0
5421
MARVELL TECHNOLOGY
Common Stock
573874104
321
5320
SH
SOLE
4300
0
1020
MASTERCARD INC
Common Stock
57636Q104
1026
2950
SH
SOLE
680
0
2270
MC CORMICK
Common Stock
579780206
471
5817
SH
SOLE
300
0
5517
MCDONALDS CORP
Common Stock
580135101
646
2677
SH
SOLE
0
0
2677
MCKESSON CORP
Common Stock
58155Q103
306
1534
SH
SOLE
0
0
1534
MERCADOLIBRE INC
Common Stock
58733R102
416
248
SH
SOLE
80
0
168
MERCK & COMPANY
Common Stock
58933Y105
389
5179
SH
SOLE
530
0
4649
MICRON TECHNOLOGY INC
Common Stock
595112103
435
6124
SH
SOLE
163
0
5961
MICROSOFT CORP
Common Stock
594918104
6136
21765
SH
SOLE
2809
0
18956
MONSTER BEVERAGE
Common Stock
61174X109
542
6106
SH
SOLE
821
0
5285
MP MATERIALS
Common Stock
553368101
204
6334
SH
SOLE
5100
0
1234
MSCI INC
Common Stock
55354G100
432
710
SH
SOLE
85
0
625
NAVIENT CORP
Common Stock
63938C108
198
10020
SH
SOLE
2055
0
7965
NETFLIX INC
Common Stock
64110L106
445
729
SH
SOLE
146
0
583
NEXTERA ENERGY
Common Stock
65339F101
766
9751
SH
SOLE
230
0
9521
NIKE INC
Common Stock
654106103
1016
6998
SH
SOLE
220
0
6778
NORDSON CORP
Common Stock
655663102
204
857
SH
SOLE
0
0
857
NORTHROP GRUMMAN
Common Stock
666807102
475
1319
SH
SOLE
464
0
855
NUCOR CORP
Common Stock
670346105
231
2348
SH
SOLE
172
0
2176
NVIDIA CORP
Common Stock
67066G104
2224
10738
SH
SOLE
3563
0
7175
NVR INC
Common Stock
62944T105
1453
303
SH
SOLE
39
0
264
NXP SEMICONDUCTORS
Common Stock
N6596X109
311
1590
SH
SOLE
1100
0
490
OATLY GROUP
Common Stock
67421J108
388
25650
SH
SOLE
9700
0
15950
PACIFIC PREMIER
Common Stock
69478X105
289
6973
SH
SOLE
0
0
6973
PALO ALTO
Common Stock
697435105
211
440
SH
SOLE
396
0
44
PAYPAL HOLDINGS
Common Stock
70450Y103
1634
6280
SH
SOLE
744
0
5536
PEPSICO INC
Common Stock
713448108
258
1717
SH
SOLE
241
0
1476
PFIZER INC
Common Stock
717081103
602
14001
SH
SOLE
1701
0
12300
PHILIP MORRIS
Common Stock
718172109
234
2472
SH
SOLE
194
0
2278
PIMCO CA MUN INC FD III
MF Closed and MF Open
72201C109
799
72601
SH
SOLE
62912
0
9689
PIMCO DYNAMIC
MF Closed and MF Open
72201Y101
343
12901
SH
SOLE
0
0
12901
PIMCO DYNAMIC
MF Closed and MF Open
72202D106
869
41128
SH
SOLE
0
0
41128
POOL CORP
Common Stock
73278L105
1021
2350
SH
SOLE
252
0
2098
PRINCIPAL US
MF Closed and MF Open
74255Y870
5663
140444
SH
SOLE
24383
0
116061
PROCTER & GAMBLE
Common Stock
742718109
621
4442
SH
SOLE
439
0
4003
PROSHARES TRUST
MF Closed and MF Open
74348A467
232
2616
SH
SOLE
193
0
2423
PUBLIC SERVICE
Common Stock
744573106
401
6577
SH
SOLE
0
0
6577
QORVO INC
Common Stock
74736K101
392
2344
SH
SOLE
