Compliance Consultant

0001776033-20-000002.txt : 20200417 0001776033-20-000002.hdr.sgml : 20200417 20200417140416 ACCESSION NUMBER: 0001776033-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200417 DATE AS OF CHANGE: 20200417 EFFECTIVENESS DATE: 20200417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Golden State Wealth Management, LLC CENTRAL INDEX KEY: 0001776033 IRS NUMBER: 463329328 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19519 FILM NUMBER: 20798948 BUSINESS ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7143227410 MAIL ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001776033 XXXXXXXX 03-31-2020 03-31-2020 Golden State Wealth Management, LLC

201 E. SANDPOINTE AVE #460 SANTA ANA CA 92707

13F HOLDINGS REPORT 028-19519 N Kaley Mitts Compliance Consultant 5135621669 Kaley D Mitts Covington KY 04-17-2020 0 1021 226796 false INFORMATION TABLE 2 13FGSWMQ120.xml GSWM13F1Q2020 2U INC Common Stock 90214J101 2 76 SH SOLE 76 0 0 3M COMPANY Common Stock 88579Y101 208 1524 SH SOLE 719 0 805 ABB LIMITED Common Stock 000375204 10 595 SH SOLE 595 0 0 ABBOTT LABORATORIES Common Stock 002824100 77 981 SH SOLE 255 0 726 ABBVIE INC Common Stock 00287Y109 762 9996 SH SOLE 3816 0 6179 ABERDEEN ASIA MF Closed and MF Open 003009107 7 2000 SH SOLE 0 0 2000 ABERDEEN GLOBAL MF Closed and MF Open 003013109 0 54 SH SOLE 0 0 54 ABIOMED INC Common Stock 003654100 134 925 SH SOLE 250 0 675 ABRAXAS PETROLEUM Common Stock 003830106 0 1000 SH SOLE 0 0 1000 ACCENTURE PLC Common Stock G1151C101 179 1095 SH SOLE 36 0 1059 ACTIVISION BLIZZARD Common Stock 00507V109 63 1055 SH SOLE 305 0 750 ADIENT PLC Common Stock G0084W101 0 6 SH SOLE 0 0 6 ADOBE INC Common Stock 00724F101 433 1361 SH SOLE 716 0 645 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674215108 4 12645 SH SOLE 1995 0 10650 OBSIDIAN ENERGY Common Stock 674482203 0 6 SH SOLE 6 0 0 OCCIDENTAL PETROLEUM Common Stock 674599105 5 437 SH SOLE 60 0 377 OMNICOM GROUP Common Stock 681919106 11 200 SH SOLE 0 0 200 ON SEMICONDUCTOR Common Stock 682189105 6 500 SH SOLE 0 0 500 ORACLE CORP Common Stock 68389X105 110 2286 SH SOLE 39 0 2247 ORGANIGRAM HOLDINGS Common Stock 68620P101 0 100 SH SOLE 0 0 100 OSI OSHARES MF Closed and MF Open 67110P100 15 700 SH SOLE 0 0 700 OSI OSHARES MF Closed and MF Open 67110P704 55 2210 SH SOLE 0 0 2210 OVINTIV INC Common Stock 69047Q102 0 2 SH SOLE 0 0 2 PACCAR INC Common Stock 693718108 22 360 SH SOLE 0 0 360 PACER TRENDPILOT MF Closed and MF Open 69374H105 150 5571 SH SOLE 5571 0 0 PACIFIC PREMIER Common Stock 69478X105 82 4335 SH SOLE 0 0 4335 PACKAGING CORP Common Stock 695156109 14 157 SH SOLE 47 0 110 PALO ALTO Common Stock 697435105 71 436 SH SOLE 396 0 40 PARKER-HANNIFIN CORP Common Stock 701094104 62 477 SH SOLE 100 0 377 PAYCHEX INC Common Stock 704326107 13 200 SH SOLE 0 0 200 PAYCOM SOFTWARE Common Stock 70432V102 51 250 SH SOLE 0 0 250 PAYPAL HOLDINGS Common Stock 70450Y103 127 1324 SH SOLE 250 0 1074 PCM FUND MF Closed and MF Open 69323T101 2 200 SH SOLE 0 0 200 PEMBINA PIPELINE Common Stock 706327103 6 329 SH SOLE 329 0 0 PENNEY J C Common