0001209191-19-049974.txt : 20190917 0001209191-19-049974.hdr.sgml : 20190917 20190917210720 ACCESSION NUMBER: 0001209191-19-049974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190913 FILED AS OF DATE: 20190917 DATE AS OF CHANGE: 20190917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oswald Kay CENTRAL INDEX KEY: 0001787445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39037 FILM NUMBER: 191098247 MAIL ADDRESS: STREET 1: C/O SMILEDIRECTCLUB, INC. STREET 2: 414 UNION STREET CITY: NASHVILLE STATE: TN ZIP: 37219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmileDirectClub, Inc. CENTRAL INDEX KEY: 0001775625 STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843] IRS NUMBER: 834505317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 UNION STREET CITY: NASHVILLE STATE: TN ZIP: 37219 BUSINESS PHONE: 8008487566 MAIL ADDRESS: STREET 1: 414 UNION STREET CITY: NASHVILLE STATE: TN ZIP: 37219 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-13 0 0001775625 SmileDirectClub, Inc. SDC 0001787445 Oswald Kay C/O SMILEDIRECTCLUB, INC. 414 UNION STREET NASHVILLE TN 37219 0 1 0 0 President of International Class A Common Stock 2019-09-13 4 P 0 2700 17.6401 A 2700 D Restricted Stock Units 2019-09-16 4 A 0 29337 0.00 A Class A Common Stock 29337 29337 D Restricted Stock Units 2019-09-16 4 A 0 88011 0.00 A 2029-09-16 Class A Common Stock 88011 88011 D Restricted Stock Units 2019-09-16 4 A 0 32608 0.00 A 2029-09-16 Class A Common Stock 32608 32608 D Options 23.00 2019-09-16 4 A 0 97826 0.00 A 2029-09-16 Class A Common Stock 97826 97826 D Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A common stock ("Class A common stock"). These Restricted Stock Units are vested and will be settled in shares of Class A common stock as soon as practicable following September 16, 2019, but in no event later than March 15, 2020. These Restricted Stock Units will vest 50% on November 12, 2020 and 50% on November 12, 2021, provided that the reporting person continues to provide services to the Issuer and SDC Financial. These Restricted Stock Units and Options will vest in equal annual installments over three years from September 16, 2019, provided that the reporting person continues to provide services to the Issuer and SDC Financial. /s/ Kay Oswald 2019-09-17