994
0
1350
QUALCOMM INC
Common Stock
747525103
1048
8123
SH
SOLE
367
0
7756
RAYTHEON TECHNOLOGIES
Common Stock
75513E101
309
3594
SH
SOLE
92
0
3502
RBC BEARINGS
Common Stock
75524B104
905
4266
SH
SOLE
677
0
3589
REALTY INCOME
Common Stock
756109104
280
4322
SH
SOLE
284
0
4038
REGENERON PHARMACEUTICAL
Common Stock
75886F107
260
429
SH
SOLE
240
0
189
ROBLOX CORP
Common Stock
771049103
239
3162
SH
SOLE
1975
0
1187
ROCKWELL AUTOMATION
Common Stock
773903109
1131
3847
SH
SOLE
0
0
3847
ROKU INC
Common Stock
77543R102
753
2403
SH
SOLE
0
0
2403
ROLLINS INC
Common Stock
775711104
1373
38854
SH
SOLE
1993
0
36861
SALESFORCE.COM INC
Common Stock
79466L302
989
3648
SH
SOLE
1276
0
2372
SCHWAB EMERGING
MF Closed and MF Open
808524706
216
7079
SH
SOLE
7079
0
0
SCHWAB INTL
MF Closed and MF Open
808524805
317
8195
SH
SOLE
7435
0
760
SCHWAB US
MF Closed and MF Open
808524300
252
1700
SH
SOLE
1700
0
0
SCOTTS MIRACLE-GRO
Common Stock
810186106
536
3660
SH
SOLE
109
0
3551
SECTOR CONSUMER
MF Closed and MF Open
81369Y308
877
12734
SH
SOLE
550
0
12184
SECTOR ENERGY
MF Closed and MF Open
81369Y506
482
9260
SH
SOLE
1818
0
7442
SECTOR FINANCIAL
MF Closed and MF Open
81369Y605
1821
48528
SH
SOLE
4717
0
43811
SECTOR HEALTHCARE
MF Closed and MF Open
81369Y209
515
4045
SH
SOLE
0
0
4045
SECTOR INDUSTRIAL
MF Closed and MF Open
81369Y704
971
9928
SH
SOLE
3951
0
5977
SECTOR MATERIALS
MF Closed and MF Open
81369Y100
417
5267
SH
SOLE
1025
0
4242
SECTOR TECHNOLOGY
MF Closed and MF Open
81369Y803
1456
9748
SH
SOLE
60
0
9688
SELECT SECTOR
MF Closed and MF Open
81369Y852
404
5049
SH
SOLE
140
0
4909
SERVICENOW INC
Common Stock
81762P102
213
342
SH
SOLE
90
0
252
SKYWORKS SOLUTIONS
Common Stock
83088M102
217
1315
SH
SOLE
1000
0
315
SMITH AO
Common Stock
831865209
1050
17195
SH
SOLE
187
0
17008
SORRENTO THERAPEUTICS
Common Stock
83587F202
76
10000
SH
SOLE
0
0
10000
SOUTHWEST AIRLINES
Common Stock
844741108
277
5384
SH
SOLE
170
0
5214
SPDR BLOOMBERG
MF Closed and MF Open
78464A359
4213
49364
SH
SOLE
0
0
49364
SPDR DOUBLELINE
MF Closed and MF Open
78467V848
358
7402
SH
SOLE
0
0
7402
SPDR DOW
MF Closed and MF Open
78467X109
2110
6238
SH
SOLE
2332
0
3906
SPDR GOLD
Common Stock
78463V107
401
2441
SH
SOLE
499
0
1942
SPDR INDEX
MF Closed and MF Open
78463X434
281
3745
SH
SOLE
0
0
3745
SPDR NUVEEN
MF Closed and MF Open
78468R721
1033
20031
SH
SOLE
7251
0
12780
SPDR PORTFOLIO
MF Closed and MF Open
78463X889
285
7868
SH
SOLE
0
0
7868
SPDR PORTFOLIO
MF Closed and MF Open
78464A409
323
5051
SH
SOLE
0
0
5051
SPDR PORTFOLIO
