Chief Compliance Officer

0001775863-21-000006.txt : 20210503 0001775863-21-000006.hdr.sgml : 20210503 20210503171009 ACCESSION NUMBER: 0001775863-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210503 EFFECTIVENESS DATE: 20210503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET ADVISORY SERVICES, LLC CENTRAL INDEX KEY: 0001775863 IRS NUMBER: 391990426 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19499 FILM NUMBER: 21884583 BUSINESS ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 9204301400 MAIL ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001775863 XXXXXXXX 03-31-2021 03-31-2021 David Loasby

111 N Washington Street Green Bay WI 54301

13F HOLDINGS REPORT 028-19499 N David Loasby Chief Compliance Officer 920-617-5407 David Loasby Green Bay WI 05-03-2021 0 183 712840 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE ISHARES TR S&P MC 400VL ETF 464287705 241 2366 SH SOLE 0 0 2366 ISHARES TR CORE S&P500 ETF 464287200 3458 8693 SH SOLE 0 0 8693 ISHARES TR RUS 1000 VAL ETF 464287598 369 2435 SH SOLE 0 0 2435 ISHARES TR RUS 1000 GRW ETF 464287614 904 3718 SH SOLE 0 0 3718 ISHARES TR CORE S&P US VLU 464287663 217 3154 SH SOLE 0 0 3154 ISHARES TR CORE S&P US GWT 464287671 261 2875 SH SOLE 0 0 2875 SPDR S&P 500 ETF TR TR UNIT 78462F103 574 1449 SH SOLE 0 0 1449 AMAZON COM INC COM 023135106 2775 897 SH SOLE 0 0 897 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1562 6115 SH SOLE 0 0 6115 BOEING CO COM 097023105 437 1715 SH SOLE 0 0 1715 INVESCO QQQ TR UNIT SER 1 46109E107 595 1864 SH SOLE 0 0 1864 AMGEN INC COM 031162100 714 2871 SH SOLE 0 0 2871 ABBOTT LABS COM 002824100 895 7468 SH SOLE 0 0 7468 ALTRIA GROUP INC COM 02209S103 560 10948 SH SOLE 0 0 10948 INTEL CORP COM 458140100 727 11354 SH SOLE 0 0 11354 NOKIA CORP SPONSORED ADR 654902204 92 23323 SH SOLE 0 0 23323 ORACLE CORP COM 68389X105 679 9679 SH SOLE 0 0 9679 DISNEY WALT CO COM 254687106 1661 9003 SH SOLE 0 0 9003 US BANCORP DEL COM NEW 902973304 646 11673 SH SOLE 0 0 11673 JOHNSON & JOHNSON COM 478160104 1204 7327 SH SOLE 0 0 7327 PFIZER INC COM 717081103 790 21799 SH SOLE 0 0 21799 LOWES COS INC COM 548661107 310 1631 SH SOLE 0 0 1631 CHEVRON CORP NEW COM 166764100 658 6284 SH SOLE 0 0 6284 MICROSOFT CORP COM 594918104 3262 13835 SH SOLE 0 0 13835 UNITED PARCEL SERVICE INC CL B 911312106 209 1229 SH SOLE 0 0 1229 AT&T INC COM 00206R102 1744 57604 SH SOLE 0 0 57604 CITIGROUP INC COM NEW 172967424 231 3172 SH SOLE 0 0 3172 CISCO SYS INC COM 17275R102 687 13284 SH SOLE 0 0 13284 DNP SELECT INCOME FD INC COM 23325P104 285 28884 SH SOLE 0 0 28884 INTERNATIONAL BUSINESS MACHS COM 459200101 728 5461 SH SOLE 0 0 5461 COCA COLA CO COM 191216100 3402 64550 SH SOLE 0 0 64550 LOCKHEED MARTIN CORP COM 539830109 271 733 SH SOLE 0 0 733 PEPSICO INC COM 713448108 1246 8811 SH SOLE 0 0 8811 VERIZON COMMUNICATIONS INC COM 92343V104 533 9172 SH SOLE 0 0 9172 SPDR SER TR PRTFLO S&P500 GW 78464A409 108652 1926451 SH SOLE 0 0 1926451 ISHARES TR RUS MD CP GR ETF 464287481 360 3529 SH SOLE 0 0 3529 SPDR SER TR PORTFOLI S&P1500 78464A805 4589 93283 SH SOLE 0 0 93283 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2623 17831 SH SOLE 0 