0001606587-21-000915.txt : 20210727 0001606587-21-000915.hdr.sgml : 20210727 20210727120944 ACCESSION NUMBER: 0001606587-21-000915 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210727 DATE AS OF CHANGE: 20210727 EFFECTIVENESS DATE: 20210727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Joseph P. Lucia & Associates, LLC CENTRAL INDEX KEY: 0001775391 IRS NUMBER: 262909413 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19484 FILM NUMBER: 211116871 BUSINESS ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 BUSINESS PHONE: 9143526600 MAIL ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001775391 XXXXXXXX 06-30-2021 06-30-2021 false Joseph P. Lucia & Associates, LLC

3505 Hill Blvd. Suite J Yorktown Heights NY 10598

13F HOLDINGS REPORT 028-19484 N Joseph P. Lucia 845-621-7200 Joseph P. Lucia Yorktown Heights NY 07-27-2021 0 604 167356 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACV AUCTIONS INC COM CL A 00091G104 0 12 SH SOLE NONE 0 0 12 AGNC INVT CORP COM 00123Q104 34 2000 SH SOLE NONE 0 0 2000 ALPS ETF TR ALERIAN MLP 00162Q452 4 100 SH SOLE NONE 0 0 100 ALPS ETF TR SECTR DIV DOGS 00162Q858 1720 32475 SH SOLE NONE 0 0 32475 AMC ENTMT HLDGS INC CL A COM 00165C104 3 60 SH SOLE NONE 0 0 60 AT&T INC COM 00206R102 79 2756 SH SOLE NONE 0 0 2756 ARK ETF TR INNOVATION ETF 00214Q104 6 48 SH SOLE NONE 0 0 48 ARK ETF TR GENOMIC REV ETF 00214Q302 3 32 SH SOLE NONE 0 0 32 ARK ETF TR FINTECH INNOVA 00214Q708 3 50 SH SOLE NONE 0 0 50 ABBVIE INC COM 00287Y109 60 532 SH SOLE NONE 0 0 532 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 10 1000 SH SOLE NONE 0 0 1000 ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 2 50 SH SOLE NONE 0 0 50 ADOBE SYSTEMS INCORPORATED COM 00724F101 4 6 SH SOLE NONE 0 0 6 ADVISORSHARES TR PURE US CANNABIS 00768Y453 100 2490 SH SOLE NONE 0 0 2490 ADVISORSHARES TR VICE E T F 00768Y545 5 130 SH SOLE NONE 0 0 130 ADVANSIX INC COM 00773T101 0 1 SH SOLE NONE 0 0 1 ADVANCED MICRO DEVICES INC COM 007903107 143 1521 SH SOLE NONE 0 0 1521 AEVA TECHNOLOGIES INC COM 00835Q103 0 20 SH SOLE NONE 0 0 20 AGEAGLE AERIAL SYS INC NEW COM 00848K101 1 101 SH SOLE NONE 0 0 101 ALEXANDERS INC COM 014752109 3 10 SH SOLE NONE 0 0 10 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 63 278 SH SOLE NONE 0 0 278 ALPHABET INC CAP STK CL C 02079K107 1053 420 SH SOLE NONE 0 0 420 ALPHABET INC CAP STK CL A 02079K305 1377 564 SH SOLE NONE 0 0 564 AMARIN CORP PLC SPONS ADR NEW 023111206 3 575 SH SOLE NONE 0 0 575 AMAZON COM INC COM 023135106 2281 663 SH SOLE NONE 0 0 663 AMERICAN AIRLS GROUP INC COM 02376R102 19 900 SH SOLE NONE 0 0 900 AMERICAN CENTY ETF TR