0001209191-19-049974.txt : 20190917
0001209191-19-049974.hdr.sgml : 20190917
20190917210720
ACCESSION NUMBER: 0001209191-19-049974
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190913
FILED AS OF DATE: 20190917
DATE AS OF CHANGE: 20190917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oswald Kay
CENTRAL INDEX KEY: 0001787445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39037
FILM NUMBER: 191098247
MAIL ADDRESS:
STREET 1: C/O SMILEDIRECTCLUB, INC.
STREET 2: 414 UNION STREET
CITY: NASHVILLE
STATE: TN
ZIP: 37219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SmileDirectClub, Inc.
CENTRAL INDEX KEY: 0001775625
STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843]
IRS NUMBER: 834505317
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 414 UNION STREET
CITY: NASHVILLE
STATE: TN
ZIP: 37219
BUSINESS PHONE: 8008487566
MAIL ADDRESS:
STREET 1: 414 UNION STREET
CITY: NASHVILLE
STATE: TN
ZIP: 37219
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-13
0
0001775625
SmileDirectClub, Inc.
SDC
0001787445
Oswald Kay
C/O SMILEDIRECTCLUB, INC.
414 UNION STREET
NASHVILLE
TN
37219
0
1
0
0
President of International
Class A Common Stock
2019-09-13
4
P
0
2700
17.6401
A
2700
D
Restricted Stock Units
2019-09-16
4
A
0
29337
0.00
A
Class A Common Stock
29337
29337
D
Restricted Stock Units
2019-09-16
4
A
0
88011
0.00
A
2029-09-16
Class A Common Stock
88011
88011
D
Restricted Stock Units
2019-09-16
4
A
0
32608
0.00
A
2029-09-16
Class A Common Stock
32608
32608
D
Options
23.00
2019-09-16
4
A
0
97826
0.00
A
2029-09-16
Class A Common Stock
97826
97826
D
Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A common stock ("Class A common stock").
These Restricted Stock Units are vested and will be settled in shares of Class A common stock as soon as practicable following September 16, 2019, but in no event later than March 15, 2020.
These Restricted Stock Units will vest 50% on November 12, 2020 and 50% on November 12, 2021, provided that the reporting person continues to provide services to the Issuer and SDC Financial.
These Restricted Stock Units and Options will vest in equal annual installments over three years from September 16, 2019, provided that the reporting person continues to provide services to the Issuer and SDC Financial.
/s/ Kay Oswald
2019-09-17