Stock 708160106 0 10 SH SOLE 0 0 10 PENSKE AUTOMOTIVE Common Stock 70959W103 1 38 SH SOLE 0 0 38 PENTAIR PLC Common Stock G7S00T104 2 73 SH SOLE 58 0 15 PEOPLES UNITED Common Stock 712704105 7 653 SH SOLE 0 0 653 PEPSICO INC Common Stock 713448108 236 1962 SH SOLE 398 0 1564 PERMIAN BASIN Common Stock 714236106 7 2446 SH SOLE 0 0 2446 PERSPECTA INC Common Stock 715347100 0 7 SH SOLE 0 0 7 PERUSAHAN PERSEROAN Common Stock 715684106 2 112 SH SOLE 0 0 112 PFIZER INC Common Stock 717081103 379 11597 SH SOLE 1701 0 9896 PG&E CORP Common Stock 69331C108 29 3276 SH SOLE 0 0 3276 PGIM ULTRA MF Closed and MF Open 69344A107 106 2177 SH SOLE 0 0 2177 PHILIP MORRIS Common Stock 718172109 199 2730 SH SOLE 191 0 2539 PHILLIPS 66 Common Stock 718546104 47 876 SH SOLE 169 0 707 PIMCO ACTIVE MF Closed and MF Open 72201R775 27 255 SH SOLE 0 0 255 PIMCO CA MUN INC FD III MF Closed and MF Open 72201C109 669 68705 SH SOLE 59370 0 9336 PIMCO DYNAMIC MF Closed and MF Open 72201Y101 235 10638 SH SOLE 9338 0 1300 PIMCO DYNAMIC MF Closed and MF Open 72202D106 1442 85756 SH SOLE 41274 0 44483 PIMCO EHNANCED MF Closed and MF Open 72201R833 369 3724 SH SOLE 0 0 3724 PINTEREST INC Common Stock 72352L106 3 175 SH SOLE 0 0 175 PIONEER NATURAL Common Stock 723787107 2 24 SH SOLE 0 0 24 PNC FINANCIAL Common Stock 693475105 30 313 SH SOLE 30 0 283 PPG INDUSTRIES Common Stock 693506107 9 109 SH SOLE 0 0 109 PPL CORP Common Stock 69351T106 10 400 SH SOLE 0 0 400 PRICE T Common Stock 74144T108 10 102 SH SOLE 0 0 102 PRINCIPAL ACTIVE MF Closed and MF Open 74255Y102 127 3945 SH SOLE 0 0 3945 PRINCIPAL REAL MF Closed and MF Open 74255X104 31 2524 SH SOLE 0 0 2524 PRINCIPAL SPECTRUM MF Closed and MF Open 74255Y888 47 533 SH SOLE 0 0 533 PRINCIPAL US MF Closed and MF Open 74255Y870 1762 67966 SH SOLE 9446 0 58520 PROCTER & GAMBLE Common Stock 742718109 286 2600 SH SOLE 433 0 2167 PROLOGIS INC Common Stock 74340W103 20 250 SH SOLE 0 0 250 PROOFPOINT INC Common Stock 743424103 10 100 SH SOLE 0 0 100 PROSHARES S&P MF Closed and MF Open 74347B680 39 870 SH SOLE 870 0 0 PROSHARES SHORT MF Closed and MF Open 74347B425 221 8002 SH SOLE 4000 0 4002 PROSHARES TRUST MF Closed and MF Open 74348A467 167 2902 SH SOLE 479 0 2423 PROSHARES ULTRASHORT MF Closed and MF Open 74347B201 1 91 SH SOLE 0 0 91 PROSHARES ULTRASHORT MF Closed and MF Open 74347B383 1 24 SH SOLE 0 0 24 PROSPECT CAPITAL MF Closed and MF Open 74348T102 10 2450 SH SOLE 0 0 2450 PRUDENTIAL FINANCIAL Common Stock 744320102 32 615 SH SOLE 0 0 615 PTC INC Common Stock 69370C100 6 100 SH SOLE 0 0 100 PUBLIC SERVICE Common Stock 744573106 458 10202 SH SOLE 0 0 10202 PUBLIC STORAGE Common Stock 74460D109 6 31 SH SOLE 1 0 30 PUT 4 SPDR S&P 500 ETF T Listed Options 78462f953 1 10 SH Put SOLE 10 0 0 PVH CORP Common Stock 693656100 5 120 SH SOLE 120 0 0 QORVO INC Common Stock 74736K101 80 994 SH SOLE 994 0 0 QUALCOMM INC Common Stock 747525103 775 11463 SH SOLE 1063 0 10400 QUANTA SERVICES Common Stock 74762E102 3 100 SH SOLE 100 0 0 RAYTHEON COMPANY Common Stock 755111507 284 2164 SH SOLE 10 0 2154 REALITY NASDAQ MF Closed and MF Open 75605A702 