VP WEALTH MANAGEMENT COMPLIANCE OFFICER

0001775863-22-000009.txt : 20220808 0001775863-22-000009.hdr.sgml : 20220808 20220808150232 ACCESSION NUMBER: 0001775863-22-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 EFFECTIVENESS DATE: 20220808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET ADVISORY SERVICES, LLC CENTRAL INDEX KEY: 0001775863 IRS NUMBER: 391990426 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19499 FILM NUMBER: 221143971 BUSINESS ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-430-1400 MAIL ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001775863 XXXXXXXX 06-30-2022 06-30-2022 NICOLET ADVISORY SERVICES, LLC

111 N. WASHINGTON STREET GREEN BAY WI 54301

13F HOLDINGS REPORT 028-19499 N JOSHUA M. HUFFORD VP WEALTH MANAGEMENT COMPLIANCE OFFICER 920-430-7332 JOSHUA M. HUFFORD GREEN BAY WI 08-08-2022 0 186 673550 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE 3M CO COM 88579Y101 203 1560 SH SOLE 0 0 1560 ABBOTT LABS COM 002824100 836 7633 SH SOLE 0 0 7633 ABBVIE INC COM 00287Y109 796 5237 SH SOLE 0 0 5237 ALAUNOS THERAPEUTICS INC COM 98973P101 30 21500 SH SOLE 0 0 21500 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 292 6965 SH SOLE 0 0 6965 ALLIANT ENERGY CORP COM 018802108 435 7527 SH SOLE 0 0 7527 ALLSTATE CORP COM 020002101 503 3832 SH SOLE 0 0 3832 ALPHABET INC CAP STK CL C 02079K107 1484 622 SH SOLE 0 0 622 ALPHABET INC CAP STK CL A 02079K305 1200 505 SH SOLE 0 0 505 ALPS ETF TR ALERIAN MLP 00162Q452 7739 222016 SH SOLE 0 0 222016 ALTRIA GROUP INC COM 02209S103 416 9942 SH SOLE 0 0 9942 AMAZON COM INC COM 023135106 2833 24357 SH SOLE 0 0 24357 AMERICAN AIRLS GROUP INC COM 02376R102 183 12949 SH SOLE 0 0 12949 AMERICAN ELEC PWR CO INC COM 025537101 258 2727 SH SOLE 0 0 2727 AMERICAN TOWER CORP NEW COM 03027X100 345 1342 SH SOLE 0 0 1342 AMGEN INC COM 031162100 539 2177 SH SOLE 0 0 2177 APPLE INC COM 037833100 11316 77319 SH SOLE 0 0 77319 ARDAGH METAL PACKAGING S A SHS L02235106 63 10000 SH SOLE 0 0 10000 ASSOCIATED BANC CORP COM 045487105 2400 129214 SH SOLE 0 0 129214 AT&T INC COM 00206R102 1011 47806 SH SOLE 0 0 47806 BANK FIRST CORP COM 06211J100 1017 13196 SH SOLE 0 0 13196 BANK MONTREAL QUE COM 063671101 611 6275 SH SOLE 0 0 6275 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1367 4896 SH SOLE 0 0 4896 BK OF AMERICA CORP COM 060505104 663 20808 SH SOLE 0 0 20808 BOEING CO COM 097023105 208 1483 SH SOLE 0 0 1483 BRISTOL-MYERS SQUIBB CO COM 110122108 262 3486 SH SOLE 0 0 3486 CARRIER GLOBAL CORPORATION COM 14448C104 605 16622 SH SOLE 0 0 16622 CATERPILLAR INC COM 149123101 329 1824 SH SOLE 0 0 1824 CHEVRON CORP NEW COM 166764100 689 4800 SH SOLE 0 0 4800 CINTAS CORP COM 172908105 285 748 SH SOLE 0 0 748 CISCO SYS INC COM 17275R102 569 13165 SH SOLE 0 0 13165 COCA COLA CO COM 191216100 3717 59092 SH SOLE 0 0 59092 COMCAST CORP NEW CL A 20030N101 420 10514 SH SOLE 0 0 10514 CONOCOPHILLIPS COM 20825C104 252 2914 SH SOLE 0 0 2914 COSTCO WHSL CORP NEW COM 22160K105 369 746 SH SOLE 0 0 746 CRESCENT ENERGY COMPANY CL A COM 44952J104 207 16920 SH SOLE 0 0 16920 CSX CORP COM 126408103 271 9256 SH SOLE 0 0 9256 CVS HEALTH CORP COM 126650100 337 3595 SH SOLE 0 0 3595 DANAHER CORPORATION COM 235851102 217 824 SH SOLE 0 0 824 DBX ETF