Chief Compliance Officer

0001775863-21-000019.txt : 20211116 0001775863-21-000019.hdr.sgml : 20211116 20211116085829 ACCESSION NUMBER: 0001775863-21-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211116 DATE AS OF CHANGE: 20211116 EFFECTIVENESS DATE: 20211116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET ADVISORY SERVICES, LLC CENTRAL INDEX KEY: 0001775863 IRS NUMBER: 391990426 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19499 FILM NUMBER: 211414238 BUSINESS ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 9204301400 MAIL ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001775863 XXXXXXXX 09-30-2021 09-30-2021 NICOLET ADVISORY SERVICES, LLC

111 N. WASHINGTON STREET GREEN BAY WI 54301

13F HOLDINGS REPORT 028-19499 N David Loasby Chief Compliance Officer 920-617-5407 David Loasby Green Bay WI 11-16-2021 0 209 788232 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE DANAHER CORPORATION COM 235851102 548 1792 SH SOLE 0 0 1792 ISHARES TR NATIONAL MUN ETF 464288414 430 3706 SH SOLE 0 0 3706 MASTERCARD INCORPORATED CL A 57636Q104 543 1553 SH SOLE 0 0 1553 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 2640 50055 SH SOLE 0 0 50055 SPDR S&P 500 ETF TR TR UNIT 78462F103 794 1850 SH SOLE 0 0 1850 SELECT SECTOR SPDR TR ENERGY 81369Y506 213 4089 SH SOLE 0 0 4089 UNION PAC CORP COM 907818108 321 1632 SH SOLE 0 0 1632 CATERPILLAR INC COM 149123101 447 2314 SH SOLE 0 0 2314 SPDR SER TR BLOOMBERG BRCLYS 78468R622 4889 44703 SH SOLE 0 0 44703 APPLE INC COM 037833100 11500 81234 SH SOLE 0 0 81234 PHILIP MORRIS INTL INC COM 718172109 530 5596 SH SOLE 0 0 5596 ISHARES TR EAFE SML CP ETF 464288273 5379 72287 SH SOLE 0 0 72287 ENTERPRISE PRODS PARTNERS L COM 293792107 406 18667 SH SOLE 0 0 18667 VANGUARD INDEX FDS GROWTH ETF 922908736 13577 46790 SH SOLE 0 0 46790 SPDR SER TR PORTFOLIO SH TSR 78468R101 237 7731 SH SOLE 0 0 7731 DUKE ENERGY CORP NEW COM NEW 26441C204 295 3026 SH SOLE 0 0 3026 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 229 4950 SH SOLE 0 0 4950 SPDR SER TR PRTFLO S&P500 HI 78468R788 287 7325 SH SOLE 0 0 7325 FIDELITY MERRIMACK STR TR LTD TRM BD ETF 316188200 1020 19523 SH SOLE 0 0 19523 INTEL CORP COM 458140100 576 10803 SH SOLE 0 0 10803 WALMART INC COM 931142103 1853 13296 SH SOLE 0 0 13296 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2302 59824 SH SOLE 0 0 59824 JPMORGAN CHASE & CO COM 46625H100 6875 41975 SH SOLE 0 0 41975 ISHARES TR CORE S&P US GWT 464287671 294 2875 SH SOLE 0 0 2875 COMCAST CORP NEW CL A 20030N101 663 11845 SH SOLE 0 0 11845 SABRA HEALTH CARE REIT INC COM 78573L106 409 27760 SH SOLE 0 0 27760 SPDR SER TR S&P REGL BKG 78464A698 237 3497 SH SOLE 0 0 3497 ISHARES TR CORE S&P US VLU 464287663 224 3154 SH SOLE 0 0 3154 EXXON MOBIL CORP COM 30231G102 1928 32771 SH SOLE 0 0 32771 PLEXUS CORP COM 729132100 499 5578 SH SOLE 0 0 5578 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 