STOXX US QUALT 025072208 146 2942 SH SOLE NONE 0 0 2942 AMERICAN CENTY ETF TR QUALITY DIVRSFED 025072406 96 1856 SH SOLE NONE 0 0 1856 AMERICAN CENTY ETF TR DIVERSIFIED MU 025072505 11 190 SH SOLE NONE 0 0 190 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 20 316 SH SOLE NONE 0 0 316 AMERICAN CENTY ETF TR SUSTAINABLE EQTY 025072752 80 1484 SH SOLE NONE 0 0 1484 AMERICAN CENTY ETF TR FOCUSED DYNAMIC 025072810 87 1066 SH SOLE NONE 0 0 1066 AMERICAN CENTY ETF TR US SML CP VALU 025072877 214 2821 SH SOLE NONE 0 0 2821 AMERICAN EXPRESS CO COM 025816109 50 300 SH SOLE NONE 0 0 300 AMERICAN FINL GROUP INC OHIO COM 025932104 3 22 SH SOLE NONE 0 0 22 AMERICAN TOWER CORP NEW COM 03027X100 2 8 SH SOLE NONE 0 0 8 AMERIPRISE FINL INC COM 03076C106 19 75 SH SOLE NONE 0 0 75 AMGEN INC COM 031162100 18 75 SH SOLE NONE 0 0 75 AMPHENOL CORP NEW CL A 032095101 7 100 SH SOLE NONE 0 0 100 ANALOG DEVICES INC COM 032654105 0 1 SH SOLE NONE 0 0 1 ANNALY CAPITAL MANAGEMENT IN COM 035710409 25 2820 SH SOLE NONE 0 0 2820 APPLE INC COM 037833100 3962 28924 SH SOLE NONE 0 0 28924 APPHARVEST INC COM 03783T103 2 150 SH SOLE NONE 0 0 150 APPLIED MATLS INC COM 038222105 71 500 SH SOLE NONE 0 0 500 ARENA PHARMACEUTICALS INC COM NEW 040047607 15 225 SH SOLE NONE 0 0 225 ARROW ETF TR ARROW DJ GLB YLD 04273H104 41 2695 SH SOLE NONE 0 0 2695 AVANTOR INC COM 05352A100 3 89 SH SOLE NONE 0 0 89 AVERY DENNISON CORP COM 053611109 3 13 SH SOLE NONE 0 0 13 B & G FOODS INC NEW COM 05508R106 16 500 SH SOLE NONE 0 0 500 BHP GROUP PLC SPONSORED ADR 05545E209 12 200 SH SOLE NONE 0 0 200 BP PLC SPONSORED ADR 055622104 5 207 SH SOLE NONE 0 0 207 BAIDU INC SPON ADR REP A 056752108 13 62 SH SOLE NONE 0 0 62 BANCO SANTANDER S.A. ADR 05964H105 2 521 SH SOLE NONE 0 0 521 BK OF AMERICA CORP COM 060505104 183 4439 SH SOLE NONE 0 0 4439 BARCLAYS BANK PLC IPSPGS TTL ETN 06738C794 105 6804 SH SOLE NONE 0 0 6804 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 127 456 SH SOLE NONE 0 0 456 BEST BUY INC COM 086516101 3 24 SH SOLE NONE 0 0 24 BEYOND MEAT INC COM 08862E109 3 22 SH SOLE NONE 0 0 22 BIOGEN INC COM 09062X103 16 46 SH SOLE NONE 0 0 46 BLACKBERRY LTD COM 09228F103 0 1 SH SOLE NONE 0 0 1 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 58 3850 SH SOLE NONE 0 0 3850 BLACKROCK LTD DURATION INCOM COM SHS 09249W101 34 2000 SH SOLE NONE 0 0 2000 BLACKROCK CR ALLOCATION INCO COM 092508100 0 0 SH SOLE NONE 0 0 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 25 1500 SH SOLE NONE 0 0 1500 BLACKSTONE MTG TR INC COM CL A 09257W100 133 4185 SH SOLE NONE 0 0 4185 BLACKSTONE GROUP INC COM 09260D107 0 3 SH SOLE NONE 0 0 3 BLUCORA