0001775734-22-000001.txt : 20221216 0001775734-22-000001.hdr.sgml : 20221216 20221216170052 ACCESSION NUMBER: 0001775734-22-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20221216 DATE AS OF CHANGE: 20221216 EFFECTIVENESS DATE: 20221216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beneficient Co Group, L.P. CENTRAL INDEX KEY: 0001775734 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 721573705 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-467805 FILM NUMBER: 221468699 BUSINESS ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2144454705 MAIL ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 D 1 primary_doc.xml X0708 D LIVE 0001775734 Beneficient Co Group, L.P. 325 N. SAINT PAUL STREET SUITE 4850 DALLAS TX TEXAS 75201 2144454705 DELAWARE None None Limited Partnership true N/A Beneficient Management, L.L.C. 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Beneficient Management, L.L.C. is the General Partner of The Beneficient Company Group, L.P. Brad K. Heppner 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Executive Officer, Director and Chairman of the General Partner Derek Fletcher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director President & Chief Fiduciary Officer, Director of the General Partner Jeff Welday 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Global Head of Originations & Distribution Greg Ezell 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Financial Officer Scott Wilson 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Underwriting Officer Maria Rutledge 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Technology Officer Samuel Hikspoors 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Risk Officer Thomas O. Hicks 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Vice Chairman of the General Partner Emily Bowersock Hill 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Richard W. Fisher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Bruce W. Schnitzer 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Dennis P. Lockhart 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Peter Cangany, Jr. 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner James Silk 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Executive Vice President, Chief Legal Officer, Director of the General Partner Other Banking and Financial Services Decline to Disclose 06b false 2022-12-01 true true true true true The Beneficient Company Group, L.P., a Delaware limited partnership to be converted into a Nevada corporation ("Ben") is offering units of Ben in connection with Ben's contemplated business combination with Avalon Acquisition, Inc., a Delaware Corp. 0 Ben Securities Company, L.P. 119441 None None 325 N. ST. PAUL STREET 26th Floor Dallas TX TEXAS 75201 AZ ARIZONA false 901250000 5300000 895950000 Includes $700,000,000 of units, which include warrants with an aggregate exercise price of $201,250,000. Ben's specialized trusts acquired alternative assets from seller with aggregate NAV of approx. $5.3M in exchange for the units. false 1 12495000 true 0 Assumes offering is fully subscribed & maximum sales commissions are paid to Ben Securities Company, L.P., payable half in cash, half in equity securities. If additional broker-dealers participate, Ben may negotiate & pay additional compensation to them. 0 Certain executive officers licensed with Ben Securities Company, L.P. may receive deferred commissions. Amounts are included in Item 15. false Beneficient Co Group, L.P. David Rost David Rost General Counsel 2022-12-15