605 9926 SH SOLE 0 0 9926 CHEVRON CORP NEW COM 166764100 654 6430 SH SOLE 0 0 6430 ISHARES INC CORE MSCI EMKT 46434G103 13733 222363 SH SOLE 0 0 222363 NOKIA CORP SPONSORED ADR 654902204 0 2000 SH Call SOLE 0 0 2000 VANGUARD INDEX FDS VALUE ETF 922908744 9372 69234 SH SOLE 0 0 69234 VANGUARD INDEX FDS MID CAP ETF 922908629 15539 65633 SH SOLE 0 0 65633 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2689 17506 SH SOLE 0 0 17506 PROLOGIS INC. COM 74340W103 449 3580 SH SOLE 0 0 3580 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 8438 162045 SH SOLE 0 0 162045 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 317 1283 SH SOLE 0 0 1283 ISHARES TR CORE S&P TTL STK 464287150 30754 312609 SH SOLE 0 0 312609 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 93614 1095541 SH SOLE 0 0 1095541 SCHLUMBERGER LTD COM STK 806857108 304 10173 SH SOLE 0 0 10173 ALPHABET INC CAP STK CL A 02079K305 0 100 SH Call SOLE 0 0 100 SPDR SER TR PORTFOLIO S&P500 78464A854 440 8717 SH SOLE 0 0 8717 DNP SELECT INCOME FD INC COM 23325P104 274 25734 SH SOLE 0 0 25734 SALESFORCE COM INC COM 79466L302 478 1765 SH SOLE 0 0 1765 ISHARES TR IBOXX HI YD ETF 464288513 8132 92948 SH SOLE 0 0 92948 BERKSHIRE HATHAWAY INC DEL CL A 084670108 411 1 SH SOLE 0 0 1 ISHARES TR AGGRES ALLOC ETF 464289859 1058 15149 SH SOLE 0 0 15149 COCA COLA CO COM 191216100 3326 63391 SH SOLE 0 0 63391 WELLS FARGO CO NEW COM 949746101 490 10548 SH SOLE 0 0 10548 INVESCO QQQ TR UNIT SER 1 46109E107 670 1873 SH SOLE 0 0 1873 SPDR SER TR SPDR BLOOMBERG 78468R663 625 6834 SH SOLE 0 0 6834 AMGEN INC COM 031162100 414 1949 SH SOLE 0 0 1949 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 342 2560 SH SOLE 0 0 2560 CARRIER GLOBAL CORPORATION COM 14448C104 854 16505 SH SOLE 0 0 16505 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 280 2003 SH SOLE 0 0 2003 SIRIUS XM HOLDINGS INC COM 82968B103 63 10362 SH SOLE 0 0 10362 VERIZON COMMUNICATIONS INC COM 92343V104 480 8890 SH SOLE 0 0 8890 NVIDIA CORPORATION COM 67066G104 806 3911 SH SOLE 0 0 3911 FIDELITY NATL INFORMATION SV COM 31620M106 1965 16147 SH SOLE 0 0 16147 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2289 9748 SH SOLE 0 0 9748 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 787 7613 SH SOLE 0 0 7613 ISHARES TR S&P 500 GRWT ETF 464287309 1764 23696 SH SOLE 0 0 23696 TESLA INC COM 88160R101 1207 1557 SH SOLE 0 0 1557 SPDR SER TR PORTFOLIO AGRGTE 78464A649 8502 284823 SH SOLE 0 0 284823 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 10175 559713 SH SOLE 0 0 559713 STARBUCKS CORP COM 855244109 579 5253 SH SOLE 0 0 5253 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 0 100 SH Call SOLE 0 0 100 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 592 4212 SH SOLE 0 0 4212 MICROSOFT CORP COM 594918104 4509 15981 SH SOLE 0 0 15981 RAYTHEON TECHNOLOGIES CORP COM 75513E101 782 9089 SH SOLE 0 0 9089 