MF Closed and MF Open
78464A649
13384
448364
SH
SOLE
176557
0
271807
SPDR PORTFOLIO
MF Closed and MF Open
78464A847
3521
76278
SH
SOLE
48658
0
27620
SPDR PORTFOLIO
MF Closed and MF Open
78464A854
1704
33767
SH
SOLE
5254
0
28513
SPDR PORTFOLIO
MF Closed and MF Open
78468R788
260
6656
SH
SOLE
2928
0
3728
SPDR PORTFOLIO
MF Closed and MF Open
78468R853
765
17954
SH
SOLE
5480
0
12474
SPDR S&P
MF Closed and MF Open
78462F103
10399
24232
SH
SOLE
1926
0
22306
SPDR S&P
MF Closed and MF Open
78467Y107
565
1175
SH
SOLE
106
0
1069
SPDR SERIES
MF Closed and MF Open
78464A813
221
2328
SH
SOLE
0
0
2328
STARBUCKS CORP
Common Stock
855244109
723
6553
SH
SOLE
579
0
5974
TAIWAN SEMICONDUCTOR
Common Stock
874039100
353
3166
SH
SOLE
223
0
2943
TARGET CORP
Common Stock
87612E106
288
1258
SH
SOLE
174
0
1084
TELEDYNE TECHNOLOGIES
Common Stock
879360105
864
2012
SH
SOLE
134
0
1878
TESLA INC
Common Stock
88160R101
5053
6516
SH
SOLE
644
0
5872
TEXAS INSTRUMENTS
Common Stock
882508104
1275
6634
SH
SOLE
40
0
6594
THERMO FISHER
Common Stock
883556102
1351
2364
SH
SOLE
584
0
1780
TRACTOR SUPPLY
Common Stock
892356106
511
2521
SH
SOLE
55
0
2466
TRANSDIGM GROUP
Common Stock
893641100
1016
1627
SH
SOLE
152
0
1475
TREX CO
Common Stock
89531P105
764
7498
SH
SOLE
689
0
6809
UNION PACIFIC CORP
Common Stock
907818108
235
1200
SH
SOLE
0
0
1200
UNITED PARCEL
Common Stock
911312106
250
1372
SH
SOLE
0
0
1372
UNITEDHEALTH GROUP
Common Stock
91324P102
1016
2600
SH
SOLE
205
0
2395
VANECK MERK
MF Closed and MF Open
921078101
262
15350
SH
SOLE
0
0
15350
VANGUARD DIVIDEND
MF Closed and MF Open
921908844
1576
10262
SH
SOLE
221
0
10041
VANGUARD FSTE
MF Closed and MF Open
922042858
811
16214
SH
SOLE
1161
0
15053
VANGUARD FTSE
MF Closed and MF Open
921943858
746
14784
SH
SOLE
2749
0
12035
VANGUARD GROWTH
MF Closed and MF Open
922908736
397
1369
SH
SOLE
0
0
1369
VANGUARD INFORMATION
MF Closed and MF Open
92204A702
433
1079
SH
SOLE
25
0
1054
VANGUARD INTERMEDIATE
MF Closed and MF Open
921937819
721
8065
SH
SOLE
4615
0
3450
VANGUARD INTERMEDIATE
MF Closed and MF Open
92206C870
817
8650
SH
SOLE
0
0
8650
VANGUARD MID
MF Closed and MF Open
922908629
639
2697
SH
SOLE
0
0
2697
VANGUARD MORTGAGE
MF Closed and MF Open
92206C771
348
6526
SH
SOLE
3938
0
2588
VANGUARD RUSSELL
MF Closed and MF Open
92206C664
370
4189
SH
SOLE
0
0
4189
VANGUARD S&P
MF Closed and MF Open
922908363
1227
3110
SH
SOLE
877
0
2233
VANGUARD SHORT
MF Closed and MF Open
92206C409
489
5935
SH
SOLE
0
0
5935
VANGUARD SMALL
MF Closed and MF Open
922908611
222
1311
SH
SOLE
267
0
