VP Wealth Management Compliance Officer

0001775863-22-000005.txt : 20220208 0001775863-22-000005.hdr.sgml : 20220208 20220208150523 ACCESSION NUMBER: 0001775863-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 EFFECTIVENESS DATE: 20220208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET ADVISORY SERVICES, LLC CENTRAL INDEX KEY: 0001775863 IRS NUMBER: 391990426 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19499 FILM NUMBER: 22600801 BUSINESS ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-430-1400 MAIL ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001775863 XXXXXXXX 12-31-2021 12-31-2021 NICOLET ADVISORY SERVICES, LLC

111 N. WASHINGTON STREET GREEN BAY WI 54301

13F HOLDINGS REPORT 028-19499 N JOSHUA M. HUFFORD VP Wealth Management Compliance Officer 920-430-7332 JOSHUA M. HUFFORD Green Bay WI 02-08-2022 0 208 813338 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE 3M CO COM 88579Y101 388 2184 SH SOLE 0 0 2184 ABBOTT LABS COM 002824100 1019 7242 SH SOLE 0 0 7242 ABBVIE INC COM 00287Y109 683 5041 SH SOLE 0 0 5041 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 218 527 SH SOLE 0 0 527 ADVANCED MICRO DEVICES INC COM 007903107 248 1723 SH SOLE 0 0 1723 AFLAC INC COM 001055102 205 3513 SH SOLE 0 0 3513 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 392 8029 SH SOLE 0 0 8029 ALLIANT ENERGY CORP COM 018802108 460 7491 SH SOLE 0 0 7491 ALLSTATE CORP COM 020002101 450 3826 SH SOLE 0 0 3826 ALPHABET INC CAP STK CL A 02079K305 814 281 SH SOLE 0 0 281 ALPHABET INC CAP STK CL C 02079K107 1591 550 SH SOLE 0 0 550 ALPS ETF TR ALERIAN MLP 00162Q452 7612 232503 SH SOLE 0 0 232503 ALTRIA GROUP INC COM 02209S103 470 9912 SH SOLE 0 0 9912 AMAZON COM INC COM 023135106 3238 971 SH SOLE 0 0 971 AMERICAN AIRLS GROUP INC COM 02376R102 235 13064 SH SOLE 0 0 13064 AMERICAN TOWER CORP NEW COM 03027X100 321 1096 SH SOLE 0 0 1096 AMGEN INC COM 031162100 470 2089 SH SOLE 0 0 2089 APPLE INC COM 037833100 13698 77143 SH SOLE 0 0 77143 APPLIED MATLS INC COM 038222105 339 2157 SH SOLE 0 0 2157 ASSOCIATED BANC CORP COM 045487105 2963 131159 SH SOLE 0 0 131159 AT&T INC COM 00206R102 1186 48210 SH SOLE 0 0 48210 BANK FIRST CORP COM 06211J100 572 7916 SH SOLE 0 0 7916 BANK MONTREAL QUE COM 063671101 688 6384 SH SOLE 0 0 6384 BERKSHIRE HATHAWAY INC DEL CL A 084670108 451 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1645 5501 SH SOLE 0 0 5501 BK OF AMERICA CORP COM 060505104 1030 23142 SH SOLE 0 0 23142 BOEING CO COM 097023105 343 1704 SH SOLE 0 0 1704 CARRIER GLOBAL CORPORATION COM 14448C104 897 16532 SH SOLE 0 0 16532 CATERPILLAR INC COM 149123101 383 1850 SH SOLE 0 0 1850 CHEVRON CORP NEW COM 166764100 576 4905 SH SOLE 0 0 4905 CINTAS CORP COM 172908105 331 748 SH SOLE 0 0 748 CISCO SYS INC COM 17275R102 756 11928 SH SOLE 0 0 11928 CITIGROUP INC COM NEW 172967424 214 3548 SH SOLE 0 0 3548 COCA COLA