0001398344-21-010678.txt : 20210513 0001398344-21-010678.hdr.sgml : 20210513 20210513170514 ACCESSION NUMBER: 0001398344-21-010678 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 EFFECTIVENESS DATE: 20210513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cornerstone Advisors, LLC CENTRAL INDEX KEY: 0001775446 IRS NUMBER: 833627856 STATE OF INCORPORATION: NC FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19858 FILM NUMBER: 21920623 BUSINESS ADDRESS: STREET 1: 1075 HENDERSONVILLE RD. SUITE 250 CITY: ASHEVILLE STATE: NC ZIP: 28803 BUSINESS PHONE: 8282108184 MAIL ADDRESS: STREET 1: 1075 HENDERSONVILLE RD. SUITE 250 CITY: ASHEVILLE STATE: NC ZIP: 28803 FORMER COMPANY: FORMER CONFORMED NAME: Cornerstone Advisors Asset Management LLC DATE OF NAME CHANGE: 20190501 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001775446 XXXXXXXX 03-31-2021 03-31-2021 false Cornerstone Advisors, LLC

1075 HENDERSONVILLE RD. SUITE 250 ASHEVILLE NC 28803

13F HOLDINGS REPORT 028-19858 N Rachel McNabb 828-255-4834 /s/ Rachel McNabb ASHEVILLE NC 05-13-2021 0 177 1141717 INFORMATION TABLE 2 fp0064484_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABORATORIES Common 002824100 7190 60000 SH SOLE 60000 0 0 ABBVIE, INC. Common 00287Y109 14177 131000 SH SOLE 131000 0 0 ABERDEEN EMERGING MARKETS Common 00301W105 1815 209784 SH SOLE 209784 0 0 ABERDEEN JAPAN EQUITY FUN Common 00306J109 334 36985 SH SOLE 36985 0 0 ABERDEEN TOTAL DYNAMIC Common 00326L100 3496 366844 SH SOLE 366844 0 0 ACCENTURE PLC - CLASS A Common G1151C101 5801 21000 SH SOLE 21000 0 0 ADAMS DIVERSIFIED EQUITY Common 006212104 21562 1180839 SH SOLE 1180839 0 0 ADAMS NATURALS RESOURCES Common 00548F105 5448 370347 SH SOLE 370347 0 0 ADOBE, INC. Sh Ben Int 00724F101 7606 16000 SH SOLE 16000 0 0 ADVANCED MICRO DEVICES Sh Ben Int 007903107 6123 78000 SH SOLE 78000 0 0 AFLAC INC Common 001055102 2201 43000 SH SOLE 43000 0 0 AGILENT TECHNOLOGIES INC Common 00846U101 2924 23000 SH SOLE 23000 0 0 AIR PRODUCTS & CHEMICALS Common 009158106 4783 17000 SH SOLE 17000 0 0 ALLIANZGI NFJ DIVIDEND Common 92840R101 5750 417293 SH SOLE 417293 0 0 ALLSTATE CORPORATION Common 020002101 2643 23000 SH SOLE 23000 0 0 ALPHABET, INC. - CLASS C Common 02079K107 51716 25000 SH SOLE 25000 0 0 AMAZON.COM INC Common, Cl C 023135106 93441 30200 SH SOLE 30200 0 0 AMERICAN EXPRESS COMPANY Common, Cl A 025816109 1697 12000 SH SOLE 12000 0 0 American Water Works Common 030420103 2099 14000 SH SOLE 14000 0 0 AMGEN, INC. Common 031162100 4479 18000 SH SOLE 18000 0 0 ANTHEM, INC. Common 036752103 5743 16000 SH SOLE 16000 0 0 AON PLC Common G0403H108 3912 