1044
VANGUARD SMALL
MF Closed and MF Open
922908751
640
2925
SH
SOLE
0
0
2925
VANGUARD TOTAL
MF Closed and MF Open
921937835
697
8159
SH
SOLE
269
0
7890
VANGUARD TOTAL
MF Closed and MF Open
92203J407
296
5205
SH
SOLE
887
0
4318
VANGUARD TOTAL
MF Closed and MF Open
922042742
2129
20909
SH
SOLE
20548
0
361
VANGUARD TOTAL
MF Closed and MF Open
922908769
783
3524
SH
SOLE
0
0
3524
VANGUARD VALUE
MF Closed and MF Open
922908744
1129
8340
SH
SOLE
0
0
8340
VERIZON COMMUNICATIONS
Common Stock
92343V104
983
18192
SH
SOLE
2518
0
15674
VISA INC
Common Stock
92826C839
1945
8731
SH
SOLE
1392
0
7339
WALMART INC
Common Stock
931142103
654
4690
SH
SOLE
522
0
4168
WALT DISNEY
Common Stock
254687106
1858
10982
SH
SOLE
1119
0
9863
WASTE MANAGEMENT
Common Stock
94106L109
843
5644
SH
SOLE
0
0
5644
WD 40
Common Stock
929236107
396
1711
SH
SOLE
114
0
1597
WELLS FARGO
Common Stock
949746101
268
5781
SH
SOLE
3209
0
2572
WISDOMTREE EMERGING
MF Closed and MF Open
97717X578
766
20531
SH
SOLE
341
0
20190
WISDOMTREE TRUST
MF Closed and MF Open
97717X669
1970
33485
SH
SOLE
0
0
33485
WISDOMTREE YIELD
MF Closed and MF Open
97717X511
319
6150
SH
SOLE
0
0
6150
X TRACKERS
MF Closed and MF Open
233051200
320
8483
SH
SOLE
0
0
8483
XPO LOGISTICS
Common Stock
983793100
382
4800
SH
SOLE
400
0
4400
ZOETIS INC
Common Stock
98978V103
204
1050
SH
SOLE
295
0
755
CALL 1 ALIBABA GRP HLDG
Listed Options
01609W102
89
600
SH
SOLE
Call
0
0
0
CALL 1 AVEO PHARM=10 AVE
Listed Options
053588307
3
500
SH
SOLE
Call
0
0
0
CALL 1 CARNIVAL CORP
Listed Options
143658300
5
200
SH
SOLE
Call
0
0
0
CALL 1 CENTERPOINT ENERG
Listed Options
15189T107
2
100
SH
SOLE
Call
0
0
0
CALL 1 FACEBOOK INC CL A
Listed Options
30303M102
67
200
SH
SOLE
Call
0
0
0
CALL 1 INERTCEPT PHARMS
Listed Options
45845P108
1
100
SH
SOLE
Call
0
0
0
CALL 1 KIMBERLY CLARK CO
Listed Options
494368103
13
100
SH
SOLE
Call
0
0
0
CALL 1 NATIONAL BEVERAGE
Listed Options
635017106
10
200
SH
SOLE
Call
0
0
0
CALL 1 OCCIDENTAL
Listed Options
674599105
6
200
SH
SOLE
Call
0
0
0
CALL 1 PG&E CORPORATION
Listed Options
742718109
42
300
SH
SOLE
Call
0
0
0
CALL 1 QUALCOMM INC
Listed Options
747525103
13
100
SH
SOLE
Call
0
0
0
CALL 1 TOLL BROTHERS INC
Listed Options
889478103
11
200
SH
SOLE
Call
0
0
0
CALL 1 VIACOMCBS INC CL
Listed Options
92556H107
4
100
SH
SOLE
Call
0
0
0
CALL 6 ZOOM VIDEO
Listed Options
98980L101
26
100
SH
SOLE
Call
0
0
0
PUT 10 INVESCO QQQ SER 1
Listed Options
46090E103
179
500
SH
SOLE
Put
0
0
0
PUT 10 SPDR S&P 500 ETF
Listed Options
78462F103
215
500
SH
SOLE
Put
0
0
0