Chief Compliance Officer

0001776033-20-000005.txt : 20200813 0001776033-20-000005.hdr.sgml : 20200813 20200813131848 ACCESSION NUMBER: 0001776033-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Golden State Wealth Management, LLC CENTRAL INDEX KEY: 0001776033 IRS NUMBER: 463329328 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19519 FILM NUMBER: 201098499 BUSINESS ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7143227410 MAIL ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001776033 XXXXXXXX 06-30-2020 06-30-2020 true 1 NEW HOLDINGS Golden State Wealth Management, LLC

201 E. SANDPOINTE AVE #460 SANTA ANA CA 92707

13F HOLDINGS REPORT 028-19519 N Patrick Catone Chief Compliance Officer 818-626-9747 Patrick Catone South Coast Metro CA 08-13-2020 0 189 311720 INFORMATION TABLE 2 GSWM13F2Q2020.xml GSWM13F2Q2020 3M COMPANY Common Stock 88579Y101 271 1738 SH SOLE 470 0 1268 ABBOTT LABS COM 002824100 368 4032 SH SOLE 4032 0 0 ABBVIE INC COM 00287Y109 1365 13913 SH SOLE 6693 0 7220 ACCENTURE PLC Common Stock G1151C101 317 1478 SH SOLE 25 0 1453 ADOBE INC Common Stock 00724F101 566 1301 SH SOLE 471 0 830 ADVANCED MICRO Common Stock 007903107 395 7502 SH SOLE 2400 0 5102 ALIBABA GROUP Common Stock 01609W102 336 1560 SH SOLE 0 0 1560 ALLSTATE CORP Common Stock 020002101 240 2471 SH SOLE 0 0 2471 ALPHABET INC Common Stock 02079K305 5205 3673 SH SOLE 1288 0 2385 ALTRIA GROUP Common Stock 02209S103 872 22225 SH SOLE 7471 0 14754 AMAZON COM Common Stock 023135106 8370 3044 SH SOLE 1271 0 1773 AMERICAN CENTURY MF Closed and MF Open 025072208 268 7420 SH SOLE 7420 0 0 AMERICAN ELECTRIC Common Stock 025537101 640 8032 SH SOLE 0 0 8032 AMERICAN EXPRESS Common Stock 025816109 494 5187 SH SOLE 1760 0 3427 AMERICAN FINANCIAL Common Stock 025932104 635 10000 SH SOLE 0 0 10000 AMERICAN TOWER Common Stock 03027X100 313 1209 SH SOLE 0 0 1209 AMERICAN WATER Common Stock 030420103 261 2028 SH SOLE 40 0 1988 AMGEN INC Common Stock 031162100 639 2710 SH SOLE 149 0 2561 APOLLO GLOBAL Common Stock 03768E105 752 15063 SH SOLE 4035 0 11028 APPLE INC COM 037833100 16329 44763 SH SOLE 17212 0 27551 AT&T INC Common Stock 00206R102 758 25086 SH SOLE 3244 0 21842 BANK AMERICA Common Stock 060505104 838 35299 SH SOLE 949 0 34350 BANK NEW YORK Common Stock 064058100 241 6246 SH SOLE 0 0 6246 BERKSHIRE HATHAWAY Common Stock 084670702 1984 11115 SH SOLE 698 0 10417 BIG LOTS Common Stock 089302103 227 5400 SH SOLE 0 0 5400 BLACKBERRY LTD Common Stock 09228F103 52 10650 SH SOLE 2500 0 8150 BLACKSTONE GROUP Common Stock 09260D107 3752 66218 SH SOLE 29926 0 36292 BOEING COMPANY Common Stock 097023105 842 4594 SH SOLE 166 0 4428 BRISTOL MYERS Rights and Bearer Warrants; Warrants (except Bearer) 110122157 374 6774 SH SOLE 950 0 5824 BROADCOM INC Common Stock 11135F101 637 2018 SH SOLE 562 0 1456 CALL 10 APPLE INC Listed Options 037833900 18 2 SH Call SOLE 0 0 2 CALL 10 DUKE ENERGY CORP Listed Options 26441C904 0 7 SH Call SOLE 0 0 7 CALL 10 GENERAL MILLS IN Listed Options 370334904 2 8 SH Call SOLE 