17000 SH SOLE 17000 0 0 APPLE, INC. Common 037833100 67305 551000 SH SOLE 551000 0 0 APPLIED MATERIALS INC Common 038222105 7882 59000 SH SOLE 59000 0 0 AUTODESK INC Common 052769106 1663 6000 SH SOLE 6000 0 0 AUTOMATIC DATA PROCESSING Common 053015103 5089 27000 SH SOLE 27000 0 0 BALL CORP Common 058498106 1695 20000 SH SOLE 20000 0 0 BERKSHIRE HATHAWAY INC-B Common 084670702 9963 39000 SH SOLE 39000 0 0 BEST BUY CO INC Common 086516101 1263 11000 SH SOLE 11000 0 0 BIOGEN IDEC, INC. Common 09062X103 2518 9000 SH SOLE 9000 0 0 BLACK ROCK HEALTH SCI TR Common, Cl B 09260E105 12076 459157 SH SOLE 459157 0 0 BLACKROCK INTERNTNL GR IN Common 092524107 152 25044 SH SOLE 25044 0 0 BLACKROCK, INC. Common 09247X101 7540 10000 SH SOLE 10000 0 0 BOSTON SCIENTIFIC CORP Common 101137107 3556 92000 SH SOLE 92000 0 0 BRISTOL-MYERS SQUIBB CO Common 110122108 3030 48000 SH SOLE 48000 0 0 CALAMOS LONG SHORT EQ Common 12812C106 4243 211000 SH SOLE 211000 0 0 CAPITAL ONE FINANCIAL CRP Common 14040H105 636 5000 SH SOLE 5000 0 0 CATERPILLAR INC Sh Ben Int 149123101 8347 36000 SH SOLE 36000 0 0 CENTENE CORPORATION Common 15135B101 2684 42000 SH SOLE 42000 0 0 CENTRAL EUROPE RUSSIA & T Common 153436100 1381 57361 SH SOLE 57361 0 0 CHARLES SCHWAB CORP Common 808513105 5997 92000 SH SOLE 92000 0 0 CHARTER COMMUNICATIONS -A Common 16119P108 10674 17300 SH SOLE 17300 0 0 CHUBB LTD Common H1467J104 2843 18000 SH SOLE 18000 0 0 CIGNA CORP Common 125523100 5646 23354 SH SOLE 23354 0 0 CINTAS CORP Common 172908105 2730 8000 SH SOLE 8000 0 0 CISCO SYSTEMS INC Common 17275R102 11531 223000 SH SOLE 223000 0 0 CLEARBRIDGE ENERGY OPPORT Common 18469P209 2479 132716 SH SOLE 132716 0 0 CLEARBRIDGE MLP & MID TOT Common 18469Q207 913 45538 SH SOLE 45538 0 0 CLEARBRIDGE MLP & MIDSTRE Common 184692200 304 13000 SH SOLE 13000 0 0 COLGATE-PALMOLIVE COMPANY Common 194162103 4257 54000 SH SOLE 54000 0 0 COMCAST CORP - CLASS A Common 20030N101 16449 304000 SH SOLE 304000 0 0 COSTCO WHOLESALE CORP Common 22160K105 13923 39500 SH SOLE 39500 0 0 CSX CORPORATION Common 126408103 2218 23000 SH SOLE 23000 0 0 CUMMINS INC. Common 231021106 1814 7000 SH SOLE 7000 0 0 CUSHING INFRA INCM FND Common 231647207 666 16500 SH SOLE 16500 0 0 CVS HEALTH CORP Common 126650100 7072 94000 SH SOLE 94000 0 0 DEERE & COMPANY Common, Cl A 244199105 7296 19500 SH SOLE 19500 0 0 DELAWARE ENHANCED GBL DIV Common 246060107 927 94491 SH SOLE 94491 0 0 DexCom Inc Common 252131107 2156 6000 SH SOLE 6000 0 0 Dollar General Corp Common 256677105 4255 21000 SH SOLE 21000 0 0 EATON CORP PLC Common G29183103 3595 26000 SH SOLE 26000 0 0 EBAY INC Common 