0001776033-21-000001.txt : 20210128 0001776033-21-000001.hdr.sgml : 20210128 20210128153828 ACCESSION NUMBER: 0001776033-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210128 DATE AS OF CHANGE: 20210128 EFFECTIVENESS DATE: 20210128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Golden State Wealth Management, LLC CENTRAL INDEX KEY: 0001776033 IRS NUMBER: 463329328 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19519 FILM NUMBER: 21564729 BUSINESS ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7143227410 MAIL ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001776033 XXXXXXXX 12-31-2020 12-31-2020 Golden State Wealth Management, LLC

201 E. SANDPOINTE AVE #460 SANTA ANA CA 92707

13F HOLDINGS REPORT 028-19519 N Patrick Catone 818-626-9747 Patrick CAtone South Coast Metro CA 01-28-2021 0 241 345118 false INFORMATION TABLE 2 GSWM13F4Q2020.xml GSWM13F4Q20 ABBOTT LABORATORIES Common Stock 002824100 614 5614 SH SOLE 255 0 5359 ABBVIE INC Common Stock 00287Y109 1242 11597 SH SOLE 7811 0 3786 ACCENTURE PLC Common Stock G1151C101 338 1296 SH SOLE 0 0 1296 ADOBE INC Common Stock 00724F101 795 1589 SH SOLE 1191 0 398 ADVANCED MICRO Common Stock 007903107 692 7548 SH SOLE 2400 0 5148 ALIBABA GROUP Common Stock 01609W102 336 1442 SH SOLE 0 0 1442 ALIGOS THERAPEUTICS Common Stock 01626L105 411 14860 SH SOLE 0 0 14860 ALLSTATE CORP Common Stock 020002101 271 2469 SH SOLE 0 0 2469 ALPHABET INC Common Stock 02079K107 1316 751 SH SOLE 102 0 649 ALPHABET INC Common Stock 02079K305 5062 2882 SH SOLE 2722 0 160 ALTRIA GROUP Common Stock 02209S103 459 11200 SH SOLE 8789 0 2411 AMAZON COM Common Stock 023135106 10722 3292 SH SOLE 2983 0 309 AMERICAN ELECTRIC Common Stock 025537101 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Common Stock 526057104 218 2864 SH SOLE 1150 0 1714 LINDE PLC Common Stock G5494J103 447 1697 SH SOLE 460 0 1237 LOCKHEED MARTIN Common Stock 539830109 2052 5781 SH SOLE 44 0 5737 LOWES COMPANIES Common Stock 548661107 329 2052 SH SOLE 343 0 1709 MAINSTAY DEFINEDTERM MF Closed and MF Open 56064K100 463 21263 SH SOLE 19245 0 2018 MARVELL TECHNOLOGY Common Stock G5876H105 235 4945 SH SOLE 4300 0 645 MASTERCARD INC Common Stock 57636Q104 744 2085 SH SOLE 534 0 1551 MCDONALDS CORP Common Stock 580135101 702 3273 SH SOLE 81 0 3192 MEDTRONIC PLC Common Stock G5960L103 341 2912 SH SOLE 0 0 2912 MERCK & COMPANY Common Stock 58933Y105 830 10146 SH SOLE 560 0 9586 MICRON TECHNOLOGY INC Common Stock 595112103 357 4751 SH SOLE 0 0 4751 MICROSOFT CORP Common Stock 594918104 5338 24000 SH SOLE 2928 0 21072 MONDELEZ INTERNATIONAL Common Stock 609207105 504 8622 SH SOLE 75 0 8547 MP MATERIALS Common Stock 553368101 202 6280 SH SOLE 5100 0 1180 NETFLIX INC Common Stock 64110L106 603 1115 SH SOLE 129 0 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DYNAMIC MF Closed and MF Open 72201Y101 439 16593 SH SOLE 9582 0 7011 PIMCO DYNAMIC MF Closed and MF Open 72202D106 1872 88284 SH SOLE 44849 0 43435 PNC FINANCIAL Common Stock 693475105 206 1382 SH SOLE 0 0 1382 PPG INDUSTRIES Common Stock 693506107 346 2400 SH SOLE 0 0 2400 PRINCIPAL US MF Closed and MF Open 74255Y870 3290 92229 SH SOLE 16252 0 75977 PROCTER & GAMBLE Common Stock 742718109 1067 7665 SH SOLE 460 0 7205 PROSHARES TRUST MF Closed and MF Open 74348A467 232 2906 SH SOLE 483 0 2423 PUBLIC SERVICE Common Stock 744573106 528 9062 SH SOLE 0 0 9062 QORVO INC Common Stock 74736K101 420 2524 SH SOLE 994 0 1530 QUALCOMM INC Common Stock 747525103 1609 10561 SH SOLE 965 0 9596 RAYTHEON TECHNOLOGIES Common Stock 75513E101 750 10484 SH SOLE 92 0 10392 REALTY INCOME Common Stock 756109104 331 5323 SH SOLE 532 0 4791 ROCKWELL AUTOMATION Common Stock 773903109 660 2631 SH SOLE 0 0 2631 ROKU INC Common Stock 77543R102 810 2439 SH SOLE 0 0 2439 SALESFORCE.COM INC Common Stock 79466L302 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