0 0 8 CALL 10 JOHNSON CONTROLS Listed Options G51502905 0 1 SH Call SOLE 0 0 1 CALL 10 LOWES COMPANIES Listed Options 548661907 16 6 SH Call SOLE 0 0 6 CALL 10 PROCTER & GAMBLE Listed Options 742718909 1 7 SH Call SOLE 0 0 7 CALL 7 3M COMPANY Listed Options 88579Y901 0 2 SH Call SOLE 0 0 2 CALL 7 AMGEN INC Listed Options 031160900 2 3 SH Call SOLE 0 0 3 CALL 7 AUTOMATIC DATA Listed Options 053015903 0 2 SH Call SOLE 0 0 2 CALL 7 CHEVRON CORP Listed Options 166764900 0 6 SH Call SOLE 0 0 6 CALL 7 CISCO SYSTEMS INC Listed Options 17275R902 0 23 SH Call SOLE 0 0 23 CALL 7 COCA-COLA COMPANY Listed Options 191213900 0 10 SH Call SOLE 0 0 10 CALL 7 CVS HEALTH CORP Listed Options 126650900 0 8 SH Call SOLE 0 0 8 CALL 7 DOWDUPONT DE NEMO Listed Options 26614N902 0 3 SH Call SOLE 0 0 3 CALL 7 EATON CORP PLC Listed Options G29183903 0 8 SH Call SOLE 0 0 8 CALL 7 EXXON MOBIL CORP Listed Options 30231G902 0 12 SH Call SOLE 0 0 12 CALL 7 GILEAD SCIENCES I Listed Options 375558903 0 8 SH Call SOLE 0 0 8 CALL 7 HASBRO INC Listed Options 418056907 0 6 SH Call SOLE 0 0 6 CALL 7 INTEL CORP Listed Options 458140900 0 19 SH Call SOLE 0 0 19 CALL 7 INTL BUSINESS MAC Listed Options 459200901 0 5 SH Call SOLE 0 0 5 CALL 7 JPMORGAN CHASE&CO Listed Options 46625H900 0 8 SH Call SOLE 0 0 8 CALL 7 MAXIM INTEGRATED Listed Options 57772K901 2 9 SH Call SOLE 0 0 9 CALL 7 MC DONALDS CORP Listed Options 580135901 0 4 SH Call SOLE 0 0 4 CALL 7 MEDTRONIC PLC Listed Options G5960L903 0 8 SH Call SOLE 0 0 8 CALL 7 ORACLE CORP Listed Options 68389X905 0 9 SH Call SOLE 0 0 9 CALL 7 PROCTER & GAMBLE Listed Options 742718909 0 14 SH Call SOLE 0 0 14 CALL 7 SIMON PPTY GRP IN Listed Options 828806909 0 3 SH Call SOLE 0 0 3 CALL 7 STARBUCKS CORP Listed Options 855244909 0 11 SH Call SOLE 0 0 11 CALL 7 TEXAS INSTRUMENTS Listed Options 882508904 1 6 SH Call SOLE 0 0 6 CALL 7 TJX COS INC NEW Listed Options 872540909 0 10 SH Call SOLE 0 0 10 CALL 7 TRAVELERS COS INC Listed Options 89417E909 0 2 SH Call SOLE 0 0 2 CALL 7 UNITED PARCEL SVC Listed Options 911312906 2 3 SH Call SOLE 0 0 3 CALL 7 WAL-MART STORES I Listed Options 931142903 0 5 SH Call SOLE 0 0 5 CALL 8 ACCENTURE PLC Listed Options G1151C901 1 2 SH Call SOLE 0 0 2 CALL 8 AFLAC INC Listed Options 001055902 0 12 SH Call SOLE 0 0 12 CALL 8 AMER ELECTRIC POW Listed Options 025537901 0 3 SH Call SOLE 0 0 3 CALL 8 CORTEVA INC Listed Options 22052L904 0 4 SH Call SOLE 0 0 4 CALL 8 CSX CORP Listed Options 126408903 0 1 SH Call SOLE 0 0 1 CALL 8 FASTENAL CORP Listed Options 311900904 0 1 SH Call SOLE 0 0 1 CALL 8 MERCK & CO Listed Options 58933Y905 0 9 SH Call SOLE 0 0 9 CALL 8 METLIFE INC Listed Options 59156R908 1 8 SH Call SOLE 0 0 8 CALL 8 PHILLIPS 66 Listed Options 718546904 4 8 SH Call SOLE 0 0 8 CALL 8 PROCTER & GAMBLE Listed Options 742718909 2 12 SH Call SOLE 0 0 12 CALL 8 PROLOGIS INC Listed Options 74340W903 0 6 SH Call SOLE 0 0 6 CALL 8 RAYTHEON TECHS CO Listed Options 75513E901 0 4 SH Call SOLE 0 0 4 CALL 8 SOUTHERN CO Listed Options 842587907 0 3 SH