BANK MONTREAL QUE COM 063671101 637 6384 SH SOLE 0 0 6384 MCDONALDS CORP COM 580135101 649 2688 SH SOLE 0 0 2688 SPDR SER TR PRTFLO S&P500 GW 78464A409 129242 2018615 SH SOLE 0 0 2018615 SPDR SER TR PORTFOLIO S&P600 78468R853 282 6624 SH SOLE 0 0 6624 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2550 59964 SH SOLE 0 0 59964 ALLIANT ENERGY CORP COM 018802108 419 7479 SH SOLE 0 0 7479 GENERAL DYNAMICS CORP COM 369550108 200 1022 SH SOLE 0 0 1022 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 5202 195775 SH SOLE 0 0 195775 ISHARES TR GLOBAL REIT ETF 46434V647 2232 81436 SH SOLE 0 0 81436 ALPHABET INC CAP STK CL A 02079K305 1383 516 SH SOLE 0 0 516 SPDR SER TR PORTFOLIO SHORT 78464A474 3777 120855 SH SOLE 0 0 120855 NVIDIA CORPORATION COM 67066G104 59 800 SH Call SOLE 0 0 800 ISHARES TR MSCI EAFE ETF 464287465 204 2610 SH SOLE 0 0 2610 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1598 31951 SH SOLE 0 0 31951 OSHKOSH CORP COM 688239201 882 8617 SH SOLE 0 0 8617 SPDR SER TR PRTFLO S&P500 VL 78464A508 125813 3224723 SH SOLE 0 0 3224723 UNITED PARCEL SERVICE INC CL B 911312106 233 1281 SH SOLE 0 0 1281 MEDTRONIC PLC SHS G5960L103 203 1619 SH SOLE 0 0 1619 CONOCOPHILLIPS COM 20825C104 209 3080 SH SOLE 0 0 3080 BLACKROCK INC COM 09247X101 215 253 SH SOLE 0 0 253 CONTANGO OIL & GAS CO COM NEW 21075N204 387 84602 SH SOLE 0 0 84602 JOHNSON & JOHNSON COM 478160104 1285 7945 SH SOLE 0 0 7945 SCHNEIDER NATIONAL INC CL B 80689H102 244 10749 SH SOLE 0 0 10749 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 79 10225 SH SOLE 0 0 10225 OTIS WORLDWIDE CORP COM 68902V107 301 3658 SH SOLE 0 0 3658 SPDR SER TR PORTFOLI S&P1500 78464A805 4169 78675 SH SOLE 0 0 78675 NVIDIA CORPORATION COM 67066G104 0 300 SH Call SOLE 0 0 300 ISHARES TR GLB INFRASTR ETF 464288372 5718 124574 SH SOLE 0 0 124574 VANGUARD INDEX FDS SM CP VAL ETF 922908611 279 1649 SH SOLE 0 0 1649 PFIZER INC COM 717081103 994 23072 SH SOLE 0 0 23072 DEERE & CO COM 244199105 572 1690 SH SOLE 0 0 1690 DISCOVER FINL SVCS COM 254709108 267 2173 SH SOLE 0 0 2173 KIMBERLY-CLARK CORP COM 494368103 1277 9644 SH SOLE 0 0 9644 AMERICAN TOWER CORP NEW COM 03027X100 471 1763 SH SOLE 0 0 1763 TESLA INC COM 88160R101 2 100 SH Call SOLE 0 0 100 DISNEY WALT CO COM 254687106 1512 8926 SH SOLE 0 0 8926 ABBOTT LABS COM 002824100 1021 8623 SH SOLE 0 0 8623 BK OF AMERICA CORP COM 060505104 941 22177 SH SOLE 0 0 22177 IDEXX LABS INC COM 45168D104 595 957 SH SOLE 0 0 957 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 909 17693 SH SOLE 0 0 17693 COSTCO WHSL CORP NEW COM 22160K105 351 779 SH SOLE 0 0 779 CVS HEALTH CORP COM 126650100 329 3858 SH SOLE 0 0 3858 PEPSICO INC COM 713448108 1423 9452 SH SOLE 0 0 9452 ISHARES TR TIPS BD ETF 464287176 938 7343 SH SOLE 0 0 7343 DBX ETF TR XTRACK MSCI EAFE 233051200 340 9000 SH SOLE 0 0 9000 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 63208 1251785 SH