TR XTRACK MSCI EAFE 233051200 366 10385 SH SOLE 0 0 10385 DEERE & CO COM 244199105 510 1679 SH SOLE 0 0 1679 DELTA AIR LINES INC DEL COM NEW 247361702 244 8149 SH SOLE 0 0 8149 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 497 23396 SH SOLE 0 0 23396 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 4376 182943 SH SOLE 0 0 182943 DISCOVER FINL SVCS COM 254709108 331 3321 SH SOLE 0 0 3321 DISNEY WALT CO COM 254687106 896 9201 SH SOLE 0 0 9201 DNP SELECT INCOME FD INC COM 23325P104 245 22654 SH SOLE 0 0 22654 DUKE ENERGY CORP NEW COM NEW 26441C204 327 3056 SH SOLE 0 0 3056 ENTERPRISE PRODS PARTNERS L COM 293792107 248 10075 SH SOLE 0 0 10075 EXXON MOBIL CORP COM 30231G102 2615 30433 SH SOLE 0 0 30433 FIDELITY MERRIMACK STR TR LTD TRM BD ETF 316188200 935 19165 SH SOLE 0 0 19165 FIDELITY NATL INFORMATION SV COM 31620M106 1397 14885 SH SOLE 0 0 14885 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 965 38400 SH SOLE 0 0 38400 FLEXSHARES TR MORNSTAR UPSTR 33939L407 3749 95993 SH SOLE 0 0 95993 FORD MTR CO DEL COM 345370860 202 17327 SH SOLE 0 0 17327 FS KKR CAP CORP COM 302635206 274 13334 SH SOLE 0 0 13334 GENERAL DYNAMICS CORP COM 369550108 252 1145 SH SOLE 0 0 1145 GENPREX INC COM 372446104 21 15000 SH SOLE 0 0 15000 GRAINGER W W INC COM 384802104 208 439 SH SOLE 0 0 439 HENRY JACK & ASSOC INC COM 426281101 335 1800 SH SOLE 0 0 1800 HOME DEPOT INC COM 437076102 653 2277 SH SOLE 0 0 2277 HUMANA INC COM 444859102 1201 2522 SH SOLE 0 0 2522 IDEXX LABS INC COM 45168D104 326 852 SH SOLE 0 0 852 INTEL CORP COM 458140100 516 13524 SH SOLE 0 0 13524 INTERCONTINENTAL EXCHANGE IN COM 45866F104 269 2779 SH SOLE 0 0 2779 INTERNATIONAL BUSINESS MACHS COM 459200101 805 5714 SH SOLE 0 0 5714 INVESCO QQQ TR UNIT SER 1 46109E107 483 1637 SH SOLE 0 0 1637 ISHARES INC CORE MSCI EMKT 46434G103 9557 194957 SH SOLE 0 0 194957 ISHARES TR CORE S&P US VLU 464287663 214 3154 SH SOLE 0 0 3154 ISHARES TR TIPS BD ETF 464287176 661 5813 SH SOLE 0 0 5813 ISHARES TR NATIONAL MUN ETF 464288414 2224 20816 SH SOLE 0 0 20816 ISHARES TR 0-5 YR TIPS ETF 46429B747 798 7907 SH SOLE 0 0 7907 ISHARES TR EAFE SML CP ETF 464288273 3860 71081 SH SOLE 0 0 71081 ISHARES TR S&P MC 400VL ETF 464287705 225 2347 SH SOLE 0 0 2347 ISHARES TR RUS 1000 GRW ETF 464287614 810 3535 SH SOLE 0 0 3535 ISHARES TR RUS MD CP GR ETF 464287481 300 3598 SH SOLE 0 0 3598 ISHARES TR CORE S&P500 ETF 464287200 2672 6835 SH SOLE 0 0 6835 ISHARES TR GLOBAL REIT ETF 46434V647 1744 71353 SH SOLE 0 0 71353 ISHARES TR MODERT ALLOC ETF 464289875 755 19341 SH SOLE 0 0 19341 ISHARES TR GLB INFRASTR ETF 464288372 5371 116089 SH SOLE 0 0 116089 ISHARES TR AGGRES ALLOC ETF 464289859 876 14542 SH SOLE 0 0 14542 ISHARES TR IBOXX HI YD ETF 464288513 6227 83212 SH SOLE 0 0 83212 ISHARES TR GRWT ALLOCAT ETF 464289867 1185 24652 SH SOLE 0 0 24652 ISHARES TR CONSER ALLOC ETF 464289883 481 13891 SH SOLE 0 0 13891 ISHARES TR RUS 1000 VAL ETF 464287598 324 2192 SH SOLE 0 0 2192 ISHARES TR CORE S&P TTL STK 464287150 29357 339581 SH SOLE 0 0 339581 J P MORGAN EXCHANGE TRADED F HIGH YLD RESRCH 46641Q878 6433 145499 SH SOLE 0 0 145499 J P MORGAN EXCHANGE TRADED F US AGGREGATE ETF 46641Q241 14726 307309 SH SOLE 0 0 307309 JOHNSON & JOHNSON COM 478160104 1342 7521 SH SOLE 