0 17831 WALGREENS BOOTS ALLIANCE INC COM 931427108 254 4622 SH SOLE 0 0 4622 DEERE & CO COM 244199105 519 1386 SH SOLE 0 0 1386 BK OF AMERICA CORP COM 060505104 883 22827 SH SOLE 0 0 22827 STARBUCKS CORP COM 855244109 565 5170 SH SOLE 0 0 5170 EXXON MOBIL CORP COM 30231G102 1869 33470 SH SOLE 0 0 33470 WALMART INC COM 931142103 1808 13313 SH SOLE 0 0 13313 APPLIED MATLS INC COM 038222105 285 2133 SH SOLE 0 0 2133 UNION PAC CORP COM 907818108 297 1350 SH SOLE 0 0 1350 LILLY ELI & CO COM 532457108 579 3099 SH SOLE 0 0 3099 SCHLUMBERGER LTD COM 806857108 212 7781 SH SOLE 0 0 7781 MERCK & CO. INC COM 58933Y105 737 9560 SH SOLE 0 0 9560 PLEXUS CORP COM 729132100 512 5578 SH SOLE 0 0 5578 PROCTER AND GAMBLE CO COM 742718109 10132 74811 SH SOLE 0 0 74811 GENERAL ELECTRIC CO COM 369604103 273 20805 SH SOLE 0 0 20805 KIMBERLY-CLARK CORP COM 494368103 1432 10299 SH SOLE 0 0 10299 HOME DEPOT INC COM 437076102 685 2244 SH SOLE 0 0 2244 MCDONALDS CORP COM 580135101 564 2516 SH SOLE 0 0 2516 NIKE INC CL B 654106103 494 3719 SH SOLE 0 0 3719 JPMORGAN CHASE & CO COM 46625H100 6205 40760 SH SOLE 0 0 40760 SIRIUS XM HOLDINGS INC COM 82968B103 63 10362 SH SOLE 0 0 10362 MONDELEZ INTL INC CL A 609207105 256 4377 SH SOLE 0 0 4377 WELLS FARGO CO NEW COM 949746101 422 10804 SH SOLE 0 0 10804 XCEL ENERGY INC COM 98389B100 220 3315 SH SOLE 0 0 3315 FORD MTR CO DEL COM 345370860 231 18856 SH SOLE 0 0 18856 SOUTHWEST AIRLS CO COM 844741108 226 3699 SH SOLE 0 0 3699 AMERICAN TOWER CORP NEW COM 03027X100 224 939 SH SOLE 0 0 939 RAYTHEON TECHNOLOGIES CORP COM 75513E101 707 9146 SH SOLE 0 0 9146 3M CO COM 88579Y101 421 2186 SH SOLE 0 0 2186 COMCAST CORP NEW CL A 20030N101 477 8821 SH SOLE 0 0 8821 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1058 5120 SH SOLE 0 0 5120 NEXTERA ENERGY INC COM 65339F101 468 6189 SH SOLE 0 0 6189 DUKE ENERGY CORP NEW COM NEW 26441C204 298 3084 SH SOLE 0 0 3084 APPLE INC COM 037833100 9356 76596 SH SOLE 0 0 76596 ALLIANT ENERGY CORP COM 018802108 569 10508 SH SOLE 0 0 10508 SPDR SER TR PRTFLO S&P500 VL 78464A508 112198 2960375 SH SOLE 0 0 2960375 CATERPILLAR INC COM 149123101 430 1857 SH SOLE 0 0 1857 IDEXX LABS INC COM 45168D104 468 956 SH SOLE 0 0 956 SOUTHERN CO COM 842587107 217 3486 SH SOLE 0 0 3486 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1984 38116 SH SOLE 0 0 38116 PNC FINL SVCS GROUP INC COM 693475105 345 1964 SH SOLE 0 0 1964 PROLOGIS INC. COM 74340W103 376 3548 SH SOLE 0 0 3548 ISHARES TR TIPS BD ETF 464287176 985 7845 SH SOLE 0 0 7845 TRAVELERS COMPANIES INC COM 89417E113 210 1396 SH SOLE 0 0 1396 ASSOCIATED BANC CORP COM 045487105 2837 132956 SH SOLE 0 0 132956 HUMANA INC COM 444859102 240 573 SH SOLE 0 0 573 HENRY JACK & ASSOC INC COM 426281101 273 1800 SH SOLE 0 0 1800 OLD SECOND BANCORP INC ILL COM 680277100 267 20210 SH SOLE 0 0 20210 MGM RESORTS INTERNATIONAL COM 552953101 317 8354 SH SOLE 0 0 8354 CINTAS CORP COM 172908105 255 748 SH SOLE 0 0 748 ALPHABET INC CAP STK CL A 02079K305 538 261 SH SOLE 0 0 261 SPDR GOLD TR GOLD SHS 78463V107 251 1572 SH SOLE 0 0 1572 WEC ENERGY GROUP INC COM 92939U106 7817 83522 SH SOLE 0 0 83522 VANGUARD INDEX FDS VALUE ETF 922908744 9259 70429 