INC COM 095229100 1 33 SH SOLE NONE 0 0 33 BOEING CO COM 097023105 322 1345 SH SOLE NONE 0 0 1345 BOOKING HOLDINGS INC COM 09857L108 120 55 SH SOLE NONE 0 0 55 BORGWARNER INC COM 099724106 3 63 SH SOLE NONE 0 0 63 BOSTON OMAHA CORP COM 101044105 3 100 SH SOLE NONE 0 0 100 BOSTON SCIENTIFIC CORP COM 101137107 1 29 SH SOLE NONE 0 0 29 BRIGHTHOUSE FINL INC COM 10922N103 0 1 SH SOLE NONE 0 0 1 BRISTOL-MYERS SQUIBB CO COM 110122108 20 300 SH SOLE NONE 0 0 300 BUTTERFLY NETWORK INC COM CL A 124155102 1 50 SH SOLE NONE 0 0 50 CIGNA CORP NEW COM 125523100 4 17 SH SOLE NONE 0 0 17 CMS ENERGY CORP COM 125896100 2 34 SH SOLE NONE 0 0 34 CVS HEALTH CORP COM 126650100 518 6207 SH SOLE NONE 0 0 6207 CADENCE DESIGN SYSTEM INC COM 127387108 3 22 SH SOLE NONE 0 0 22 CAESARS ENTERTAINMENT INC NE COM 12769G100 0 2 SH SOLE NONE 0 0 2 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 23 1395 SH SOLE NONE 0 0 1395 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 247 3850 SH SOLE NONE 0 0 3850 CANADIAN IMP BK COMM COM 136069101 3 25 SH SOLE NONE 0 0 25 CANON INC SPONSORED ADR 138006309 2 70 SH SOLE NONE 0 0 70 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250 ISHARES TR IBOXX INV CP ETF 464287242 1176 8750 SH SOLE NONE 0 0 8750 ISHARES TR GLOBAL TECH ETF 464287291 10 30 SH SOLE NONE 0 0 30 ISHARES TR S&P 500 VAL ETF 464287408 26 175 SH SOLE NONE 0 0 175 ISHARES TR 20 YR TR BD ETF 464287432 962 6662 SH SOLE NONE 0 0 6662 ISHARES TR BARCLAYS 7 10 YR 464287440 222 1919 SH SOLE NONE 0 0 1919 ISHARES TR 1 3 YR TREAS BD 464287457 308 3576 SH SOLE NONE 0 0 3576 ISHARES TR RUS MDCP VAL ETF 464287473 25 221 SH SOLE NONE 0 0 221 ISHARES TR RUS MD CP GR ETF 464287481 11 100 SH SOLE NONE 0 0 100 ISHARES TR ISHARES SEMICDTR 464287523 429 945 SH SOLE NONE 0 0 945 ISHARES TR ISHARES BIOTECH 464287556 742 4536 SH SOLE NONE 0 0 4536 ISHARES TR GLOBAL 100 ETF 464287572 7 101 SH SOLE NONE 0 0 101 ISHARES TR RUS 1000 VAL ETF 464287598 32 200 SH SOLE NONE 0 0 200 ISHARES TR S&P MC 400GR ETF 464287606 11 136 SH SOLE NONE 0 0 136 ISHARES TR RUS 1000 GRW ETF 464287614 68 250 SH SOLE NONE 0 0 250 ISHARES TR RUSSELL 2000 ETF 464287655 28 124 SH SOLE NONE 0 0 124 ISHARES TR CORE S&P US VLU 464287663 28 390 SH SOLE NONE 0 0 390 ISHARES TR RUSSELL 3000 ETF 464287689 40 155 SH SOLE NONE 0 0 155 ISHARES TR S&P MC 400VL ETF 464287705 8 78 SH SOLE NONE 0 0 78 ISHARES TR US HLTHCARE ETF 464287762 48 175 SH SOLE NONE 0 0 175 ISHARES TR U.S. FINLS ETF 464287788 46 570 SH SOLE NONE 0 0 570 ISHARES TR CORE S&P SCP ETF 464287804 10 87 SH SOLE NONE 0 0 87 ISHARES TR EUROPE ETF 464287861 13 235 SH SOLE NONE 0 0 235 ISHARES TR SP