CO COM 191216100 3711 62674 SH SOLE 0 0 62674 COMCAST CORP NEW CL A 20030N101 431 8561 SH SOLE 0 0 8561 CONOCOPHILLIPS COM 20825C104 214 2962 SH SOLE 0 0 2962 COSTCO WHSL CORP NEW COM 22160K105 220 387 SH SOLE 0 0 387 CRESCENT ENERGY COMPANY CL A COM 44952J104 215 16920 SH SOLE 0 0 16920 CSX CORP COM 126408103 348 9256 SH SOLE 0 0 9256 CVS HEALTH CORP COM 126650100 304 2949 SH SOLE 0 0 2949 DANAHER CORPORATION COM 235851102 274 834 SH SOLE 0 0 834 DBX ETF TR XTRACK MSCI EAFE 233051200 353 9000 SH SOLE 0 0 9000 DEERE & CO COM 244199105 491 1431 SH SOLE 0 0 1431 DELTA AIR LINES INC DEL COM NEW 247361702 315 8059 SH SOLE 0 0 8059 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 5546 191451 SH SOLE 0 0 191451 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 724 27740 SH SOLE 0 0 27740 DISCOVER FINL SVCS COM 254709108 396 3424 SH SOLE 0 0 3424 DISNEY WALT CO COM 254687106 1288 8317 SH SOLE 0 0 8317 DNP SELECT INCOME FD INC COM 23325P104 251 23065 SH SOLE 0 0 23065 DUKE ENERGY CORP NEW COM NEW 26441C204 318 3028 SH SOLE 0 0 3028 ENTERPRISE PRODS PARTNERS L COM 293792107 208 9472 SH SOLE 0 0 9472 EXELON CORP COM 30161N101 222 3838 SH SOLE 0 0 3838 EXXON MOBIL CORP COM 30231G102 2134 34882 SH SOLE 0 0 34882 FIDELITY MERRIMACK STR TR LTD TRM BD ETF 316188200 1001 19330 SH SOLE 0 0 19330 FIDELITY NATL INFORMATION SV COM 31620M106 1722 15773 SH SOLE 0 0 15773 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1962 49673 SH SOLE 0 0 49673 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 13327 475275 SH SOLE 0 0 475275 FORD MTR CO DEL COM 345370860 366 17598 SH SOLE 0 0 17598 FS KKR CAP CORP COM 302635206 208 9928 SH SOLE 0 0 9928 GENERAL DYNAMICS CORP COM 369550108 216 1037 SH SOLE 0 0 1037 GENERAL ELECTRIC CO COM NEW 369604301 219 2313 SH SOLE 0 0 2313 GENPREX INC COM 372446104 20 15000 SH SOLE 0 0 15000 GRAINGER W W INC COM 384802104 217 418 SH SOLE 0 0 418 HENRY JACK & ASSOC INC COM 426281101 301 1800 SH SOLE 0 0 1800 HOME DEPOT INC COM 437076102 984 2372 SH SOLE 0 0 2372 HONEYWELL INTL INC COM 438516106 202 968 SH SOLE 0 0 968 HUMANA INC COM 444859102 1150 2479 SH SOLE 0 0 2479 IDEXX LABS INC COM 45168D104 630 957 SH SOLE 0 0 957 INTEL CORP COM 458140100 599 11627 SH SOLE 0 0 11627 INTERCONTINENTAL EXCHANGE IN COM 45866F104 227 1658 SH SOLE 0 0 1658 INTERNATIONAL BUSINESS MACHS COM 459200101 740 5535 SH SOLE 0 0 5535 INVESCO QQQ TR UNIT SER 1 46090E107 633 1592 SH SOLE 0 0 1592 ISHARES INC CORE MSCI EMKT 46434G103 12224 204212 SH SOLE 0 0 204212 ISHARES SILVER TR ISHARES 46428Q109 374 17372 SH SOLE 0 0 17372 ISHARES TR IBOXX HI YD ETF 464288513 8154 93719 SH SOLE 0 0 93719 ISHARES TR CORE S&P TTL STK 464287150 33191 310251 SH SOLE 0 0 310251 ISHARES TR TIPS BD ETF 464287176 905 7002 SH SOLE 0 0 7002 ISHARES TR CORE S&P MCP ETF 464287507 204 722 SH SOLE 0 0 722 ISHARES TR S&P MC 400VL ETF 464287705 262 2366 SH SOLE 