278642103 2940 48000 SH SOLE 48000 0 0 ECOLAB INC Sh Ben Int 278865100 3425 16000 SH SOLE 16000 0 0 EDWARDS LIFESCIENCES Common 28176E108 3262 39000 SH SOLE 39000 0 0 ELI LILLY & CO Common 532457108 5605 30000 SH SOLE 30000 0 0 EMERSON ELECTRIC COMPANY Common 291011104 3789 42000 SH SOLE 42000 0 0 ENERGY SELECT SECTOR SPDR Common 81369Y506 13442 274000 SH SOLE 274000 0 0 ESTEE LAUDER CO. - CL A Common 518439104 4072 14000 SH SOLE 14000 0 0 EVERSOURCE ENERGY Common 30040W108 1905 22000 SH SOLE 22000 0 0 FASTENAL COMPANY Common 311900104 2061 41000 SH SOLE 41000 0 0 FEDEX CORPORATION Common 31428X106 4545 16000 SH SOLE 16000 0 0 FIDELITY NATL INFORM SERV Common 31620M106 5484 39000 SH SOLE 39000 0 0 FIRST TR/DYN EUR EQTY INC Common 33740D107 3683 290002 SH SOLE 290002 0 0 FIRST TRUST ENERGY Common 33738C103 368 29704 SH SOLE 29704 0 0 FISERV Common 337738108 5714 48000 SH SOLE 48000 0 0 FREEPORT MCMORAN, INC. Common 35671D857 2964 90000 SH SOLE 90000 0 0 GABELLI DIVIDEND & INCOME Common 36242H104 7052 294314 SH SOLE 294314 0 0 GABELLI GLBL SMALL & MID Sh Ben Int 36249W104 1182 81048 SH SOLE 81048 0 0 GAMCO GLOBAL GOLD NATURAL Sh Ben Int 36465A109 1225 353000 SH SOLE 353000 0 0 GAMCO NATURAL RESOURCES Common 36465E101 1769 352316 SH SOLE 352316 0 0 GENERAL AMERICAN INVESTOR Sh Ben Int 368802104 17511 439530 SH SOLE 439530 0 0 GENERAL DYNAMICS CORP Sh Ben Int 369550108 4176 23000 SH SOLE 23000 0 0 GENERAL MILLS INC Common 370334104 736 12000 SH SOLE 12000 0 0 GOLDMAN SACHS GROUP INC Sh Ben Int 38141G104 6867 21000 SH SOLE 21000 0 0 GOLDMAN SACHS MLP ENERGY Sh Ben Int 38148G206 383 39515 SH SOLE 39515 0 0 GUGGENHEIM ENH EQ INC FD Common 40167B100 4679 648901 SH SOLE 648901 0 0 HCA HEALTHCARE, INC. Common 40412C101 3202 17000 SH SOLE 17000 0 0 HILTON WORLDWIDE HOLDINGS Common 43300A203 1935 16000 SH SOLE 16000 0 0 HONEYWELL INTERNATL INC Common 438516106 9768 45000 SH SOLE 45000 0 0 HP, INC. Common 40434L105 2477 78000 SH SOLE 78000 0 0 IDEXX LABORATORIES INC Common 45168D104 2936 6000 SH SOLE 6000 0 0 INTEL CORPORATION Common 458140100 16832 263000 SH SOLE 263000 0 0 INTERCONTINENTAL EXCHANGE Common 45866F104 3685 33000 SH SOLE 33000 0 0 INTUIT INC Common 461202103 1915 5000 SH SOLE 5000 0 0 INVESCO QQQ TRUST SERIES Common 46090E103 7659 24000 SH SOLE 24000 0 0 IQVIA HOLDINGS INC. Common 46266C105 1545 8000 SH SOLE 8000 0 0 JAPAN SMALLER CAPITAL FD Common 47109U104 3088 332067 SH SOLE 332067 0 0 JOHNSON & JOHNSON Common 478160104 14529 88400 SH SOLE 88400 0 0 JPMORGAN CHASE & CO Common 46625H100 26031 171000 SH SOLE 171000 0 0 KAYNE ANDERSON MIDSTREAM Common 48661E108 1769 265663 SH