0 0 7521 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 10948 571403 SH SOLE 0 0 571403 JPMORGAN CHASE & CO COM 46625H100 4574 39875 SH SOLE 0 0 39875 KIMBERLY-CLARK CORP COM 494368103 1163 8573 SH SOLE 0 0 8573 LILLY ELI & CO COM 532457108 581 1772 SH SOLE 0 0 1772 LOCKHEED MARTIN CORP COM 539830109 331 784 SH SOLE 0 0 784 LOWES COS INC COM 548661107 244 1345 SH SOLE 0 0 1345 MASTERCARD INCORPORATED CL A 57636Q104 461 1422 SH SOLE 0 0 1422 MCDONALDS CORP COM 580135101 674 2666 SH SOLE 0 0 2666 MERCK & CO INC COM 58933Y105 923 9921 SH SOLE 0 0 9921 META PLATFORMS INC CL A 30303M102 517 3003 SH SOLE 0 0 3003 MGE ENERGY INC COM 55277P104 248 3229 SH SOLE 0 0 3229 MGM RESORTS INTERNATIONAL COM 552953101 217 7300 SH SOLE 0 0 7300 MICROSOFT CORP COM 594918104 4392 16362 SH SOLE 0 0 16362 MONDELEZ INTL INC CL A 609207105 442 7085 SH SOLE 0 0 7085 MORGAN STANLEY COM NEW 617446448 239 3105 SH SOLE 0 0 3105 NEXTERA ENERGY INC COM 65339F101 610 7586 SH SOLE 0 0 7586 NIKE INC CL B 654106103 516 4772 SH SOLE 0 0 4772 NOKIA CORP SPONSORED ADR 654902204 80 17338 SH SOLE 0 0 17338 NORFOLK SOUTHN CORP COM 655844108 239 1043 SH SOLE 0 0 1043 NVIDIA CORPORATION COM 67066G104 496 3125 SH SOLE 0 0 3125 OLD SECOND BANCORP INC ILL COM 680277100 287 20210 SH SOLE 0 0 20210 ORACLE CORP COM 68389X105 626 8720 SH SOLE 0 0 8720 OSHKOSH CORP COM 688239201 718 8756 SH SOLE 0 0 8756 OTIS WORLDWIDE CORP COM 68902V107 258 3675 SH SOLE 0 0 3675 PEPSICO INC COM 713448108 1664 9765 SH SOLE 0 0 9765 PFIZER INC COM 717081103 1205 22550 SH SOLE 0 0 22550 PHILIP MORRIS INTL INC COM 718172109 536 5646 SH SOLE 0 0 5646 PLEXUS CORP COM 729132100 433 5578 SH SOLE 0 0 5578 PNC FINL SVCS GROUP INC COM 693475105 336 2069 SH SOLE 0 0 2069 PROCTER AND GAMBLE CO COM 742718109 11625 79623 SH SOLE 0 0 79623 PROLOGIS INC. COM 74340W103 382 3116 SH SOLE 0 0 3116 RAYTHEON TECHNOLOGIES CORP COM 75513E101 824 8771 SH SOLE 0 0 8771 SALESFORCE INC COM 79466L302 357 2020 SH SOLE 0 0 2020 SCHLUMBERGER LTD COM STK 806857108 263 7644 SH SOLE 0 0 7644 SELECT SECTOR SPDR TR ENERGY 81369Y506 226 3190 SH SOLE 0 0 3190 SIRIUS XM HOLDINGS INC COM 82968B103 66 10526 SH SOLE 0 0 10526 SOUTHERN CO COM 842587107 264 3705 SH SOLE 0 0 3705 SPDR GOLD TR GOLD SHS 78463V107 251 1550 SH SOLE 0 0 1550 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1354 38960 SH SOLE 0 0 38960 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 5541 192535 SH SOLE 0 0 192535 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 415 9314 SH SOLE 0 0 9314 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 2081 39170 SH SOLE 0 0 39170 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 705 13756 SH SOLE 0 0 13756 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 1373 47491 SH SOLE 0 0 47491 SPDR S&P 500 ETF TR TR UNIT 78462F103 742 1908 SH SOLE 0 0 1908 SPDR SER TR PORTFOLIO SH TSR 78468R101 225 7643 SH SOLE 0 0 7643 SPDR SER TR PRTFLO S&P500 HI 78468R788 419 10475 SH SOLE 0 0 10475 SPDR SER TR S&P REGL BKG 78464A698 249 4187 SH SOLE 0 0 4187 SPDR SER TR NUVEEN BLMBRG SH 78468R739 4293 90578 SH SOLE 0 0 90578 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 307 3358 SH SOLE 0 0 3358 SPDR SER TR PORTFOLIO SHORT 78464A474 2921 98108 SH SOLE 0 0 98108 SPDR SER