0 0 2366 ISHARES TR CORE S&P500 ETF 464287200 3335 6992 SH SOLE 0 0 6992 ISHARES TR S&P 500 GRWT ETF 464287309 225 2684 SH SOLE 0 0 2684 ISHARES TR RUS 1000 VAL ETF 464287598 387 2304 SH SOLE 0 0 2304 ISHARES TR RUS 1000 GRW ETF 464287614 1117 3655 SH SOLE 0 0 3655 ISHARES TR CORE S&P US VLU 464287663 241 3154 SH SOLE 0 0 3154 ISHARES TR CORE S&P US GWT 464287671 332 2875 SH SOLE 0 0 2875 ISHARES TR RUS MD CP GR ETF 464287481 406 3526 SH SOLE 0 0 3526 ISHARES TR 0-5 YR TIPS ETF 46429B747 1186 11199 SH SOLE 0 0 11199 ISHARES TR CORE DIV GRWTH 46434V621 279 5021 SH SOLE 0 0 5021 ISHARES TR GLOBAL REIT ETF 46434V647 2424 79188 SH SOLE 0 0 79188 ISHARES TR MODERT ALLOC ETF 464289875 975 21446 SH SOLE 0 0 21446 ISHARES TR CONSER ALLOC ETF 464289883 567 14178 SH SOLE 0 0 14178 ISHARES TR GRWT ALLOCAT ETF 464289867 1473 25807 SH SOLE 0 0 25807 ISHARES TR AGGRES ALLOC ETF 464289859 1080 14838 SH SOLE 0 0 14838 ISHARES TR NATIONAL MUN ETF 464288414 287 2470 SH SOLE 0 0 2470 ISHARES TR EAFE SML CP ETF 464288273 5283 72287 SH SOLE 0 0 72287 ISHARES TR GLB INFRASTR ETF 464288372 5956 125145 SH SOLE 0 0 125145 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 8402 162289 SH SOLE 0 0 162289 JOHNSON & JOHNSON COM 478160104 1184 6921 SH SOLE 0 0 6921 JOHNSON CTLS INTL PLC SHS G51502105 203 2497 SH SOLE 0 0 2497 JPMORGAN CHASE & CO COM 46625H100 6241 39414 SH SOLE 0 0 39414 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 10193 572299 SH SOLE 0 0 572299 KIMBERLY-CLARK CORP COM 494368103 1210 8463 SH SOLE 0 0 8463 LAUDER ESTEE COS INC CL A 518439104 202 545 SH SOLE 0 0 545 LILLY ELI & CO COM 532457108 548 1982 SH SOLE 0 0 1982 LOCKHEED MARTIN CORP COM 539830109 261 734 SH SOLE 0 0 734 LOWES COS INC COM 548661107 348 1345 SH SOLE 0 0 1345 MASTERCARD INCORPORATED CL A 57636Q104 348 967 SH SOLE 0 0 967 MCDONALDS CORP COM 580135101 618 2307 SH SOLE 0 0 2307 MERCK & CO INC COM 58933Y105 753 9822 SH SOLE 0 0 9822 META PLATFORMS INC CL A 30303M102 652 1938 SH SOLE 0 0 1938 MGE ENERGY INC COM 55277P104 266 3229 SH SOLE 0 0 3229 MGM RESORTS INTERNATIONAL COM 552953101 328 7300 SH SOLE 0 0 7300 MICROSOFT CORP COM 594918104 4770 14184 SH SOLE 0 0 14184 MONDELEZ INTL INC CL A 609207105 420 6340 SH SOLE 0 0 6340 MORGAN STANLEY COM NEW 617446448 300 3058 SH SOLE 0 0 3058 NEXTERA ENERGY INC COM 65339F101 638 6836 SH SOLE 0 0 6836 NIKE INC CL B 654106103 674 4046 SH SOLE 0 0 4046 NOKIA CORP SPONSORED ADR 654902204 140 22465 SH SOLE 0 0 22465 NORFOLK SOUTHN CORP COM 655844108 243 815 SH SOLE 0 0 815 NVIDIA CORPORATION COM 67066G104 498 1694 SH SOLE 0 0 1694 OLD SECOND BANCORP INC ILL COM 680277100 254 20210 SH SOLE 0 0 20210 ORACLE CORP COM 68389X105 838 9614 SH SOLE 0 0 9614 OSHKOSH CORP COM 688239201 973 8632 SH SOLE 0 0 8632 OTIS WORLDWIDE CORP COM 68902V107 319 3663 SH SOLE 0 0 3663 PEPSICO INC COM 713448108 1554 8945 SH SOLE 0 0 8945 PFIZER