SOLE 265663 0 0 KAYNE ANDERSON MLP INVEST Common 486606106 1613 225000 SH SOLE 225000 0 0 KOREA FUND, INC. Common 500634209 225 5189 SH SOLE 5189 0 0 KROGER COMPANY Common 501044101 2159 60000 SH SOLE 60000 0 0 LAM RESEARCH CORP. Common 512807108 2381 4000 SH SOLE 4000 0 0 LMP CAPITAL & INCOME FUND Common 50208A102 4967 391118 SH SOLE 391118 0 0 LOCKHEED MARTIN CORP Common 539830109 2956 8000 SH SOLE 8000 0 0 MACQUARIE GL TOTAL RE FD Common 55608D101 4696 214812 SH SOLE 214812 0 0 MARSH & MCLENNAN COS INC Common 571748102 3532 29000 SH SOLE 29000 0 0 MASTERCARD INC - CLASS A Common 57636Q104 19583 55000 SH SOLE 55000 0 0 MCKESSON CORP. Common 58155Q103 390 2000 SH SOLE 2000 0 0 MERCK & CO., INC. Common 58933Y105 12180 158000 SH SOLE 158000 0 0 MICRON TECHNOLOGY INC Common 595112103 2205 25000 SH SOLE 25000 0 0 MICROSOFT CORPORATION Common 594918104 54227 230000 SH SOLE 230000 0 0 MORGAN STANLEY Common 617446448 2951 38000 SH SOLE 38000 0 0 MORGAN STANLEY INDIA INV Common 61745C105 4766 204443 SH SOLE 204443 0 0 NETFLIX, INC. Common 64110L106 16171 31000 SH SOLE 31000 0 0 NEUBERGER BERMAN REAL EST Sh Ben Int 64190A103 194 42632 SH SOLE 42632 0 0 NEW GERMANY FUND. INC. Sh Ben Int 644465106 1167 59008 SH SOLE 59008 0 0 NEWMONT CORPORATION Common 651639106 2170 36000 SH SOLE 36000 0 0 NEXTERA ENERGY, INC. Common 65339F101 5444 72000 SH SOLE 72000 0 0 NORFOLK SOUTHERN CORP Common 655844108 2148 8000 SH SOLE 8000 0 0 NORTHROP GRUMMAN CORP Sh Ben Int 666807102 1942 6000 SH SOLE 6000 0 0 NUBRGR BRMN MLP ENRGY INC Sh Ben Int 64129H104 4246 1010952 SH SOLE 1010952 0 0 NUVEEN DOW30 DYN OVERWRT Common 67075F105 1459 89757 SH SOLE 89757 0 0 NUVEEN REAL ASSET INCOME Common 67074Y105 3229 219358 SH SOLE 219358 0 0 NUVEEN REAL ESTATE INC Common 67071B108 2568 267753 SH SOLE 267753 0 0 NUVEEN TAX-ADV DIV FUND Common 67073G105 2060 136341 SH SOLE 136341 0 0 NUVEEN TAX-ADV TOT RET ST Common 67090H102 477 44438 SH SOLE 44438 0 0 NVIDIA CORP Common 67066G104 10679 20000 SH SOLE 20000 0 0 ORACLE CORPORATION Common 68389X105 12420 177000 SH SOLE 177000 0 0 PARKER HANNIFIN CORP Common 701094104 2523 8000 SH SOLE 8000 0 0 PNC FINANCIAL SERVICES GR Common 693475105 1403 8000 SH SOLE 8000 0 0 PPG INDUSTRIES INC Common 693506107 2254 15000 SH SOLE 15000 0 0 PROCTER AND GAMBLE CO. Common 742718109 27221 201000 SH SOLE 201000 0 0 PROGRESSIVE CORPORATION Common 743315103 4111 43000 SH SOLE 43000 0 0 PUBLIC SERVICE ENTPRS GR Common 744573106 1927 32000 SH SOLE 32000 0 0 QUALCOMM, INC. Common 747525103 9149 69000 SH SOLE 69000 0 0 REGENERON PHARMACEUTICALS Common 75886F107 2366 5000 SH SOLE 5000 0 0 ROPER