11 500 SH SOLE 0 0 500 REALTY INCOME Common Stock 756109104 278 5583 SH SOLE 304 0 5279 RED ROCK Common Stock 75700L108 1 142 SH SOLE 0 0 142 REDFIN CORP Common Stock 75737F108 3 163 SH SOLE 0 0 163 REDWOOD TRUST INC Common Stock 758075402 5 1058 SH SOLE 0 0 1058 REGENERON PHARMACEUTICAL Common Stock 75886F107 146 300 SH SOLE 160 0 140 REGIONS FINANCIAL Common Stock 7591EP100 10 1084 SH SOLE 0 0 1084 RESIDEO TECHNOLOGIES Common Stock 76118Y104 0 53 SH SOLE 0 0 53 RIO TINTO Common Stock 767204100 9 200 SH SOLE 0 0 200 RMR GROUP Common Stock 74967R106 0 8 SH SOLE 0 0 8 RMR REAL MF Closed and MF Open 76970B101 10 982 SH SOLE 0 0 982 ROCKWELL AUTOMATION Common Stock 773903109 392 2600 SH SOLE 0 0 2600 ROKU INC Common Stock 77543R102 232 2649 SH SOLE 0 0 2649 ROPER TECHNOLOGIES Common Stock 776696106 2 5 SH SOLE 5 0 0 ROYAL CARIBBEAN Common Stock V7780T103 28 861 SH SOLE 328 0 533 ROYAL DUTCH Common Stock 780259107 45 1363 SH SOLE 0 0 1363 ROYAL DUTCH Common Stock 780259206 42 1210 SH SOLE 0 0 1210 ROYAL GOLD Common Stock 780287108 13 150 SH SOLE 0 0 150 SAGE THERAPEUTICS Common Stock 78667J108 3 95 SH SOLE 0 0 95 SALESFORCE.COM INC Common Stock 79466L302 276 1919 SH SOLE 810 0 1109 SANOFI Common Stock 80105N105 21 470 SH SOLE 0 0 470 SAREPTA THERAPEUTICS Common Stock 803607100 2 25 SH SOLE 0 0 25 SCHLUMBERGER LTD Common Stock 806857108 8 566 SH SOLE 0 0 566 SCHWAB CHARLES Common Stock 808513105 36 1069 SH SOLE 0 0 1069 SCHWAB EMERGING MF Closed and MF Open 808524706 168 8132 SH SOLE 8132 0 0 SCHWAB FUNDAMENTAL MF Closed and MF Open 808524748 0 6 SH SOLE 0 0 6 SCHWAB INTL MF Closed and MF Open 808524805 234 9063 SH SOLE 9057 0 6 SCHWAB INTL MF Closed and MF Open 808524888 0 6 SH SOLE 0 0 6 SCHWAB US MF Closed and MF Open 808524300 239 3006 SH SOLE 3006 0 0 SCHWAB US MF Closed and MF Open 808524508 4 93 SH SOLE 93 0 0 SCHWAB US MF Closed and MF Open 808524607 1 24 SH SOLE 24 0 0 SCHWAB US MF Closed and MF Open 808524847 8 236 SH SOLE 0 0 236 SCHWAB US MF Closed and MF Open 808524870 3 59 SH SOLE 59 0 0 SCOTTS MIRACLE-GRO Common Stock 810186106 14 141 SH SOLE 0 0 141 SECTOR CONSUMER MF Closed and MF Open 81369Y308 1016 18647 SH SOLE 550 0 18097 SECTOR ENERGY MF Closed and MF Open 81369Y506 31 1073 SH SOLE 322 0 751 SECTOR FINANCIAL MF Closed and MF Open 81369Y605 1358 65229 SH SOLE 8068 0 57161 SECTOR HEALTHCARE MF Closed and MF Open 81369Y209 329 3709 SH SOLE 186 0 3523 SECTOR INDUSTRIAL MF Closed and MF Open 81369Y704 59 1006 SH SOLE 0 0 1006 SECTOR TECHNOLOGY MF Closed and MF Open 81369Y803 616 7662 SH SOLE 53 0 7609 SELECT SECTOR MF Closed and MF Open 81369Y852 204 4600 SH SOLE 0 0 4600 SELECT SECTOR MF Closed and MF Open 81369Y860 4 139 SH SOLE 0 0 139 SELECT UTILITIES MF Closed and MF Open 81369Y886 50 900 SH SOLE 0 0 900 SEMPRA ENERGY Common Stock 816851109 255 2258 SH SOLE 0 0 2258 SERVICE PROPERTIES Common Stock 81761L102 13 2361 SH SOLE 0 0 2361 SHOPIFY INC Common Stock 82509L107 311 745 SH SOLE 335 0 410 SIBANYE STILLWATER Common Stock 82575P107 1 118 SH SOLE 0 0 118 SIMON PROPERTY Common Stock 828806109 8 142 SH SOLE 0 0 142 SIRIUS XM