INC COM 717081103 1242 21026 SH SOLE 0 0 21026 PHILIP MORRIS INTL INC COM 718172109 532 5603 SH SOLE 0 0 5603 PLEXUS CORP COM 729132100 535 5578 SH SOLE 0 0 5578 PNC FINL SVCS GROUP INC COM 693475105 394 1964 SH SOLE 0 0 1964 PROCTER AND GAMBLE CO COM 742718109 12318 75303 SH SOLE 0 0 75303 PROLOGIS INC. COM 74340W103 603 3580 SH SOLE 0 0 3580 RAYTHEON TECHNOLOGIES CORP COM 75513E105 763 8870 SH SOLE 0 0 8870 SABRA HEALTH CARE REIT INC COM 78573L106 385 28408 SH SOLE 0 0 28408 SALESFORCE COM INC COM 79466L302 319 1257 SH SOLE 0 0 1257 SCHLUMBERGER LTD COM STK 806857108 222 7399 SH SOLE 0 0 7399 SCHNEIDER NATIONAL INC CL B 80689H102 327 12146 SH SOLE 0 0 12146 SELECT SECTOR SPDR TR ENERGY 81369Y506 228 4104 SH SOLE 0 0 4104 SHOPIFY INC CL A 82509L107 211 153 SH SOLE 0 0 153 SIRIUS XM HOLDINGS INC COM 82968B103 67 10479 SH SOLE 0 0 10479 SOUTHERN CO COM 842587107 240 3494 SH SOLE 0 0 3494 SPDR GOLD TR GOLD SHS 78463V107 265 1550 SH SOLE 0 0 1550 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1955 47125 SH SOLE 0 0 47125 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2144 56760 SH SOLE 0 0 56760 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 8165 223816 SH SOLE 0 0 223816 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 2573 47424 SH SOLE 0 0 47424 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 906 16798 SH SOLE 0 0 16798 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 610 10798 SH SOLE 0 0 10798 SPDR S&P 500 ETF TR TR UNIT 78462F103 921 1939 SH SOLE 0 0 1939 SPDR SER TR PORTFOLI S&P1500 78464A805 4296 73500 SH SOLE 0 0 73500 SPDR SER TR PRTFLO S&P500 GW 78464A409 141600 1953912 SH SOLE 0 0 1953912 SPDR SER TR PORTFOLIO S&P400 78464A847 4570 91871 SH SOLE 0 0 91871 SPDR SER TR S&P REGL BKG 78464A698 249 3511 SH SOLE 0 0 3511 SPDR SER TR NUVEEN BLMBRG SH 78468R739 4485 91206 SH SOLE 0 0 91206 SPDR SER TR PRTFLO S&P500 VL 78464A508 134615 3205130 SH SOLE 0 0 3205130 SPDR SER TR PORTFOLIO SHORT 78464A474 3570 115270 SH SOLE 0 0 115270 SPDR SER TR PORTFOLIO SH TSR 78468R101 235 7717 SH SOLE 0 0 7717 SPDR SER TR BLOOMBERG SHT TE 78468R408 1647 60666 SH SOLE 0 0 60666 SPDR SER TR BLOOMBERG HIGH Y 78468R622 5150 47435 SH SOLE 0 0 47435 SPDR SER TR NUVEEN BLMBRG MU 78468R721 4044 78179 SH SOLE 0 0 78179 SPDR SER TR PORTFOLIO AGRGTE 78464A649 8132 274544 SH SOLE 0 0 274544 SPDR SER TR PORTFOLIO S&P500 78464A854 469 8397 SH SOLE 0 0 8397 SPDR SER TR PORTFOLIO S&P600 78468R853 280 6267 SH SOLE 0 0 6267 SPDR SER TR PRTFLO S&P500 HI 78468R788 351 8343 SH SOLE 0 0 8343 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 82 10225 SH SOLE 0 0 10225 STARBUCKS CORP COM 855244109 615 5254 SH SOLE 0 0 5254 TESLA INC COM 88160R101 1626 1539 SH SOLE 0 0 1539 THERMO FISHER SCIENTIFIC INC COM 883556102 1027 1539 SH SOLE 0 0 1539 TRAVELERS COMPANIES INC COM 89417E113 206 1318 SH SOLE 0 0 1318 TREX CO INC COM 