CHIEF COMPLIANCE OFFICER

0001775863-21-000014.txt : 20210811 0001775863-21-000014.hdr.sgml : 20210811 20210811160539 ACCESSION NUMBER: 0001775863-21-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 EFFECTIVENESS DATE: 20210811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET ADVISORY SERVICES, LLC CENTRAL INDEX KEY: 0001775863 IRS NUMBER: 391990426 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19499 FILM NUMBER: 211163387 BUSINESS ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 9204301400 MAIL ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001775863 XXXXXXXX 06-30-2021 06-30-2021 NICOLET ADVISORY SERVICES, LLC

111 N. WASHINGTON STREET GREEN BAY WI 54301

13F HOLDINGS REPORT 028-19499 N DAVID LOASBY CHIEF COMPLIANCE OFFICER 920-617-5407 DAVID LOASBY GREEN BAY WI 08-11-2021 0 196 766734 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE PFIZER INC COM 717081103 887 22650 SH SOLE 0 0 22650 DEERE & CO COM 244199105 506 1434 SH SOLE 0 0 1434 DISCOVER FINL SVCS COM 254709108 247 2084 SH SOLE 0 0 2084 DANAHER CORPORATION COM 235851102 327 1219 SH SOLE 0 0 1219 GENERAL ELECTRIC CO COM 369604103 295 21939 SH SOLE 0 0 21939 ISHARES TR NATIONAL MUN ETF 464288414 289 2469 SH SOLE 0 0 2469 KIMBERLY-CLARK CORP COM 494368103 1283 9590 SH SOLE 0 0 9590 AMERICAN TOWER CORP NEW COM 03027X100 364 1348 SH SOLE 0 0 1348 DISNEY WALT CO COM 254687106 1629 9270 SH SOLE 0 0 9270 MASTERCARD INCORPORATED CL A 57636Q104 425 1165 SH SOLE 0 0 1165 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 2734 52370 SH SOLE 0 0 52370 SPDR S&P 500 ETF TR TR UNIT 78462F103 811 1894 SH SOLE 0 0 1894 ABBOTT LABS COM 002824100 797 6872 SH SOLE 0 0 6872 TESLA INC COM 88160R101 1 100 SH Call SOLE 0 0 100 BK OF AMERICA CORP COM 060505104 921 22327 SH SOLE 0 0 22327 IDEXX LABS INC COM 45168D104 604 957 SH SOLE 0 0 957 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 973 18358 SH SOLE 0 0 18358 PEPSICO INC COM 713448108 1327 8956 SH SOLE 0 0 8956 ISHARES TR TIPS BD ETF 464287176 983 7681 SH SOLE 0 0 7681 DBX ETF TR XTRACK MSCI EAFE 233051200 338 9000 SH SOLE 0 0 9000 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 60577 1175793 SH SOLE 0 0 1175793 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 606 2309 SH SOLE 0 0 2309 SELECT SECTOR SPDR TR ENERGY 81369Y506 220 4081 SH SOLE 0 0 4081 MGM RESORTS INTERNATIONAL COM 552953101 356 8354 SH SOLE 0 0 8354 NEXTERA ENERGY INC COM 65339F101 503 6858 SH SOLE 0 0 6858 CVS HEALTH CORP COM 126650100 213 2555 SH SOLE 0 0 2555 UNION PAC CORP COM 907818108 298 1356 SH SOLE 0 0 1356 NVIDIA CORPORATION COM 67066G104 2 100 SH Call SOLE 0 0 100 ISHARES TR 0-5 YR TIPS ETF 46429B747 1317 12386 SH SOLE 0 0 12386 CATERPILLAR