Common Stock 82968B103 5 1000 SH SOLE 0 0 1000 SK TELECOM Common Stock 78440P108 5 282 SH SOLE 0 0 282 SKYWORKS SOLUTIONS Common Stock 83088M102 221 2475 SH SOLE 1080 0 1395 SLACK TECHNOLOGIES Common Stock 83088V102 7 250 SH SOLE 0 0 250 SMUCKER JM Common Stock 832696405 46 415 SH SOLE 0 0 415 SOLAREDGE TECHNOLOGIES Common Stock 83417M104 82 1001 SH SOLE 0 0 1001 SONY CORP Common Stock 835699307 23 384 SH SOLE 375 0 9 SOUTHERN COMPANY Common Stock 842587107 56 1033 SH SOLE 0 0 1033 SOUTHWEST AIRLINES Common Stock 844741108 89 2511 SH SOLE 0 0 2511 SOUTHWEST GAS Common Stock 844895102 72 1040 SH SOLE 0 0 1040 SPDR BLACKSTONE MF Closed and MF Open 78467V608 6 147 SH SOLE 147 0 0 SPDR BLOOMBERG MF Closed and MF Open 78464A391 59 2395 SH SOLE 0 0 2395 SPDR BLOOMBERG MF Closed and MF Open 78468R408 20 859 SH SOLE 0 0 859 SPDR BLOOMBERG MF Closed and MF Open 78468R622 5 49 SH SOLE 0 0 49 SPDR BLOOMBERG MF Closed and MF Open 78468R663 1790 19538 SH SOLE 756 0 18782 SPDR DOUBLELINE MF Closed and MF Open 78467V848 38 796 SH SOLE 0 0 796 SPDR DOW MF Closed and MF Open 78463X749 26 730 SH SOLE 0 0 730 SPDR DOW MF Closed and MF Open 78467X109 1602 7309 SH SOLE 6350 0 959 SPDR GOLD Common Stock 78463V107 87 588 SH SOLE 213 0 375 SPDR HIGH MF Closed and MF Open 78468R606 23 1028 SH SOLE 0 0 1028 SPDR INDEX MF Closed and MF Open 78463X426 7 142 SH SOLE 0 0 142 SPDR INDEX MF Closed and MF Open 78463X434 12 230 SH SOLE 0 0 230 SPDR INDEX MF Closed and MF Open 78463X459 40 840 SH SOLE 0 0 840 SPDR INDEX MF Closed and MF Open 78470E106 2 32 SH SOLE 0 0 32 SPDR INTERMEDIATE MF Closed and MF Open 78464A672 5 142 SH SOLE 0 0 142 SPDR MSCI MF Closed and MF Open 78463X475 15 460 SH SOLE 0 0 460 SPDR MSCI MF Closed and MF Open 78463X848 4 193 SH SOLE 0 0 193 SPDR MSCI MF Closed and MF Open 78468R812 23 301 SH SOLE 0 0 301 SPDR PORTFOLIO MF Closed and MF Open 78463X509 86 3012 SH SOLE 0 0 3012 SPDR PORTFOLIO MF Closed and MF Open 78463X889 213 8889 SH SOLE 0 0 8889 SPDR PORTFOLIO MF Closed and MF Open 78464A367 3 90 SH SOLE 0 0 90 SPDR PORTFOLIO MF Closed and MF Open 78464A375 76 2221 SH SOLE 0 0 2221 SPDR PORTFOLIO MF Closed and MF Open 78464A409 28 796 SH SOLE 0 0 796 SPDR PORTFOLIO MF Closed and MF Open 78464A474 29 962 SH SOLE 0 0 962 SPDR PORTFOLIO MF Closed and MF Open 78464A649 3233 106977 SH SOLE 33679 0 73298 SPDR PORTFOLIO MF Closed and MF Open 78464A664 49 1046 SH SOLE 0 0 1046 SPDR PORTFOLIO MF Closed and MF Open 78464A805 60 1894 SH SOLE 947 0 947 SPDR PORTFOLIO MF Closed and MF Open 78464A847 12 474 SH SOLE 0 0 474 SPDR PORTFOLIO MF Closed and MF Open 78464A854 390 12893 SH SOLE 0 0 12893 SPDR PORTFOLIO MF Closed and MF Open 78468R101 1950 63488 SH SOLE 0 0 63488 SPDR PORTFOLIO MF Closed and MF Open 78468R788 145 5875 SH SOLE 3300 0 2575 SPDR PORTFOLIO MF Closed and MF Open 78468R853 97 4450 SH SOLE 0 0 4450 SPDR S&P MF Closed and MF Open 78462F103 5041 19558 SH SOLE 2929 0 16628 SPDR S&P MF Closed and MF Open 78463X756 12 375 SH SOLE 0 0 375 SPDR S&P MF Closed and MF Open 78463X871 31 1354 SH SOLE 0 0 1354 SPDR S&P MF Closed and MF Open 78464A532 9 200 SH