Call SOLE 0 0 3 CALL 8 TRUIST FINL CORP Listed Options 89832Q909 0 6 SH Call SOLE 0 0 6 CALL 8 U S BANCORP DEL Listed Options 902973904 0 9 SH Call SOLE 0 0 9 CALL 8 UNION PACIFIC COR Listed Options 907818908 0 3 SH Call SOLE 0 0 3 CALL 8 WALT DISNEY Listed Options 254687906 0 7 SH Call SOLE 0 0 7 CALL 8 WILLIAMS SONOMA Listed Options 969904901 14 5 SH Call SOLE 0 0 5 CALL 9 AT & T INC Listed Options 00206R902 0 15 SH Call SOLE 0 0 15 CALL 9 BANK OF NY MELLON Listed Options 064058900 2 9 SH Call SOLE 0 0 9 CALL 9 DOW INC Listed Options 260557903 0 6 SH Call SOLE 0 0 6 CALL 9 EMERSON ELECTRIC Listed Options 291011904 4 8 SH Call SOLE 0 0 8 CALL 9 EXXON MOBIL CORP Listed Options 30231G902 0 6 SH Call SOLE 0 0 6 CALL 9 JOHNSON & JOHNSON Listed Options 478160904 0 4 SH Call SOLE 0 0 4 CALL 9 PFIZER INC Listed Options 717081903 0 19 SH Call SOLE 0 0 19 CATERPILLAR INC Common Stock 149123101 266 2102 SH SOLE 147 0 1955 CEMEX S A B Common Stock 151290889 40 14000 SH SOLE 0 0 14000 CHEVRON CORP Common Stock 166764100 761 8533 SH SOLE 973 0 7560 CISCO SYSTEMS Common Stock 17275R102 675 14469 SH SOLE 3747 0 10722 CITIGROUP INC Common Stock 172967424 347 6794 SH SOLE 1671 0 5123 CLEAN ENERGY Common Stock 184499101 22 10000 SH SOLE 0 0 10000 COCA COLA COMPANY Common Stock 191216100 547 12246 SH SOLE 1310 0 10936 COMCAST CORP Common Stock 20030N101 779 19974 SH SOLE 4295 0 15679 COMPASS DIVERSIFIED Common Stock 20451Q104 321 18600 SH SOLE 2800 0 15800 CONSTELLATION BRANDS Common Stock 21036P108 224 1280 SH SOLE 400 0 880 CONSUMER DISCRETIONARY MF Closed and MF Open 81369Y407 769 6022 SH SOLE 149 0 5873 COSTCO WHOLESALE Common Stock 22160K105 1152 3798 SH SOLE 585 0 3213 CVS HEALTH Common Stock 126650100 239 3672 SH SOLE 171 0 3501 ECOLAB INC Common Stock 278865100 253 1273 SH SOLE 10 0 1263 EDISON INTL Common Stock 281020107 210 3859 SH SOLE 136 0 3723 EDWARDS LIFESCIENCES Common Stock 28176E108 245 3549 SH SOLE 1929 0 1620 EXXON MOBIL Common Stock 30231G102 718 16065 SH SOLE 835 0 15230 FACEBOOK INC Common Stock 30303M102 1089 4795 SH SOLE 1025 0 3770 FIDELITY NATIONAL Common Stock 31620M106 233 3661 SH SOLE 0 0 3661 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1293 25029 SH SOLE 25029 0 0 FIRST TRUST MF Closed and MF Open 33733E500 35306 748029 SH SOLE 91961 0 656068 FLAHERTY & CRUMRINE MF Closed and MF Open 33848W106 204 8379 SH SOLE 1548 0 6831 FRANKLIN ETF TR LIBERTY SHRT ETF 353506108 3045 31781 SH SOLE 31781 0 0 FS KKR Common Stock 35952V303 1035 79682 SH SOLE 977 0 78705 GENERAL ELECTRIC Common Stock 369604103 84 12306 SH SOLE 418 0 11888 GLOBAL X MF Closed and MF Open 37954Y715 1508 61220 SH SOLE 20300 0 40920 GOLDMAN SACHS Common Stock 38141G104 316 1651 SH SOLE 110 0 1541 HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 41653L305 6419 153243 SH SOLE 153243 0 0 HILTON WORLDWIDE Common Stock 43300A203 213 2903 SH SOLE 0 0 2903 HOME DEPOT Common Stock 437076102 2207 8813 SH SOLE 2925 0 5888 INTEL CORP Common Stock 458140100 644 10769 SH SOLE 739 0 10030 INTL BUSINESS