SH SOLE 0 0 70429 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 293 1283 SH SOLE 0 0 1283 VANGUARD INDEX FDS MID CAP ETF 922908629 14654 66207 SH SOLE 0 0 66207 VANGUARD INDEX FDS SM CP VAL ETF 922908611 278 1677 SH SOLE 0 0 1677 INTUITIVE SURGICAL INC COM NEW 46120E602 382 517 SH SOLE 0 0 517 VANGUARD INDEX FDS SMALL CP ETF 922908751 5283 24679 SH SOLE 0 0 24679 VANGUARD INDEX FDS GROWTH ETF 922908736 12316 47915 SH SOLE 0 0 47915 OSHKOSH CORP COM 688239201 1114 9387 SH SOLE 0 0 9387 VANGUARD INDEX FDS SML CP GRW ETF 922908595 778 2833 SH SOLE 0 0 2833 THERMO FISHER SCIENTIFIC INC COM 883556102 704 1542 SH SOLE 0 0 1542 FIDELITY NATL INFORMATION SV COM 31620M106 2194 15605 SH SOLE 0 0 15605 SALESFORCE COM INC COM 79466L302 222 1046 SH SOLE 0 0 1046 VANGUARD WORLD FDS INF TECH ETF 92204A702 256 715 SH SOLE 0 0 715 SPDR SER TR NUVEEN BLMBRG SR 78468R739 5158 104084 SH SOLE 0 0 104084 MASTERCARD INCORPORATED CL A 57636Q104 288 810 SH SOLE 0 0 810 BANK MONTREAL QUE COM 063671101 557 6246 SH SOLE 0 0 6246 ISHARES TR CORE S&P TTL STK 464287150 27112 295982 SH SOLE 0 0 295982 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1522 7092 SH SOLE 0 0 7092 SPDR SER TR S&P REGL BKG 78464A698 237 3573 SH SOLE 0 0 3573 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 356 2641 SH SOLE 0 0 2641 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 2858 55564 SH SOLE 0 0 55564 MGE ENERGY INC COM 55277P104 222 3108 SH SOLE 0 0 3108 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 610 10058 SH SOLE 0 0 10058 ISHARES TR IBOXX HI YD ETF 464288513 8316 95387 SH SOLE 0 0 95387 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 16116 196086 SH SOLE 0 0 196086 VANGUARD BD INDEX FDS INTERMED TERM 921937819 353 3981 SH SOLE 0 0 3981 DELTA AIR LINES INC DEL COM NEW 247361702 305 6323 SH SOLE 0 0 6323 SPDR SER TR PORTFOLIO S&P400 78464A847 4975 108720 SH SOLE 0 0 108720 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 90470 1067870 SH SOLE 0 0 1067870 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2930 66932 SH SOLE 0 0 66932 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2473 66180 SH SOLE 0 0 66180 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 767 7585 SH SOLE 0 0 7585 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 55305 1126150 SH SOLE 0 0 1126150 ISHARES TR NATIONAL MUN ETF 464288414 485 4175 SH SOLE 0 0 4175 SPDR SER TR NUVEEN BRC MUNIC 78468R721 4576 88588 SH SOLE 0 0 88588 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 337 2626 SH SOLE 0 0 2626 CONTANGO OIL & GAS CO COM NEW 21075N204 330 84602 SH SOLE 0 0 84602 SPDR SER TR SPDR BLOOMBERG 78468R663 770 8410 SH SOLE 0 0 8410 SPDR SER TR BLOOMBERG BRCLYS 78468R622 4343 39920 SH SOLE 0 0 39920 ISHARES TR EAFE SML CP ETF 464288273 5210 72528 SH SOLE 0 0 72528 ISHARES TR GLB INFRASTR ETF 464288372 5645 125255 SH SOLE 0 0 125255 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2173 10494 SH SOLE 0 0 10494 VISA INC COM CL A 92826C839 217 1024 SH SOLE 0 0 1024 PHILIP MORRIS INTL INC COM 718172109 499 5621 SH SOLE 0 0 5621 SPDR SER TR PORTFOLIO S&P500 78464A854 398 8544 SH SOLE 0 0 8544 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 