SOLE 0 0 200 SPDR S&P MF Closed and MF Open 78464A573 3 55 SH SOLE 0 0 55 SPDR S&P MF Closed and MF Open 78464A599 0 2 SH SOLE 0 0 2 SPDR S&P MF Closed and MF Open 78464A631 2 20 SH SOLE 0 0 20 SPDR S&P MF Closed and MF Open 78464A797 3 100 SH SOLE 0 0 100 SPDR S&P MF Closed and MF Open 78467Y107 541 2057 SH SOLE 1291 0 766 SPDR SERIES MF Closed and MF Open 78464A763 33 409 SH SOLE 178 0 231 SPDR SERIES MF Closed and MF Open 78464A813 86 1784 SH SOLE 0 0 1784 SPDR SERIES MF Closed and MF Open 78464A870 22 285 SH SOLE 0 0 285 SPDR SERIES MF Closed and MF Open 78464A888 6 198 SH SOLE 0 0 198 SPDR SSGA MF Closed and MF Open 78467V103 3 147 SH SOLE 0 0 147 SPDR TIPS MF Closed and MF Open 78464A656 50 1719 SH SOLE 0 0 1719 SPI ENERGY Common Stock G8651P110 0 20 SH SOLE 0 0 20 SPIRE INC Common Stock 84857L101 25 329 SH SOLE 0 0 329 SPLUNK INC Common Stock 848637104 30 238 SH SOLE 0 0 238 SPRINT CORP Common Stock 85207U105 0 41 SH SOLE 41 0 0 SQUARE INC Common Stock 852234103 32 620 SH SOLE 420 0 200 STANLEY BLACK Common Stock 854502101 26 262 SH SOLE 45 0 217 STARBUCKS CORP Common Stock 855244109 356 5423 SH SOLE 736 0 4686 STARWOOD PROPERTY Common Stock 85571B105 5 454 SH SOLE 0 0 454 STATE STREET Common Stock 857477103 5 90 SH SOLE 0 0 90 STEEL DYNAMICS INC Common Stock 858119100 10 423 SH SOLE 0 0 423 STMICROELECTRONICS N V Common Stock 861012102 59 2775 SH SOLE 0 0 2775 STRYKER CORP Common Stock 863667101 12 70 SH SOLE 20 0 50 SUBURBAN PROPANE Oil & Gas, Real Estate and REIT 864482104 14 1000 SH SOLE 0 0 1000 SUNCOKE ENERGY Common Stock 86722A103 1 318 SH SOLE 0 0 318 SUNCOR ENERGY Common Stock 867224107 9 600 SH SOLE 0 0 600 SVB FINANCIAL Common Stock 78486Q101 24 159 SH SOLE 66 0 93 SYNOPSYS INC Common Stock 871607107 8 60 SH SOLE 0 0 60 SYSCO CORP Common Stock 871829107 1 20 SH SOLE 0 0 20 T-MOBILE US Common Stock 872590104 1 6 SH SOLE 0 0 6 TAIWAN SEMICONDUCTOR Common Stock 874039100 4 90 SH SOLE 0 0 90 TAKEDA PHARMACEUTICAL Common Stock 874060205 6 377 SH SOLE 0 0 377 TARGA RESOURCES Common Stock 87612G101 8 1200 SH SOLE 0 0 1200 TARGET CORP Common Stock 87612E106 124 1334 SH SOLE 253 0 1081 TC ENERGY Common Stock 87807B107 1 14 SH SOLE 0 0 14 TE CONNECTIVITY Common Stock H84989104 14 224 SH SOLE 184 0 40 TEKLA WORLD MF Closed and MF Open 87911L108 20 1736 SH SOLE 0 0 1736 TELADOC HEALTH Common Stock 87918A105 2 10 SH SOLE 0 0 10 TELLURIAN INC Common Stock 87968A104 1 750 SH SOLE 0 0 750 TERADATA CORP Common Stock 88076W103 1 41 SH SOLE 0 0 41 TERADYNE INC Common Stock 880770102 92 1691 SH SOLE 0 0 1691 TESLA INC Common Stock 88160R101 508 970 SH SOLE 160 0 810 TEXAS INSTRUMENTS Common Stock 882508104 50 500 SH SOLE 0 0 500 TEXTRON INC Common Stock 883203101 43 1600 SH SOLE 300 0 1300 THERMO FISHER Common Stock 883556102 300 1057 SH SOLE 70 0 986 TIFFANY & CO Common Stock 886547108 6 50 SH SOLE 0 0 50 TILRAY INC Common Stock 88688T100 3 380 SH SOLE 0 0 380 TIVO CORP Common Stock 88870P106 0 16 SH SOLE 0 0 16 TJX COS Common Stock 872540109 138 2886 SH SOLE 1856 0 1030 TOTAL S A Common Stock 89151E109 28 741 SH SOLE 111 0 630 TOYOTA MOTOR