INC COM 149123101 387 1778 SH SOLE 0 0 1778 SPDR SER TR BLOOMBERG BRCLYS 78468R622 4710 42830 SH SOLE 0 0 42830 GLOBAL X FDS S&P 500 CATHOLIC 37954Y889 267 5000 SH SOLE 0 0 5000 LOWES COS INC COM 548661107 207 1066 SH SOLE 0 0 1066 TRAVELERS COMPANIES INC COM 89417E113 209 1397 SH SOLE 0 0 1397 GRAINGER W W INC COM 384802104 216 493 SH SOLE 0 0 493 APPLE INC COM 037833100 10989 80232 SH SOLE 0 0 80232 AMAZON COM INC COM 023135106 3395 987 SH SOLE 0 0 987 AT&T INC COM 00206R102 1603 55714 SH SOLE 0 0 55714 AMAZON COM INC COM 023135106 1 100 SH Call SOLE 0 0 100 PHILIP MORRIS INTL INC COM 718172109 521 5260 SH SOLE 0 0 5260 ISHARES TR EAFE SML CP ETF 464288273 5382 72569 SH SOLE 0 0 72569 BANK FIRST CORP COM 06211J100 640 9166 SH SOLE 0 0 9166 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 16180 196931 SH SOLE 0 0 196931 APPLE INC COM 037833100 1 100 SH Call SOLE 0 0 100 PROCTER AND GAMBLE CO COM 742718109 10159 75293 SH SOLE 0 0 75293 BOEING CO COM 097023105 427 1784 SH SOLE 0 0 1784 VANGUARD INDEX FDS GROWTH ETF 922908736 13544 47223 SH SOLE 0 0 47223 ENTERPRISE PRODS PARTNERS L COM 293792107 327 13561 SH SOLE 0 0 13561 ORACLE CORP COM 68389X105 751 9646 SH SOLE 0 0 9646 SPDR SER TR PORTFOLIO SH TSR 78468R101 237 7732 SH SOLE 0 0 7732 INTERCONTINENTAL EXCHANGE IN COM 45866F104 238 2005 SH SOLE 0 0 2005 ALPS ETF TR ALERIAN MLP 00162Q452 8203 225300 SH SOLE 0 0 225300 FIRST BUSINESS FINL SVCS INC COM 319390100 511 18862 SH SOLE 0 0 18862 DUKE ENERGY CORP NEW COM NEW 26441C204 299 3024 SH SOLE 0 0 3024 NIKE INC CL B 654106103 656 4244 SH SOLE 0 0 4244 SPDR SER TR PRTFLO S&P500 HI 78468R788 294 7322 SH SOLE 0 0 7322 FIDELITY MERRIMACK STR TR LTD TRM BD ETF 316188200 1022 19523 SH SOLE 0 0 19523 INTEL CORP COM 458140100 593 10566 SH SOLE 0 0 10566 US BANCORP DEL COM NEW 902973304 624 10949 SH SOLE 0 0 10949 WALMART INC COM 931142103 1877 13311 SH SOLE 0 0 13311 CINTAS CORP COM 172908105 286 748 SH SOLE 0 0 748 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2407 62261 SH SOLE 0 0 62261 JPMORGAN CHASE & CO COM 46625H100 6390 41081 SH SOLE 0 0 41081 ISHARES TR CORE S&P US GWT 464287671 290 2875 SH SOLE 0 0 2875 COMCAST CORP NEW CL A 20030N101 545 9553 SH SOLE 0 0 9553 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 32 10000 SH SOLE 0 0 10000 SPDR SER TR S&P REGL BKG 78464A698 235 3584 SH SOLE 0 0 3584 ISHARES TR CORE S&P US VLU 464287663 227 3154 SH SOLE 0 0 3154 SHOPIFY INC CL A 82509L107 399 273 SH SOLE 0 0 273 CISCO SYS INC COM 17275R102 682 12860 SH SOLE 0 0 12860 BRISTOL-MYERS SQUIBB CO COM 110122108 274 4100 SH SOLE 0 0 4100 EXXON MOBIL CORP COM 30231G102 2092 33160 SH SOLE 0 0 33160 PLEXUS CORP COM 729132100 510 5578 SH SOLE 0 0 5578 