Common Stock 459200101 358 2968 SH SOLE 1396 0 1572 INTUITIVE SURGICAL Common Stock 46120E602 301 529 SH SOLE 300 0 229 INVESCO BULLETSHARES MF Closed and MF Open 46138J882 859 39490 SH SOLE 0 0 39490 INVESCO PFD MF Closed and MF Open 46138E511 366 25919 SH SOLE 17694 0 8225 INVESCO QQQ MF Closed and MF Open 46090E103 4755 19206 SH SOLE 9706 0 9500 INVESCO S&P MF Closed and MF Open 46138G102 710 21042 SH SOLE 0 0 21042 INVESCO SOLAR MF Closed and MF Open 46138G706 552 15295 SH SOLE 0 0 15295 ISHARES MF Closed and MF Open 46434V407 237 5526 SH SOLE 0 0 5526 ISHARES CORE MF Closed and MF Open 464287507 60388 416891 SH SOLE 180778 0 236113 ISHARES EDGE MF Closed and MF Open 46429B697 1666 24714 SH SOLE 571 0 24143 ISHARES ESG MF Closed and MF Open 46435G425 1086 21153 SH SOLE 0 0 21153 ISHARES GLOBAL MF Closed and MF Open 464287291 326 1612 SH SOLE 0 0 1612 ISHARES IBOXX MF Closed and MF Open 464288513 1159 9437 SH SOLE 20 0 9417 ISHARES INTL MF Closed and MF Open 464288448 276 17424 SH SOLE 15735 0 1689 ISHARES MSCI MF Closed and MF Open 46434G814 2856 51532 SH SOLE 18701 0 32831 ISHARES NASDAQ MF Closed and MF Open 464287556 220 1613 SH SOLE 504 0 1109 ISHARES PHLX MF Closed and MF Open 464287523 201 742 SH SOLE 580 0 162 ISHARES RUSSELL MF Closed and MF Open 464287630 6648 36972 SH SOLE 4593 0 32379 ISHARES S&P MF Closed and MF Open 464287671 3383 48876 SH SOLE 7816 0 41060 ISHARES SHORT MF Closed and MF Open 464288646 357 6520 SH SOLE 0 0 6520 ISHARES TR CORE US AGGBD ET 464287226 218 1849 SH SOLE 1849 0 0 ISHARES TR MSCI EAFE ETF 464287465 346 5691 SH SOLE 5691 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 312 11324 SH SOLE 11324 0 0 ISHARES TR CORE DIV GRWTH 46434V621 1513 40265 SH SOLE 40265 0 0 ISHARES U S MF Closed and MF Open 464287697 1845 45243 SH SOLE 6740 0 38503 JANUS HENDERSON MF Closed and MF Open 47103U886 5214 103748 SH SOLE 0 0 103748 JOHNSON & JOHNSON COM 478160104 1189 8462 SH SOLE 2337 0 6125 JPMORGAN MF Closed and MF Open 46641Q837 1237 24378 SH SOLE 0 0 24378 JPMORGAN CHASE Common Stock 46625H100 1337 14217 SH SOLE 2234 0 11983 KINDER MORGAN Common Stock 49456B101 225 14805 SH SOLE 83 0 14722 LATTICE HARTFORD MF Closed and MF Open 518416102 2926 118601 SH SOLE 111421 0 7180 LEGG MASON MF Closed and MF Open 524682309 414 12250 SH SOLE 2300 0 9950 LINDE PLC Common Stock G5494J103 237 1116 SH SOLE 0 0 1116 LOCKHEED MARTIN Common Stock 539830109 2216 6072 SH SOLE 0 0 6072 LOWES COMPANIES Common Stock 548661107 317 2345 SH SOLE 383 0 1962 MAINSTAY DEFINEDTERM MF Closed and MF Open 56064K100 423 20766 SH SOLE 18796 0 1970 MALLINCKRODT PUBLIC Common Stock G5785G107 55 20476 SH SOLE 0 0 20476 MASTERCARD INC Common Stock 57636Q104 607 2051 SH SOLE 574 0 1477 MCDONALDS CORP Common Stock 580135101 650 3522 SH SOLE 81 0 3441 MEDTRONIC PLC Common Stock G5960L103 245 2676 SH SOLE 0 0 2676 MERCK & COMPANY Common Stock 58933Y105 871 11262 SH SOLE 530 0 10732 MICRON TECHNOLOGY INC Common Stock 595112103 200 3887 SH SOLE 0 0 3887 MICROSOFT CORP Common Stock 