Common Stock 892331307 3 29 SH SOLE 0 0 29 TPG SPECIALTY MF Closed and MF Open 87265K102 73 5240 SH SOLE 5000 0 240 TRACTOR SUPPLY Common Stock 892356106 11 135 SH SOLE 0 0 135 TRADE DESK Common Stock 88339J105 164 850 SH SOLE 0 0 850 TRANE TECHNOLOGIES Common Stock G8994E103 18 216 SH SOLE 20 0 196 TRANSOCEAN LTD Common Stock H8817H100 0 52 SH SOLE 0 0 52 TRAVELCENTERS AMER Common Stock 89421B109 0 8 SH SOLE 0 0 8 TRAVELERS COS Common Stock 89417E109 1 14 SH SOLE 0 0 14 TRICO BANCSHARES Common Stock 896095106 69 2321 SH SOLE 0 0 2321 TRIP COM Common Stock 89677Q107 12 500 SH SOLE 0 0 500 TRIUMPH GROUP Common Stock 896818101 2 310 SH SOLE 0 0 310 TRUIST FINANCIAL Common Stock 89832Q109 10 320 SH SOLE 64 0 256 TURTLE BEACH Common Stock 900450206 0 35 SH SOLE 0 0 35 TWILIO INC Common Stock 90138F102 25 278 SH SOLE 150 0 128 TWITTER INC Common Stock 90184L102 156 6361 SH SOLE 3111 0 3250 TYSON FOODS Common Stock 902494103 7 114 SH SOLE 0 0 114 U S BANCORP DE Common Stock 902973304 98 2857 SH SOLE 831 0 2026 U S CONCRETE Common Stock 90333L201 2 110 SH SOLE 0 0 110 UBER TECHNOLOGIES Common Stock 90353T100 55 1970 SH SOLE 300 0 1670 UBS GROUP Common Stock H42097107 2 225 SH SOLE 0 0 225 UGI CORP Common Stock 902681105 13 497 SH SOLE 0 0 497 ULTA BEAUTY Common Stock 90384S303 49 277 SH SOLE 75 0 202 UNDER ARMOUR Common Stock 904311107 27 2930 SH SOLE 950 0 1980 UNDER ARMOUR Common Stock 904311206 10 1287 SH SOLE 956 0 331 UNILEVER PLC Common Stock 904767704 2 40 SH SOLE 0 0 40 UNION PACIFIC CORP Common Stock 907818108 69 491 SH SOLE 20 0 471 UNIT CORP Common Stock 909218109 0 100 SH SOLE 100 0 0 UNITED AIRLINES Common Stock 910047109 8 261 SH SOLE 0 0 261 UNITED PARCEL Common Stock 911312106 141 1513 SH SOLE 0 0 1513 UNITED RENTALS Common Stock 911363109 45 435 SH SOLE 0 0 435 UNITED STATES MF Closed and MF Open 91232N108 0 100 SH SOLE 0 0 100 UNITED STS STEEL CRP NEW Common Stock 912909108 1 80 SH SOLE 0 0 80 UNITED TECHNOLOGIES Common Stock 913017109 216 2290 SH SOLE 442 0 1848 UNITEDHEALTH GROUP Common Stock 91324P102 452 1812 SH SOLE 628 0 1184 UNITY BIOTECHNOLOGY Common Stock 91381U101 3 500 SH SOLE 0 0 500 UNUM GROUP Common Stock 91529Y106 3 204 SH SOLE 0 0 204 V F CORP Common Stock 918204108 43 798 SH SOLE 308 0 490 VALERO ENERGY Common Stock 91913Y100 36 800 SH SOLE 241 0 559 VANECK VECTORS MF Closed and MF Open 92189F106 3 132 SH SOLE 0 0 132 VANECK VECTORS MF Closed and MF Open 92189F114 2 50 SH SOLE 0 0 50 VANECK VECTORS MF Closed and MF Open 92189F643 62 1406 SH SOLE 1348 0 58 VANECK VECTORS MF Closed and MF Open 92189F700 5 105 SH SOLE 105 0 0 VANECK VECTORS MF Closed and MF Open 92189F726 45 350 SH SOLE 0 0 350 VANECK VECTORS MF Closed and MF Open 92189H201 0 0 SH SOLE 0 0 0 VANECK VECTORS MF Closed and MF Open 92189H300 17 582 SH SOLE 451 0 131 VANGUARD CONSUMER MF Closed and MF Open 92204A207 1304 9462 SH SOLE 6466 0 2996 VANGUARD DIVIDEND MF Closed and MF Open 921908844 801 7750 SH SOLE 1025 0 6725 VANGUARD EMERGING MF Closed and MF Open 921946885 73 1031 SH SOLE 1031 0 0 VANGUARD EXTENDED MF Closed and MF Open 922908652 68 749 SH SOLE 