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 633 9992 SH SOLE 0 0 9992 NOKIA CORP SPONSORED ADR 654902204 1 2000 SH Call SOLE 0 0 2000 ABBVIE INC COM 00287Y109 703 6244 SH SOLE 0 0 6244 CHEVRON CORP NEW COM 166764100 644 6148 SH SOLE 0 0 6148 SPDR SER TR BLOOMBERG SRT TR 78468R408 1821 66024 SH SOLE 0 0 66024 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1558 5607 SH SOLE 0 0 5607 ISHARES INC CORE MSCI EMKT 46434G103 14678 219104 SH SOLE 0 0 219104 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1894 49470 SH SOLE 0 0 49470 VANGUARD INDEX FDS VALUE ETF 922908744 9522 69270 SH SOLE 0 0 69270 VISA INC COM CL A 92826C839 239 1024 SH SOLE 0 0 1024 GENPREX INC COM 372446104 50 15000 SH SOLE 0 0 15000 ISHARES TR GRWT ALLOCAT ETF 464289867 1475 26339 SH SOLE 0 0 26339 VANGUARD INDEX FDS MID CAP ETF 922908629 15623 65821 SH SOLE 0 0 65821 ZIOPHARM ONCOLOGY INC COM 98973P101 57 21500 SH SOLE 0 0 21500 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2742 17716 SH SOLE 0 0 17716 VANGUARD INDEX FDS SML CP GRW ETF 922908595 821 2833 SH SOLE 0 0 2833 ISHARES TR CONSER ALLOC ETF 464289883 574 14425 SH SOLE 0 0 14425 SPDR SER TR NUVEEN BRC MUNIC 78468R721 4352 83517 SH SOLE 0 0 83517 MONDELEZ INTL INC CL A 609207105 339 5431 SH SOLE 0 0 5431 PROLOGIS INC. COM 74340W103 424 3548 SH SOLE 0 0 3548 ISHARES TR RUS 1000 VAL ETF 464287598 386 2435 SH SOLE 0 0 2435 FS KKR CAP CORP COM 302635206 214 9928 SH SOLE 0 0 9928 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 8601 164417 SH SOLE 0 0 164417 ZIMMER BIOMET HOLDINGS INC COM 98956P102 206 1279 SH SOLE 0 0 1279 ASSOCIATED BANC CORP COM 045487105 2692 131457 SH SOLE 0 0 131457 VANGUARD INDEX FDS SMALL CP ETF 922908751 5530 24547 SH SOLE 0 0 24547 WALGREENS BOOTS ALLIANCE INC COM 931427108 243 4626 SH SOLE 0 0 4626 LILLY ELI & CO COM 532457108 516 2247 SH SOLE 0 0 2247 ISHARES TR CORE S&P TTL STK 464287150 29948 303237 SH SOLE 0 0 303237 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 93153 1084563 SH SOLE 0 0 1084563 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 317 1283 SH SOLE 0 0 1283 NVIDIA CORPORATION COM 67066G104 55 200 SH Call SOLE 0 0 200 FACEBOOK INC CL A 30303M102 736 2116 SH SOLE 0 0 2116 SPDR SER TR PORTFOLIO S&P500 78464A854 439 8730 SH SOLE 0 0 8730 SCHLUMBERGER LTD COM STK 806857108 283 8854 SH SOLE 0 0 8854 DNP SELECT INCOME FD INC COM 23325P104 270 25798 SH SOLE 0 0 25798 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1114 4998 SH SOLE 0 0 4998 HUMANA INC COM 444859102 254 573 SH SOLE 0 0 573 SALESFORCE COM INC COM 79466L302 352 1439 SH SOLE 0 0 1439 ALTRIA GROUP INC COM 02209S103 473 9912 SH SOLE 0 0 9912 ISHARES TR IBOXX HI YD ETF 464288513 8303 94311 SH SOLE 