9345 264295 SH SOLE 0 0 264295 SPDR SER TR PORTFOLIO AGRGTE 78464A649 9884 333358 SH SOLE 0 0 333358 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 608 12874 SH SOLE 0 0 12874 ZIOPHARM ONCOLOGY INC COM 98973P101 77 21500 SH SOLE 0 0 21500 FIRST BUS FINL SVCS INC WIS COM 319390100 466 18862 SH SOLE 0 0 18862 BANK FIRST CORP COM 06211J100 687 9166 SH SOLE 0 0 9166 ISHARES TR MODERT ALLOC ETF 464289875 790 18129 SH SOLE 0 0 18129 ISHARES TR CONSER ALLOC ETF 464289883 539 13955 SH SOLE 0 0 13955 ISHARES TR GRWT ALLOCAT ETF 464289867 1387 25891 SH SOLE 0 0 25891 ISHARES TR AGGRES ALLOC ETF 464289859 926 13831 SH SOLE 0 0 13831 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 8304 500514 SH SOLE 0 0 500514 SPDR SER TR PORTFOLIO SHORT 78464A474 4442 141869 SH SOLE 0 0 141869 TESLA INC COM 88160R101 1012 1515 SH SOLE 0 0 1515 ALPS ETF TR ALERIAN MLP 00162Q452 7658 251066 SH SOLE 0 0 251066 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 983 19553 SH SOLE 0 0 19553 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 560 2384 SH SOLE 0 0 2384 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 592 4331 SH SOLE 0 0 4331 ISHARES TR 0-5 YR TIPS ETF 46429B747 1401 13254 SH SOLE 0 0 13254 DBX ETF TR XTRACK MSCI EAFE 233051200 327 9000 SH SOLE 0 0 9000 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1797 49661 SH SOLE 0 0 49661 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 11407 412100 SH SOLE 0 0 412100 SPDR SER TR PORTFOLIO SH TSR 78468R101 237 7741 SH SOLE 0 0 7741 SPDR SER TR BLOOMBERG SRT TR 78468R408 1920 70266 SH SOLE 0 0 70266 FACEBOOK INC CL A 30303M102 512 1739 SH SOLE 0 0 1739 FS KKR CAP CORP II COM 35952V303 213 10889 SH SOLE 0 0 10889 ISHARES INC CORE MSCI EMKT 46434G103 13765 213874 SH SOLE 0 0 213874 ABBVIE INC COM 00287Y109 728 6728 SH SOLE 0 0 6728 SPDR SER TR PORTFOLIO S&P600 78468R853 311 7363 SH SOLE 0 0 7363 ALPHABET INC CAP STK CL C 02079K107 1156 559 SH SOLE 0 0 559 ISHARES TR GLOBAL REIT ETF 46434V647 2175 85342 SH SOLE 0 0 85342 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 21 10000 SH SOLE 0 0 10000 FIDELITY COVINGTON TRUST LTD TRM BD ETF 316188200 1021 19523 SH SOLE 0 0 19523 COUNTY BANCORP INC COM 221907108 762 31776 SH SOLE 0 0 31776 SPDR SER TR PRTFLO S&P500 HI 78468R788 245 6368 SH SOLE 0 0 6368 SCHNEIDER NATIONAL INC CL B 80689H102 241 9646 SH SOLE 0 0 9646 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 8546 165780 SH SOLE 0 0 165780 GENPREX INC COM 372446104 65 15000 SH SOLE 0 0 15000 CARRIER GLOBAL CORPORATION COM 14448C104 703 16645 SH SOLE 0 0 16645 OTIS WORLDWIDE CORP COM 68902V107 258 3774 SH SOLE 0 0 3774 ALPS ETF TR ALERIAN MLP 00162Q452 1 500 SH Call SOLE 0 0 500 APPLE INC COM 037833100 1 100 SH Call SOLE 0 0 100 APPLE INC COM 037833100 3 100 SH Call SOLE 0 0 100 PALANTIR TECHNOLOGIES INC CL A 69608A108 654 28101 SH SOLE 0 0 28101 PALANTIR TECHNOLOGIES INC CL A 69608A108 1 100 SH Call SOLE 0 0 100 PALANTIR TECHNOLOGIES INC CL A 69608A108 1 100 SH Call SOLE 0 0 100 TESLA INC COM 88160R101 0 100 SH Call SOLE 0 0 100 NOKIA CORP SPONSORED ADR 654902204 1 2000 SH Call SOLE 0 0 2000 TESLA INC COM 88160R101 1 100 SH Call SOLE 0 0 100