SMCP600VL ETF 464287879 212 2014 SH SOLE NONE 0 0 2014 ISHARES TR S&P SML 600 GWT 464287887 3 24 SH SOLE NONE 0 0 24 ISHARES TR AGENCY BOND ETF 464288166 9 80 SH SOLE NONE 0 0 80 ISHARES TR GL CLEAN ENE ETF 464288224 370 15774 SH SOLE NONE 0 0 15774 ISHARES TR JPMORGAN USD EMG 464288281 102 907 SH SOLE NONE 0 0 907 ISHARES TR NEW YORK MUN ETF 464288323 234 4006 SH SOLE NONE 0 0 4006 ISHARES TR CALIF MUN BD ETF 464288356 25 400 SH SOLE NONE 0 0 400 ISHARES TR MRGSTR MD CP VAL 464288406 164 2550 SH SOLE NONE 0 0 2550 ISHARES TR NATIONAL MUN ETF 464288414 42 360 SH SOLE NONE 0 0 360 ISHARES TR IBOXX HI YD ETF 464288513 286 3244 SH SOLE NONE 0 0 3244 ISHARES TR MSCI KLD400 SOC 464288570 2 30 SH SOLE NONE 0 0 30 ISHARES TR MBS ETF 464288588 9 85 SH SOLE NONE 0 0 85 ISHARES TR INTRM GOV CR ETF 464288612 18 160 SH SOLE NONE 0 0 160 ISHARES TR ISHS 5-10YR INVT 464288638 9 155 SH SOLE NONE 0 0 155 ISHARES TR ISHS 1-5YR INVS 464288646 50 905 SH SOLE NONE 0 0 905 ISHARES TR 3 7 YR TREAS BD 464288661 14 110 SH SOLE NONE 0 0 110 ISHARES TR PFD AND INCM SEC 464288687 2666 67787 SH SOLE NONE 0 0 67787 ISHARES TR US HOME CONS ETF 464288752 102 1470 SH SOLE NONE 0 0 1470 ISHARES TR US AER DEF ETF 464288760 1132 10331 SH SOLE NONE 0 0 10331 ISHARES TR U.S. MED DVC ETF 464288810 1943 5382 SH SOLE NONE 0 0 5382 ISHARES TR US HLTHCR PR ETF 464288828 275 1033 SH SOLE NONE 0 0 1033 ISHARES TR U.S. PHARMA ETF 464288836 92 495 SH SOLE NONE 0 0 495 ISHARES TR MICRO-CAP ETF 464288869 285 1865 SH SOLE NONE 0 0 1865 ISHARES TR MSCI EURO FL ETF 464289180 4 200 SH SOLE NONE 0 0 200 ISHARES TR AGGRES ALLOC ETF 464289859 0 4 SH SOLE NONE 0 0 4 ISHARES SILVER TR ISHARES 46428Q109 130 5385 SH SOLE NONE 0 0 5385 ISHARES TR A RATE CP BD ETF 46429B291 14 245 SH SOLE NONE 0 0 245 ISHARES TR FLTG RATE NT ETF 46429B655 200 3940 SH SOLE NONE 0 0 3940 ISHARES TR CORE HIGH DV ETF 46429B663 32 328 SH SOLE NONE 0 0 328 ISHARES U S ETF TR HEALTHCARE 46431W689 4 100 SH SOLE NONE 0 0 100 ISHARES TR MSCI USA MMENTM 46432F396 570 3287 SH SOLE NONE 0 0 3287 ISHARES TR 0-5YR INVT GR CP 46434V100 24 470 SH SOLE NONE 0 0 470 ISHARES TR MSCI INTL QUALTY 46434V456 20 521 SH SOLE NONE 0 0 521 ISHARES TR BLACKROCK ULTRA 46434V878 25 500 SH SOLE NONE 0 0 500 ISHARES TR MORTGE REL ETF 46435G342 453 12209 SH SOLE NONE 0 0 12209 ISHARES TR ESG AWR MSCI USA 46435G425 2 25 SH SOLE NONE 0 0 25 ISHARES TR US INFRASTRUC 46435U713 7 210 SH SOLE NONE 0 0 210 JPMORGAN CHASE & CO COM 46625H100 326 2097 SH SOLE NONE 0 0 2097 JD.COM INC SPON ADR CL A 47215P106 5 57 SH SOLE NONE 0 0 57 JETBLUE AWYS CORP COM 477143101 8 503 SH SOLE NONE 0 0 503 JOHNSON & JOHNSON