0 0 749 VANGUARD FINANCIALS MF Closed and MF Open 92204A405 39 775 SH SOLE 775 0 0 VANGUARD FSTE MF Closed and MF Open 922042858 537 16017 SH SOLE 5608 0 10409 VANGUARD FTSE MF Closed and MF Open 921943858 704 21108 SH SOLE 7878 0 13230 VANGUARD FTSE MF Closed and MF Open 922042718 56 718 SH SOLE 657 0 61 VANGUARD FTSE MF Closed and MF Open 922042775 86 2103 SH SOLE 1368 0 735 VANGUARD FTSE MF Closed and MF Open 922042874 38 882 SH SOLE 873 0 9 VANGUARD GROWTH MF Closed and MF Open 922908736 130 831 SH SOLE 0 0 831 VANGUARD HEALTH MF Closed and MF Open 92204A504 160 961 SH SOLE 961 0 0 VANGUARD HIGH MF Closed and MF Open 921946406 79 1120 SH SOLE 132 0 988 VANGUARD INFORMATION MF Closed and MF Open 92204A702 80 380 SH SOLE 296 0 84 VANGUARD INTERMEDIATE MF Closed and MF Open 921937819 763 8539 SH SOLE 4433 0 4106 VANGUARD INTERMEDIATE MF Closed and MF Open 92206C870 358 4115 SH SOLE 812 0 3303 VANGUARD LARGE MF Closed and MF Open 922908637 123 1037 SH SOLE 779 0 258 VANGUARD LONG MF Closed and MF Open 921937793 96 900 SH SOLE 0 0 900 VANGUARD LONG MF Closed and MF Open 92206C813 61 624 SH SOLE 587 0 37 VANGUARD MEGA MF Closed and MF Open 921910873 49 540 SH SOLE 540 0 0 VANGUARD MID MF Closed and MF Open 922908512 67 827 SH SOLE 0 0 827 VANGUARD MID MF Closed and MF Open 922908538 1 9 SH SOLE 0 0 9 VANGUARD MID MF Closed and MF Open 922908629 243 1847 SH SOLE 0 0 1847 VANGUARD MORTGAGE MF Closed and MF Open 92206C771 315 5773 SH SOLE 3899 0 1874 VANGUARD REAL MF Closed and MF Open 922908553 14 205 SH SOLE 124 0 81 VANGUARD RUSSELL MF Closed and MF Open 92206C664 311 3375 SH SOLE 100 0 3275 VANGUARD RUSSELL MF Closed and MF Open 92206C680 72 467 SH SOLE 0 0 467 VANGUARD RUSSELL MF Closed and MF Open 92206C714 58 662 SH SOLE 0 0 662 VANGUARD S&P MF Closed and MF Open 921932505 8 51 SH SOLE 0 0 51 VANGUARD S&P MF Closed and MF Open 921932778 19 219 SH SOLE 219 0 0 VANGUARD S&P MF Closed and MF Open 921932794 62 521 SH SOLE 521 0 0 VANGUARD S&P MF Closed and MF Open 921932844 56 660 SH SOLE 660 0 0 VANGUARD S&P MF Closed and MF Open 921932869 109 991 SH SOLE 991 0 0 VANGUARD S&P MF Closed and MF Open 922908363 815 3443 SH SOLE 1458 0 1985 VANGUARD SHORT MF Closed and MF Open 921937827 182 2211 SH SOLE 32 0 2179 VANGUARD SHORT MF Closed and MF Open 922020805 3 69 SH SOLE 0 0 69 VANGUARD SHORT MF Closed and MF Open 92206C102 16 250 SH SOLE 0 0 250 VANGUARD SHORT MF Closed and MF Open 92206C409 387 4897 SH SOLE 659 0 4238 VANGUARD SMALL MF Closed and MF Open 922908595 71 472 SH SOLE 188 0 284 VANGUARD SMALL MF Closed and MF Open 922908611 85 958 SH SOLE 267 0 691 VANGUARD SMALL MF Closed and MF Open 922908751 251 2174 SH SOLE 0 0 2174 VANGUARD TOTAL MF Closed and MF Open 921909768 36 850 SH SOLE 850 0 0 VANGUARD TOTAL MF Closed and MF Open 921937835 223 2617 SH SOLE 1021 0 1596 VANGUARD TOTAL MF Closed and MF Open 92203J407 230 4085 SH SOLE 813 0 3272 VANGUARD TOTAL MF Closed and MF Open 922042742 1471 23424 SH SOLE 22916 0 508 VANGUARD TOTAL MF Closed and MF Open 922908769 131 1015 SH SOLE 0 0 1015 VANGUARD UTILITIES MF Closed and MF Open 92204A876 