594918104 4903 24091 SH SOLE 2801 0 21290 MONDELEZ INTERNATIONAL Common Stock 609207105 443 8659 SH SOLE 75 0 8584 NETFLIX INC Common Stock 64110L106 506 1111 SH SOLE 109 0 1002 NEXTERA ENERGY Common Stock 65339F101 277 1155 SH SOLE 56 0 1099 NIKE INC Common Stock 654106103 801 8168 SH SOLE 31 0 8137 NORTHROP GRUMMAN Common Stock 666807102 985 3205 SH SOLE 1566 0 1639 NVIDIA CORP Common Stock 67066G104 741 1952 SH SOLE 880 0 1072 NXP SEMICONDUCTORS Common Stock N6596X109 238 2090 SH SOLE 1600 0 490 OASIS PETROLEUM Common Stock 674215108 9 12645 SH SOLE 1995 0 10650 ORACLE CORP Common Stock 68389X105 200 3619 SH SOLE 39 0 3580 PAYPAL HOLDINGS Common Stock 70450Y103 273 1568 SH SOLE 100 0 1468 PEPSICO INC Common Stock 713448108 357 2697 SH SOLE 359 0 2338 PFIZER INC Common Stock 717081103 652 19924 SH SOLE 1701 0 18223 PHILIP MORRIS Common Stock 718172109 205 2923 SH SOLE 191 0 2732 PIMCO CA MUN INC FD III MF Closed and MF Open 72201C109 698 69465 SH SOLE 60069 0 9396 PIMCO DYNAMIC MF Closed and MF Open 72202D106 2020 104435 SH SOLE 51945 0 52490 PIMCO EHNANCED MF Closed and MF Open 72201R833 435 4276 SH SOLE 0 0 4276 PPG INDUSTRIES Common Stock 693506107 282 2660 SH SOLE 0 0 2660 PRINCIPAL US MF Closed and MF Open 74255Y870 2437 81101 SH SOLE 14970 0 66131 PROCTER & GAMBLE Common Stock 742718109 1145 9573 SH SOLE 459 0 9114 PUBLIC SERVICE Common Stock 744573106 605 12298 SH SOLE 0 0 12298 QORVO INC Common Stock 74736K101 272 2458 SH SOLE 994 0 1464 QUALCOMM INC Common Stock 747525103 1101 12076 SH SOLE 364 0 11712 RAYTHEON TECHNOLOGIES Common Stock 75513E101 850 13794 SH SOLE 465 0 13329 REALTY INCOME Common Stock 756109104 352 5909 SH SOLE 304 0 5605 ROCKWELL AUTOMATION Common Stock 773903109 558 2618 SH SOLE 0 0 2618 ROKU INC Common Stock 77543R102 305 2619 SH SOLE 0 0 2619 SALESFORCE.COM INC Common Stock 79466L302 407 2172 SH SOLE 810 0 1362 SCHWAB INTL MF Closed and MF Open 808524805 270 9069 SH SOLE 9057 0 12 SCHWAB US MF Closed and MF Open 808524847 324 3420 SH SOLE 3182 0 238 SECTOR CONSUMER MF Closed and MF Open 81369Y308 898 15316 SH SOLE 550 0 14766 SECTOR FINANCIAL MF Closed and MF Open 81369Y605 1323 57156 SH SOLE 7268 0 49888 SECTOR HEALTHCARE MF Closed and MF Open 81369Y209 551 5515 SH SOLE 2322 0 3193 SECTOR TECHNOLOGY MF Closed and MF Open 81369Y803 759 7263 SH SOLE 53 0 7210 SELECT SECTOR MF Closed and MF Open 81369Y852 218 4089 SH SOLE 0 0 4089 SEMPRA ENERGY Common Stock 816851109 274 2339 SH SOLE 0 0 2339 SORRENTO THERAPEUTICS Common Stock 83587F202 63 10000 SH SOLE 0 0 10000 SPDR BLOOMBERG MF Closed and MF Open 78468R663 1876 22775 SH SOLE 756 0 22019 SPDR DOW MF Closed and MF Open 78467X109 1910 7997 SH SOLE 6307 0 1690 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 225 4284 SH SOLE 4284 0 0 SPDR PORTFOLIO MF Closed and MF Open 78464A649 8187 260963 SH SOLE 66685 0 194278 SPDR S&P MF Closed and MF Open 78462F103 11989 44154 SH SOLE 8378 0 35776 SPDR SER TR SPDR S&P 500 ETF 78468R796 302 3960 SH SOLE 3960 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 