0 0 94311 HENRY JACK & ASSOC INC COM 426281101 294 1800 SH SOLE 0 0 1800 CITIGROUP INC COM NEW 172967424 246 3473 SH SOLE 0 0 3473 PNC FINL SVCS GROUP INC COM 693475105 375 1964 SH SOLE 0 0 1964 HOME DEPOT INC COM 437076102 790 2478 SH SOLE 0 0 2478 ISHARES TR AGGRES ALLOC ETF 464289859 1079 15273 SH SOLE 0 0 15273 COCA COLA CO COM 191216100 3464 64013 SH SOLE 0 0 64013 WELLS FARGO CO NEW COM 949746101 489 10804 SH SOLE 0 0 10804 OLD SECOND BANCORP INC ILL COM 680277100 251 20210 SH SOLE 0 0 20210 SPDR SER TR SPDR BLOOMBERG 78468R663 694 7590 SH SOLE 0 0 7590 SPDR SER TR PORTFOLIO S&P400 78464A847 4774 101122 SH SOLE 0 0 101122 INVESCO QQQ TR UNIT SER 1 46109E107 649 1832 SH SOLE 0 0 1832 AMGEN INC COM 031162100 475 1949 SH SOLE 0 0 1949 NOKIA CORP SPONSORED ADR 654902204 124 23323 SH SOLE 0 0 23323 SOUTHERN CO COM 842587107 211 3487 SH SOLE 0 0 3487 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 351 2574 SH SOLE 0 0 2574 INTERNATIONAL BUSINESS MACHS COM 459200101 859 5863 SH SOLE 0 0 5863 CARRIER GLOBAL CORPORATION COM 14448C104 811 16679 SH SOLE 0 0 16679 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 281 2001 SH SOLE 0 0 2001 3M CO COM 88579Y101 449 2263 SH SOLE 0 0 2263 SIRIUS XM HOLDINGS INC COM 82968B103 68 10362 SH SOLE 0 0 10362 VERIZON COMMUNICATIONS INC COM 92343V104 509 9077 SH SOLE 0 0 9077 NVIDIA CORPORATION COM 67066G104 684 855 SH SOLE 0 0 855 FIDELITY NATL INFORMATION SV COM 31620M106 2206 15572 SH SOLE 0 0 15572 LOCKHEED MARTIN CORP COM 539830109 277 733 SH SOLE 0 0 733 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2302 9947 SH SOLE 0 0 9947 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 797 7605 SH SOLE 0 0 7605 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 246 624 SH SOLE 0 0 624 TESLA INC COM 88160R101 1039 1529 SH SOLE 0 0 1529 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 601 4212 SH SOLE 0 0 4212 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 9044 460259 SH SOLE 0 0 460259 STARBUCKS CORP COM 855244109 587 5252 SH SOLE 0 0 5252 MICROSOFT CORP COM 594918104 4012 14810 SH SOLE 0 0 14810 GRAY TELEVISION INC COM 389375106 229 9800 SH SOLE 0 0 9800 SPDR GOLD TR GOLD SHS 78463V107 260 1572 SH SOLE 0 0 1572 RAYTHEON TECHNOLOGIES CORP COM 75513E105 803 9416 SH SOLE 0 0 9416 VANGUARD WORLD FDS INF TECH ETF 92204A702 285 714 SH SOLE 0 0 714 BANK MONTREAL QUE COM 063671101 638 6224 SH SOLE 0 0 6224 MERCK & CO INC COM 58933Y105 735 9453 SH SOLE 0 0 9453 SPDR SER TR PORTFOLIO AGRGTE 78464A649 9352 311639 SH SOLE 0 0 311639 WEC ENERGY GROUP INC COM 92939U106 7492 84232 SH SOLE 0 0 84232 ISHARES TR RUS 1000 GRW ETF 464287614 1009 3718 SH SOLE 0 0 3718 MCDONALDS CORP COM 580135101 593 2568 SH SOLE 