COM 478160104 39 235 SH SOLE NONE 0 0 235 JUPITER WELLNESS INC COM NEW 48208F105 0 50 SH SOLE NONE 0 0 50 KKR INCOME OPPORTUNITIES FD COM 48249T106 1748 104768 SH SOLE NONE 0 0 104768 KELLOGG CO COM 487836108 6 92 SH SOLE NONE 0 0 92 KIMBERLY-CLARK CORP COM 494368103 2 18 SH SOLE NONE 0 0 18 KINDER MORGAN INC DEL COM 49456B101 30 1625 SH SOLE NONE 0 0 1625 KITE RLTY GROUP TR COM NEW 49803T300 19 880 SH SOLE NONE 0 0 880 KOHLS CORP COM 500255104 32 589 SH SOLE NONE 0 0 589 KOPIN CORP COM 500600101 0 1 SH SOLE NONE 0 0 1 KRANESHARES TR CSI CHI INTERNET 500767306 307 4400 SH SOLE NONE 0 0 4400 KULR TECHNOLOGY GROUP INC COM 50125G109 0 80 SH SOLE NONE 0 0 80 LPL FINL HLDGS INC COM 50212V100 2 18 SH SOLE NONE 0 0 18 LAS VEGAS SANDS CORP COM 517834107 5 88 SH SOLE NONE 0 0 88 LEGG MASON ETF INVT TR L VOL H DIV ETF 52468L406 6 170 SH SOLE NONE 0 0 170 LENSAR INC COM 52634L108 0 7 SH SOLE NONE 0 0 7 LESLIES INC COM 527064109 5 174 SH SOLE NONE 0 0 174 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 3 340 SH SOLE NONE 0 0 340 LIMELIGHT NETWORKS INC COM 53261M104 1 425 SH SOLE NONE 0 0 425 THE LION ELECTRIC COMPANY COMMON STOCK 536221104 0 1 SH SOLE NONE 0 0 1 LISTED FD TR ROUNDHILL SPORTS 53656F789 465 15314 SH SOLE NONE 0 0 15314 LIVE NATION ENTERTAINMENT IN COM 538034109 112 1279 SH SOLE NONE 0 0 1279 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 5 1811 SH SOLE NONE 0 0 1811 LOWES COS INC COM 548661107 26 136 SH SOLE NONE 0 0 136 MGM RESORTS INTERNATIONAL COM 552953101 9 200 SH SOLE NONE 0 0 200 MADISON SQUARE GRDN SPRT COR CL A 55825T103 2 10 SH SOLE NONE 0 0 10 MAGNITE INC COM 55955D100 8 230 SH SOLE NONE 0 0 230 MAIN STR CAP CORP COM 56035L104 194 4710 SH SOLE NONE 0 0 4710 MANNKIND CORP COM NEW 56400P706 1 130 SH SOLE NONE 0 0 130 MARRIOTT INTL INC NEW CL A 571903202 89 650 SH SOLE NONE 0 0 650 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 2 738 SH SOLE NONE 0 0 738 MARVELL TECHNOLOGY INC COM 573874104 87 1500 SH SOLE NONE 0 0 1500 MASTERCARD INCORPORATED CL A 57636Q104 76 207 SH SOLE NONE 0 0 207 MATTEL INC COM 577081102 5 230 SH SOLE NONE 0 0 230 MCDONALDS CORP COM 580135101 15 67 SH SOLE NONE 0 0 67 MERCK & CO INC COM 58933Y105 27 351 SH SOLE NONE 0 0 351 METLIFE INC COM 59156R108 4 75 SH SOLE NONE 0 0 75 MICROSOFT CORP COM 594918104 365 1346 SH SOLE NONE 0 0 1346 MICROCHIP TECHNOLOGY INC. COM 595017104 2 16 SH SOLE NONE 0 0 16 MICRON TECHNOLOGY INC COM 595112103 1 11 SH SOLE NONE 0 0 11 MODERNA INC COM 60770K107 243 1033 SH SOLE NONE 0 0 1033 MONDELEZ INTL INC CL A 609207105 6 92 SH SOLE NONE 0 0 92 MORGAN STANLEY COM NEW 617446448 38 418 SH SOLE NONE 0 0 418 