0001209191-19-049976.txt : 20190917 0001209191-19-049976.hdr.sgml : 20190917 20190917210807 ACCESSION NUMBER: 0001209191-19-049976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190916 FILED AS OF DATE: 20190917 DATE AS OF CHANGE: 20190917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wailes Kyle CENTRAL INDEX KEY: 0001787458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39037 FILM NUMBER: 191098250 MAIL ADDRESS: STREET 1: C/O SMILEDIRECTCLUB, INC. STREET 2: 414 UNION STREET CITY: NASHVILLE STATE: TN ZIP: 37219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmileDirectClub, Inc. CENTRAL INDEX KEY: 0001775625 STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843] IRS NUMBER: 834505317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 UNION STREET CITY: NASHVILLE STATE: TN ZIP: 37219 BUSINESS PHONE: 8008487566 MAIL ADDRESS: STREET 1: 414 UNION STREET CITY: NASHVILLE STATE: TN ZIP: 37219 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-16 0 0001775625 SmileDirectClub, Inc. SDC 0001787458 Wailes Kyle C/O SMILEDIRECTCLUB, INC. 414 UNION STREET NASHVILLE TN 37219 0 1 0 0 Chief Financial Officer Restricted Stock Units 2019-09-16 4 A 0 245997 0.00 A Class A Common Stock 245997 245997 D Restricted Stock Units 2019-09-16 4 A 0 163999 0.00 A 2029-09-16 Class A Common Stock 163999 163999 D Restricted Stock Units 2019-09-16 4 A 0 43478 0.00 A 2029-09-16 Class A Common Stock 43478 43478 D Options 23.00 2019-09-16 4 A 0 130434 0.00 A 2029-09-16 Class A Common Stock 130434 130434 D Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A common stock ("Class A common stock"). These Restricted Stock Units are vested and will be settled in shares of Class A common stock in 24 equal monthly installments from September 16, 2019. These Restricted Stock Units will vest in 24 equal monthly installments from September 16, 2019, provided that the reporting person continues to provide services to the Issuer and SDC Financial. These Restricted Stock Units and Options will vest in equal annual installments over three years from September 16, 2019, provided that the reporting person continues to provide services to the Issuer and SDC Financial. /s/ Kyle Wailes 2019-09-17