SOLE 0 0 1251785 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 606 2271 SH SOLE 0 0 2271 MGM RESORTS INTERNATIONAL COM 552953101 326 7555 SH SOLE 0 0 7555 NEXTERA ENERGY INC COM 65339F101 725 9240 SH SOLE 0 0 9240 ISHARES TR 0-5 YR TIPS ETF 46429B747 1226 11602 SH SOLE 0 0 11602 GLOBAL X FDS S&P 500 CATHOLIC 37954Y889 434 8000 SH SOLE 0 0 8000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 283 880 SH SOLE 0 0 880 TRAVELERS COMPANIES INC COM 89417E113 212 1397 SH SOLE 0 0 1397 GRAINGER W W INC COM 384802104 203 515 SH SOLE 0 0 515 AT&T INC COM 00206R102 1419 52527 SH SOLE 0 0 52527 AMAZON COM INC COM 023135106 4031 1226 SH SOLE 0 0 1226 BANK FIRST CORP COM 06211J100 561 7916 SH SOLE 0 0 7916 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 16112 196631 SH SOLE 0 0 196631 PROCTER AND GAMBLE CO COM 742718109 10796 77216 SH SOLE 0 0 77216 BOEING CO COM 097023105 448 2031 SH SOLE 0 0 2031 ORACLE CORP COM 68389X105 835 9583 SH SOLE 0 0 9583 INTERCONTINENTAL EXCHANGE IN COM 45866F104 322 2782 SH SOLE 0 0 2782 ALPS ETF TR ALERIAN MLP 00162Q452 7949 238475 SH SOLE 0 0 238475 FIRST BUSINESS FINL SVCS INC COM 319390100 542 18862 SH SOLE 0 0 18862 NIKE INC CL B 654106103 718 4939 SH SOLE 0 0 4939 US BANCORP DEL COM NEW 902973304 652 10977 SH SOLE 0 0 10977 CINTAS CORP COM 172908105 285 748 SH SOLE 0 0 748 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 27 10000 SH SOLE 0 0 10000 GENERAL ELECTRIC CO COM NEW 369604301 274 2657 SH SOLE 0 0 2657 CISCO SYS INC COM 17275R102 709 13031 SH SOLE 0 0 13031 SHOPIFY INC CL A 82509L107 235 173 SH SOLE 0 0 173 BRISTOL-MYERS SQUIBB CO COM 110122108 286 4795 SH SOLE 0 0 4795 ABBVIE INC COM 00287Y109 840 7772 SH SOLE 0 0 7772 SPDR SER TR BLOOMBERG SRT TR 78468R408 1739 63504 SH SOLE 0 0 63504 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1619 5920 SH SOLE 0 0 5920 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 465 3148 SH SOLE 0 0 3148 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1822 49789 SH SOLE 0 0 49789 VISA INC COM CL A 92826C839 228 1024 SH SOLE 0 0 1024 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 386 7778 SH SOLE 0 0 7778 GENPREX INC COM 372446104 40 15000 SH SOLE 0 0 15000 ISHARES TR GRWT ALLOCAT ETF 464289867 1405 25321 SH SOLE 0 0 25321 ZIOPHARM ONCOLOGY INC COM 98973P101 39 21500 SH SOLE 0 0 21500 VANGUARD INDEX FDS SML CP GRW ETF 922908595 794 2834 SH SOLE 0 0 2834 ISHARES TR CONSER ALLOC ETF 464289883 567 14346 SH SOLE 0 0 14346 MONDELEZ INTL INC CL A 609207105 407 6958 SH SOLE 0 0 6958 SPDR SER TR NUVEEN BRC MUNIC 78468R721 4080 79108 SH SOLE 0 0 79108 ISHARES TR RUS 1000 VAL ETF 464287598 381 2435 SH SOLE 0 0 2435 EOG RES INC COM 26875P101 206 2544 SH SOLE 0 0 2544 ZIMMER BIOMET HOLDINGS INC COM 98956P102 272 1840 SH SOLE 0 0 1840 WALGREENS BOOTS ALLIANCE INC COM 931427108 218 4630 SH SOLE 0 0 4630 LILLY ELI & CO COM 532457108 624 2705 SH SOLE 0 0 2705 