12 100 SH SOLE 0 0 100 VANGUARD VALUE MF Closed and MF Open 922908744 1135 12748 SH SOLE 63 0 12685 VARIAN MEDICAL Common Stock 92220P105 5 50 SH SOLE 0 0 50 VAXART INC Common Stock 92243A200 2 1000 SH SOLE 0 0 1000 VERINT SYSTEMS Common Stock 92343X100 15 355 SH SOLE 0 0 355 VERIZON COMMUNICATIONS Common Stock 92343V104 874 16266 SH SOLE 3786 0 12480 VERTEX PHARMACEUTICALS Common Stock 92532F100 17 71 SH SOLE 65 0 6 VIACOMCBS INC Common Stock 92556H107 1 29 SH SOLE 29 0 0 VIACOMCBS INC Common Stock 92556H206 22 1556 SH SOLE 685 0 871 VIAVI SOLUTIONS Common Stock 925550105 1 112 SH SOLE 12 0 100 VICTORYSHARES US MF Closed and MF Open 92647N766 143 3379 SH SOLE 0 0 3379 VICTORYSHARES US MF Closed and MF Open 92647N873 34 1089 SH SOLE 1089 0 0 VIRGIN GALACTIC Common Stock 92766K106 1 50 SH SOLE 0 0 50 VIRGIN GALACTIC Units 92766K205 17 1000 SH SOLE 0 0 1000 VISA INC Common Stock 92826C839 1342 8330 SH SOLE 2607 0 5723 VODAFONE GROUP Common Stock 92857W308 2 147 SH SOLE 147 0 0 VULCAN MATERIALS Common Stock 929160109 41 381 SH SOLE 210 0 171 W P CAREY Common Stock 92936U109 143 2468 SH SOLE 0 0 2468 WABTEC Common Stock 929740108 3 58 SH SOLE 2 0 56 WAITR HOLDINGS Common Stock 930752100 1 1000 SH SOLE 0 0 1000 WALGREENS BOOTS Common Stock 931427108 57 1245 SH SOLE 1091 0 154 WALMART INC Common Stock 931142103 294 2591 SH SOLE 15 0 2576 WALT DISNEY Common Stock 254687106 634 6563 SH SOLE 1048 0 5515 WASTE CONNECTIONS Common Stock 94106B101 1 10 SH SOLE 0 0 10 WASTE MANAGEMENT Common Stock 94106L109 39 421 SH SOLE 39 0 382 WEBSTER FINANCIAL Common Stock 947890109 1 37 SH SOLE 0 0 37 WEC ENERGY Common Stock 92939U106 4 46 SH SOLE 0 0 46 WELLS FARGO Common Stock 949746101 81 2832 SH SOLE 2105 0 728 WELLS FARGO Preferred Stock 949746804 116 91 SH SOLE 91 0 0 WELLTOWER INC Common Stock 95040Q104 50 1098 SH SOLE 101 0 997 WESTAMERICA BANCORP Common Stock 957090103 311 5289 SH SOLE 23 0 5266 WESTERN ASSET MF Closed and MF Open 95766J102 10 2056 SH SOLE 0 0 2056 WESTERN DIGITAL Common Stock 958102105 8 201 SH SOLE 101 0 100 WESTERN UNION Common Stock 959802109 5 253 SH SOLE 0 0 253 WEX INC Common Stock 96208T104 0 4 SH SOLE 0 0 4 WEYERHAEUSER CO Common Stock 962166104 6 370 SH SOLE 150 0 220 WHEATON PRECIOUS Common Stock 962879102 3 100 SH SOLE 0 0 100 WHIRLPOOL CORP Common Stock 963320106 6 72 SH SOLE 0 0 72 WHITESTONE REIT Common Stock 966084204 9 1425 SH SOLE 0 0 1425 WILLIAMS COS Common Stock 969457100 4 300 SH SOLE 0 0 300 WILLIS TOWERS Common Stock G96629103 87 510 SH SOLE 0 0 510 WISDOMTREE EMERGING MF Closed and MF Open 97717X578 26 1074 SH SOLE 0 0 1074 WISDOMTREE JAPAN MF Closed and MF Open 97717W521 17 500 SH SOLE 0 0 500 WISDOMTREE JAPAN MF Closed and MF Open 97717W851 8 185 SH SOLE 0 0 185 WISDOMTREE TRUST MF Closed and MF Open 97717X610 67 3075 SH SOLE 900 0 2175 WISDOMTREE TRUST MF Closed and MF Open 97717X669 30 769 SH SOLE 0 0 769 WISDOMTREE TRUST MF Closed and MF Open 97717X701 2 39 SH SOLE 0 0 39 WISDOMTREE U S MF Closed and MF Open 97717W208 113 1996 SH SOLE 0 0 1996 WISDOMTREE U S MF 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