89531P105 216 1600 SH SOLE 0 0 1600 UNION PAC CORP COM 907818108 352 1398 SH SOLE 0 0 1398 UNITED AIRLS HLDGS INC COM 910047109 210 4807 SH SOLE 0 0 4807 UNITED PARCEL SERVICE INC CL B 911312106 301 1406 SH SOLE 0 0 1406 UNITEDHEALTH GROUP INC COM 91324P102 223 444 SH SOLE 0 0 444 US BANCORP DEL COM NEW 902973304 618 11007 SH SOLE 0 0 11007 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 636 2108 SH SOLE 0 0 2108 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 632 4171 SH SOLE 0 0 4171 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 95874 1131256 SH SOLE 0 0 1131256 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 16708 206703 SH SOLE 0 0 206703 VANGUARD BD INDEX FDS INTERMED TERM 921937819 331 3774 SH SOLE 0 0 3774 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1747 6863 SH SOLE 0 0 6863 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 301 2004 SH SOLE 0 0 2004 VANGUARD INDEX FDS SML CP GRW ETF 922908595 797 2830 SH SOLE 0 0 2830 VANGUARD INDEX FDS VALUE ETF 922908744 7420 50439 SH SOLE 0 0 50439 VANGUARD INDEX FDS MID CAP ETF 922908629 16768 65818 SH SOLE 0 0 65818 VANGUARD INDEX FDS SM CP VAL ETF 922908611 288 1608 SH SOLE 0 0 1608 VANGUARD INDEX FDS SMALL CP ETF 922908751 5113 22624 SH SOLE 0 0 22624 VANGUARD INDEX FDS GROWTH ETF 922908736 12501 38955 SH SOLE 0 0 38955 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1566 6488 SH SOLE 0 0 6488 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 404 926 SH SOLE 0 0 926 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 339 2534 SH SOLE 0 0 2534 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1483 29987 SH SOLE 0 0 29987 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 609 9931 SH SOLE 0 0 9931 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2959 17226 SH SOLE 0 0 17226 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 63675 1247069 SH SOLE 0 0 1247069 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 891 7944 SH SOLE 0 0 7944 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2534 9719 SH SOLE 0 0 9719 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 342 1283 SH SOLE 0 0 1283 VANGUARD WORLD FDS INF TECH ETF 92204A702 354 773 SH SOLE 0 0 773 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 252 1261 SH SOLE 0 0 1261 VERIZON COMMUNICATIONS INC COM 92343V104 450 8664 SH SOLE 0 0 8664 VICTORY PORTFOLIOS II VCSHS US LRG CAP 92647N865 213 3482 SH SOLE 0 0 3482 VISA INC COM CL A 92826C839 222 1024 SH SOLE 0 0 1024 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 20 10000 SH SOLE 0 0 10000 WALGREENS BOOTS ALLIANCE INC COM 931427108 242 4635 SH SOLE 0 0 4635 WALMART INC COM 931142103 1887 13041 SH SOLE 0 0 13041 WEC ENERGY GROUP INC COM 92939U106 8339 85903 SH SOLE 0 0 85903 WELLS FARGO CO NEW COM 949746101 506 10549 SH SOLE 0 0 10549 ZIOPHARM ONCOLOGY INC COM 98973P101 23 21500 SH SOLE 0 0 21500