318 11433 SH SOLE 11433 0 0 SPDR SER TR S&P DIVID ETF 78464A763 1577 17296 SH SOLE 17296 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 1321 29425 SH SOLE 29425 0 0 STARBUCKS CORP Common Stock 855244109 537 7299 SH SOLE 877 0 6422 TESLA INC Common Stock 88160R101 969 897 SH SOLE 140 0 757 TEXAS INSTRUMENTS Common Stock 882508104 435 3423 SH SOLE 0 0 3423 THERMO FISHER Common Stock 883556102 643 1776 SH SOLE 390 0 1386 TJX COS Common Stock 872540109 208 4112 SH SOLE 1856 0 2256 U S BANCORP DE Common Stock 902973304 277 7510 SH SOLE 881 0 6629 ULTA BEAUTY Common Stock 90384S303 244 1198 SH SOLE 705 0 493 UNION PACIFIC CORP Common Stock 907818108 468 2767 SH SOLE 20 0 2747 UNITED PARCEL Common Stock 911312106 469 4214 SH SOLE 0 0 4214 UNITEDHEALTH GROUP Common Stock 91324P102 1750 5933 SH SOLE 628 0 5305 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 296 2652 SH SOLE 2652 0 0 VANGUARD DIVIDEND MF Closed and MF Open 921908844 953 8133 SH SOLE 462 0 7671 VANGUARD FSTE MF Closed and MF Open 922042858 499 12591 SH SOLE 1275 0 11316 VANGUARD FTSE MF Closed and MF Open 922042874 712 17698 SH SOLE 3975 0 13723 VANGUARD INDEX FDS TOTAL STK MKT 922908769 711 4545 SH SOLE 4545 0 0 VANGUARD INTERMEDIATE MF Closed and MF Open 92206C870 1234 13157 SH SOLE 4376 0 8781 VANGUARD MID MF Closed and MF Open 922908629 431 2971 SH SOLE 0 0 2971 VANGUARD MORTGAGE MF Closed and MF Open 92206C771 301 5544 SH SOLE 3899 0 1645 VANGUARD RUSSELL MF Closed and MF Open 92206C664 537 4413 SH SOLE 0 0 4413 VANGUARD S&P MF Closed and MF Open 922908363 859 3048 SH SOLE 912 0 2136 VANGUARD SHORT MF Closed and MF Open 921937827 664 8110 SH SOLE 695 0 7415 VANGUARD SMALL MF Closed and MF Open 922908751 551 3845 SH SOLE 455 0 3390 VANGUARD TOTAL MF Closed and MF Open 921937835 2510 32868 SH SOLE 22639 0 10229 VANGUARD VALUE MF Closed and MF Open 922908744 725 7279 SH SOLE 63 0 7216 VERIZON COMMUNICATIONS Common Stock 92343V104 1178 21364 SH SOLE 1987 0 19377 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 6292 124578 SH SOLE 124578 0 0 VISA INC Common Stock 92826C839 2000 10352 SH SOLE 2607 0 7745 WALMART INC Common Stock 931142103 526 4392 SH SOLE 15 0 4377 WALT DISNEY Common Stock 254687106 1162 10416 SH SOLE 987 0 9429 WASTE MANAGEMENT Common Stock 94106L109 226 2137 SH SOLE 39 0 2098 WELLS FARGO Common Stock 949746101 351 9194 SH SOLE 3448 0 5746 WESTAMERICA BANCORP Common Stock 957090103 302 5266 SH SOLE 0 0 5266 WILLIAMS COS Common Stock 969457100 203 10662 SH SOLE 0 0 10662 WISDOMTREE TR US SMALLCAP FUND 97717W562 1391 49030 SH SOLE 49030 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 1853 65389 SH SOLE 65389 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 4845 90035 SH SOLE 90035 0 0 WISDOMTREE TRUST MF Closed and MF Open 97717X669 210 5952 SH SOLE 900 0 5052 WISDOMTREE U S MF Closed and MF Open 97717W208 284 5888 SH SOLE 0 0 5888 X TRACKERS MF Closed and MF Open 233051200 318 10520 SH SOLE 0 0 10520 ZOETIS INC Common Stock 98978V103 348 2538 SH SOLE 294 0 2244