0 0 2568 SPDR SER TR PRTFLO S&P500 GW 78464A409 125427 1991852 SH SOLE 0 0 1991852 SPDR SER TR PORTFOLIO S&P600 78468R853 313 7114 SH SOLE 0 0 7114 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2831 62228 SH SOLE 0 0 62228 ALLIANT ENERGY CORP COM 018802108 424 7608 SH SOLE 0 0 7608 ISHARES TR S&P MC 400VL ETF 464287705 249 2366 SH SOLE 0 0 2366 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 5289 196027 SH SOLE 0 0 196027 MGE ENERGY INC COM 55277P104 231 3108 SH SOLE 0 0 3108 ISHARES TR GLOBAL REIT ETF 46434V647 2285 82422 SH SOLE 0 0 82422 ALPHABET INC CAP STK CL A 02079K305 947 388 SH SOLE 0 0 388 APPLIED MATLS INC COM 038222105 305 2141 SH SOLE 0 0 2141 COUNTY BANCORP INC COM 221907108 1069 31477 SH SOLE 0 0 31477 SPDR SER TR PORTFOLIO SHORT 78464A474 4155 132760 SH SOLE 0 0 132760 ALPHABET INC CAP STK CL C 02079K107 1378 550 SH SOLE 0 0 550 ISHARES TR MSCI EAFE ETF 464287465 206 2610 SH SOLE 0 0 2610 SPDR SER TR NUVEEN BLMBRG SR 78468R739 4826 97378 SH SOLE 0 0 97378 SHOPIFY INC CL A 82509L107 1 100 SH Call SOLE 0 0 100 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 621 12063 SH SOLE 0 0 12063 HONEYWELL INTL INC COM 438516106 251 1142 SH SOLE 0 0 1142 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 8953 243364 SH SOLE 0 0 243364 ISHARES TR RUS MD CP GR ETF 464287481 400 3529 SH SOLE 0 0 3529 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1990 36644 SH SOLE 0 0 36644 FORD MTR CO DEL COM 345370860 261 17591 SH SOLE 0 0 17591 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 11989 428023 SH SOLE 0 0 428023 OSHKOSH CORP COM 688239201 1076 8635 SH SOLE 0 0 8635 VANGUARD BD INDEX FDS INTERMED TERM 921937819 352 3917 SH SOLE 0 0 3917 SPDR SER TR PRTFLO S&P500 VL 78464A508 119741 3028355 SH SOLE 0 0 3028355 ISHARES TR CORE S&P500 ETF 464287200 3684 8569 SH SOLE 0 0 8569 UNITED PARCEL SERVICE INC CL B 911312106 255 1229 SH SOLE 0 0 1229 ISHARES TR MODERT ALLOC ETF 464289875 989 21952 SH SOLE 0 0 21952 THERMO FISHER SCIENTIFIC INC COM 883556102 776 1539 SH SOLE 0 0 1539 CONTANGO OIL & GAS CO COM NEW 21075N204 365 84602 SH SOLE 0 0 84602 SCHNEIDER NATIONAL INC CL B 80689H102 234 10748 SH SOLE 0 0 10748 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1634 6913 SH SOLE 0 0 6913 JOHNSON & JOHNSON COM 478160104 1242 7539 SH SOLE 0 0 7539 APPLE INC COM 037833100 3 100 SH Call SOLE 0 0 100 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 95 10225 SH SOLE 0 0 10225 VANGUARD INDEX FDS SM CP VAL ETF 922908611 289 1662 SH SOLE 0 0 1662 OTIS WORLDWIDE CORP COM 68902V107 309 3779 SH SOLE 0 0 3779 SPDR SER TR PORTFOLI S&P1500 78464A805 4308 81331 SH SOLE 0 0 81331 ISHARES TR GLB INFRASTR ETF 464288372 5640 124293 SH SOLE 0 0 124293