ASSOCIATED BANC CORP COM 045487105 2817 131512 SH SOLE 0 0 131512 VANGUARD INDEX FDS SMALL CP ETF 922908751 5424 24805 SH SOLE 0 0 24805 FS KKR CAP CORP COM 302635206 219 9928 SH SOLE 0 0 9928 FACEBOOK INC CL A 30303M102 872 2568 SH SOLE 0 0 2568 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1425 6419 SH SOLE 0 0 6419 HUMANA INC COM 444859102 965 2479 SH SOLE 0 0 2479 ALTRIA GROUP INC COM 02209S103 452 9930 SH SOLE 0 0 9930 HENRY JACK & ASSOC INC COM 426281101 295 1800 SH SOLE 0 0 1800 CITIGROUP INC COM NEW 172967424 252 3584 SH SOLE 0 0 3584 PNC FINL SVCS GROUP INC COM 693475105 384 1964 SH SOLE 0 0 1964 SHOPIFY INC CL A 82509L107 0 100 SH Call SOLE 0 0 100 HOME DEPOT INC COM 437076102 897 2724 SH SOLE 0 0 2724 OLD SECOND BANCORP INC ILL COM 680277100 264 20210 SH SOLE 0 0 20210 SPDR SER TR PORTFOLIO S&P400 78464A847 4488 97230 SH SOLE 0 0 97230 SOUTHERN CO COM 842587107 217 3494 SH SOLE 0 0 3494 INTERNATIONAL BUSINESS MACHS COM 459200101 860 6188 SH SOLE 0 0 6188 3M CO COM 88579Y101 409 2330 SH SOLE 0 0 2330 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 296 747 SH SOLE 0 0 747 NOKIA CORP SPONSORED ADR 654902204 127 23343 SH SOLE 0 0 23343 LOCKHEED MARTIN CORP COM 539830109 259 751 SH SOLE 0 0 751 SPDR GOLD TR GOLD SHS 78463V107 255 1550 SH SOLE 0 0 1550 GRAY TELEVISION INC COM 389375106 224 9800 SH SOLE 0 0 9800 VANGUARD WORLD FDS INF TECH ETF 92204A702 284 709 SH SOLE 0 0 709 MERCK & CO INC COM 58933Y105 720 9590 SH SOLE 0 0 9590 WEC ENERGY GROUP INC COM 92939U106 7557 85684 SH SOLE 0 0 85684 ISHARES TR RUS 1000 GRW ETF 464287614 1019 3718 SH SOLE 0 0 3718 COUNTY BANCORP INC COM 221907108 703 19482 SH SOLE 0 0 19482 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 713 27540 SH SOLE 0 0 27540 ISHARES TR S&P MC 400VL ETF 464287705 244 2366 SH SOLE 0 0 2366 MGE ENERGY INC COM 55277P104 228 3108 SH SOLE 0 0 3108 APPLIED MATLS INC COM 038222105 277 2155 SH SOLE 0 0 2155 ALPHABET INC CAP STK CL C 02079K107 1487 558 SH SOLE 0 0 558 SPDR SER TR NUVEEN BLMBRG SR 78468R739 4746 96076 SH SOLE 0 0 96076 HONEYWELL INTL INC COM 438516106 366 1712 SH SOLE 0 0 1712 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 587 11497 SH SOLE 0 0 11497 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 8447 233287 SH SOLE 0 0 233287 ISHARES TR RUS MD CP GR ETF 464287481 396 3531 SH SOLE 0 0 3531 FORD MTR CO DEL COM 345370860 250 17641 SH SOLE 0 0 17641 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 12798 458157 SH SOLE 0 0 458157 VANGUARD BD INDEX FDS INTERMED TERM 921937819 338 3775 SH SOLE 0 0 3775 ISHARES TR CORE S&P500 ETF 464287200 3334 7740 SH SOLE 0 0 7740 ISHARES TR MODERT ALLOC ETF 464289875 973 21748 SH SOLE 0 0 21748 THERMO FISHER SCIENTIFIC INC COM 883556102 879 1539 SH SOLE 0 0 1539 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1629 6894 SH SOLE 0 0 6894 ALPHABET INC CAP STK CL A 02079K305 0 100 SH Call SOLE 0 0 100