TR PRTFLO S&P500 VL 78464A508 123100 3297627 SH SOLE 0 0 3297627 SPDR SER TR PORTFOLI S&P1500 78464A805 3221 67265 SH SOLE 0 0 67265 SPDR SER TR BLOOMBERG HIGH Y 78468R622 4796 52086 SH SOLE 0 0 52086 SPDR SER TR BLOOMBERG SHT TE 78468R408 1270 52168 SH SOLE 0 0 52168 SPDR SER TR PRTFLO S&P500 GW 78464A409 101730 1855376 SH SOLE 0 0 1855376 SPDR SER TR NUVEEN BLMBRG MU 78468R721 1986 42953 SH SOLE 0 0 42953 SPDR SER TR PORTFOLIO AGRGTE 78464A649 6327 240216 SH SOLE 0 0 240216 SPDR SER TR PORTFOLIO S&P400 78464A847 3131 76819 SH SOLE 0 0 76819 SPDR SER TR PORTFOLIO S&P500 78464A854 419 9155 SH SOLE 0 0 9155 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 106 16240 SH SOLE 0 0 16240 STARBUCKS CORP COM 855244109 417 5266 SH SOLE 0 0 5266 TESLA INC COM 88160R101 1109 1511 SH SOLE 0 0 1511 THERMO FISHER SCIENTIFIC INC COM 883556102 894 1615 SH SOLE 0 0 1615 TRAVELERS COMPANIES INC COM 89417E109 221 1305 SH SOLE 0 0 1305 UNION PAC CORP COM 907818108 310 1460 SH SOLE 0 0 1460 UNITED PARCEL SERVICE INC CL B 911312106 505 2714 SH SOLE 0 0 2714 UNITEDHEALTH GROUP INC COM 91324P102 279 541 SH SOLE 0 0 541 US BANCORP DEL COM NEW 902973304 513 10980 SH SOLE 0 0 10980 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 248 1839 SH SOLE 0 0 1839 VANGUARD BD INDEX FDS INTERMED TERM 921937819 235 3019 SH SOLE 0 0 3019 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 14749 192067 SH SOLE 0 0 192067 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 68446 910552 SH SOLE 0 0 910552 VANGUARD INDEX FDS SMALL CP ETF 922908751 5124 28128 SH SOLE 0 0 28128 VANGUARD INDEX FDS MID CAP ETF 922908629 13438 66135 SH SOLE 0 0 66135 VANGUARD INDEX FDS SML CP GRW ETF 922908595 571 2747 SH SOLE 0 0 2747 VANGUARD INDEX FDS TOTAL STK MKT 922908769 968 4970 SH SOLE 0 0 4970 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 244 1854 SH SOLE 0 0 1854 VANGUARD INDEX FDS GROWTH ETF 922908736 8483 36124 SH SOLE 0 0 36124 VANGUARD INDEX FDS VALUE ETF 922908744 6659 49988 SH SOLE 0 0 49988 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1227 6677 SH SOLE 0 0 6677 VANGUARD INDEX FDS SM CP VAL ETF 922908611 238 1559 SH SOLE 0 0 1559 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 672 1879 SH SOLE 0 0 1879 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1172 28139 SH SOLE 0 0 28139 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 437 8779 SH SOLE 0 0 8779 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 256 2493 SH SOLE 0 0 2493 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2508 17177 SH SOLE 0 0 17177 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 56229 1382902 SH SOLE 0 0 1382902 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 933 9083 SH SOLE 0 0 9083 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1721 8981 SH SOLE 0 0 8981 VERIZON COMMUNICATIONS INC COM 92343V104 465 9166 SH SOLE 0 0 9166 VISA INC COM CL A 92826C839 226 1114 SH SOLE 0 0 1114 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 10 10000 SH SOLE 0 0 10000 WALMART INC COM 931142103 1289 10287 SH SOLE 0 0 10287 WEC ENERGY GROUP INC COM 92939U106 8546 85624 SH SOLE 0 0 85624 WELLS FARGO CO NEW COM 949746101 415 10337 SH SOLE 0 0 10337 ZIMMER BIOMET HOLDINGS INC COM 98956P102 201 1894 SH SOLE 0 0 1894