TECHNOLOGIES INC. Common 776696106 1210 3000 SH SOLE 3000 0 0 ROYCE GLOBAL VALUE TRUST Common 78081T104 148 10413 SH SOLE 10413 0 0 ROYCE MICRO-CAP TRUST INC Common 780915104 6729 595468 SH SOLE 595468 0 0 ROYCE VALUE TRUST, INC. Common 780910105 12559 693468 SH SOLE 693468 0 0 S&P GLOBAL INC Common 78409V104 5293 15000 SH SOLE 15000 0 0 SALESFORCE.COM INC Common 79466L302 3390 16000 SH SOLE 16000 0 0 SBA COMMUNICATIONS CORP Common 78410G104 1943 7000 SH SOLE 7000 0 0 SHERWIN-WILLIAMS CO Common 824348106 5166 7000 SH SOLE 7000 0 0 SPROTT FOCUS TRUST, INC. Common 85208J109 1110 141807 SH SOLE 141807 0 0 STRYKER CORPORATION Common 863667101 5602 23000 SH SOLE 23000 0 0 SWISS HELVETIA FUND Common 870875101 667 75889 SH SOLE 75889 0 0 SYNOPSYS INC Common 871607107 2230 9000 SH SOLE 9000 0 0 T ROWE PRICE GROUP INC Common 74144T108 1544 9000 SH SOLE 9000 0 0 TARGET CORPORATION Sh Ben Int 87612E106 7329 37000 SH SOLE 37000 0 0 TECHNOLOGY SELECT SPDR Common 81369Y803 5312 40000 SH SOLE 40000 0 0 TESLA, INC. Common 88160R101 18702 28000 SH SOLE 28000 0 0 TEXAS INSTRUMENTS INC Common 882508104 1890 10000 SH SOLE 10000 0 0 THE GABELLI HLTHCARE WELL Sh Ben Int 36246K103 2752 220845 SH SOLE 220845 0 0 THE GDL FUND Common 361570104 2279 255253 SH SOLE 255253 0 0 THE MEXICO FUND, INC. Common 592835102 684 48329 SH SOLE 48329 0 0 THE SOUTHERN COMPANY Common 842587107 746 12000 SH SOLE 12000 0 0 THE TJX COMPANIES INC Common 872540109 4472 67600 SH SOLE 67600 0 0 THE TRAVELERS COS, INC. Common 89417E109 2256 15000 SH SOLE 15000 0 0 THE WALT DISNEY CO Sh Ben Int 254687106 21220 115000 SH SOLE 115000 0 0 THERMO FISHER SCIENTIFIC Common 883556102 13691 30000 SH SOLE 30000 0 0 TRI CONTINENTAL Common 895436103 5648 174145 SH SOLE 174145 0 0 TRUIST FINANCIAL CORP Sh Ben Int 89832Q109 6355 108965 SH SOLE 108965 0 0 UNION PACIFIC CORP Common 907818108 9478 43000 SH SOLE 43000 0 0 UNITED PARCEL SERVICE B Common 911312106 13191 77600 SH SOLE 77600 0 0 VERISK ANALYTICS INC Common 92345Y106 530 3000 SH SOLE 3000 0 0 VERTEX PHARMACEUTICALS Common 92532F100 2794 13000 SH SOLE 13000 0 0 VIRTUS ALLIANZGI AI Common 92838Y100 2069 77889 SH SOLE 77889 0 0 VIRTUS ALLIANZGI EQUITY Sh Ben Int 92841M101 3034 108324 SH SOLE 108324 0 0 VISA, INC. - CLASS A Common 92826C839 11433 54000 SH SOLE 54000 0 0 WALMART, INC. Common 931142103 6248 46000 SH SOLE 46000 0 0 WASTE MANAGEMENT INC Sh Ben Int 94106L109 1032 8000 SH SOLE 8000 0 0 WEC ENERGY GROUP INC Common 92939U106 655 7000 SH SOLE 7000 0 0 XCEL ENERGY, INC. Common 98389B100 2328 35000 SH SOLE 35000 0 0 ZIMMER BIOMET HOLDINGS Common 98956P102 1921 12000 SH SOLE 12000 0 0