NBT BANCORP INC COM 628778102 126 3500 SH SOLE NONE 0 0 3500 NIO INC SPON ADS 62914V106 110 2059 SH SOLE NONE 0 0 2059 NATIONAL VISION HLDGS INC COM 63845R107 36 700 SH SOLE NONE 0 0 700 NETFLIX INC COM 64110L106 102 194 SH SOLE NONE 0 0 194 NEW YORK MTG TR INC COM PAR $.02 649604501 0 5 SH SOLE NONE 0 0 5 NEXTERA ENERGY INC COM 65339F101 2 27 SH SOLE NONE 0 0 27 NIKE INC CL B 654106103 27 174 SH SOLE NONE 0 0 174 NORFOLK SOUTHN CORP COM 655844108 7 25 SH SOLE NONE 0 0 25 NORTHROP GRUMMAN CORP COM 666807102 5 15 SH SOLE NONE 0 0 15 NOVAVAX INC COM NEW 670002401 12 56 SH SOLE NONE 0 0 56 NOVO-NORDISK A S ADR 670100205 26 310 SH SOLE NONE 0 0 310 NUVEEN SELECT TAX-FREE INCOM SH BEN INT 67062F100 0 2 SH SOLE NONE 0 0 2 NVIDIA CORPORATION COM 67066G104 248 309 SH SOLE NONE 0 0 309 NUVEEN PFD & INCM SECURTIES COM 67072C105 15 1500 SH SOLE NONE 0 0 1500 OAKTREE SPECIALTY LENDING CO COM 67401P108 4 525 SH SOLE NONE 0 0 525 OCUGEN INC COM 67577C105 8 1024 SH SOLE NONE 0 0 1024 ODYSSEY MARINE EXPL INC COM NEW 676118201 1 101 SH SOLE NONE 0 0 101 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 17 578 SH SOLE NONE 0 0 578 OMNICOM GROUP INC COM 681919106 8 97 SH SOLE NONE 0 0 97 ONDAS HLDGS INC COM NEW 68236H204 2 200 SH SOLE NONE 0 0 200 ORACLE CORP COM 68389X105 124 1595 SH SOLE NONE 0 0 1595 ORGANON & CO COMMON STOCK 68622V106 1 35 SH SOLE NONE 0 0 35 OUTFRONT MEDIA INC COM 69007J106 10 400 SH SOLE NONE 0 0 400 PALANTIR TECHNOLOGIES INC CL A 69608A108 11 433 SH SOLE NONE 0 0 433 PAYPAL HLDGS INC COM 70450Y103 1073 3682 SH SOLE NONE 0 0 3682 PELOTON INTERACTIVE INC CL A COM 70614W100 2 20 SH SOLE NONE 0 0 20 PENN NATL GAMING INC COM 707569109 42 552 SH SOLE NONE 0 0 552 PEPSICO INC COM 713448108 0 1 SH SOLE NONE 0 0 1 PETMED EXPRESS INC COM 716382106 1 40 SH SOLE NONE 0 0 40 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 0 1 SH SOLE NONE 0 0 1 PFIZER INC COM 717081103 48 1216 SH SOLE NONE 0 0 1216 PHILIP MORRIS INTL INC COM 718172109 20 200 SH SOLE NONE 0 0 200 PIMCO CORPORATE & INCOME OPP COM 72201B101 6 320 SH SOLE NONE 0 0 320 PINTEREST INC CL A 72352L106 32 400 SH SOLE NONE 0 0 400 PIONEER NAT RES CO COM 723787107 2 14 SH SOLE NONE 0 0 14 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 19 305 SH SOLE NONE 0 0 305 PROCTER AND GAMBLE CO COM 742718109 15 114 SH SOLE NONE 0 0 114 PROCURE ETF TRUST II SPACE ETF 74280R205 28 915 SH SOLE NONE 0 0 915 PROSHARES TR ULTRAPRO SHORT S 74347B110 7 400 SH SOLE NONE 0 0 400 PROSHARES TR ONLINE RTL ETF 74347B169 693 8568 SH SOLE NONE 0 0 8568 PROSHARES TR SHORT S&P 500 NE 74347B425 585 38000 SH SOLE NONE 0 0 38000 PROSHARES TR ULTSHT RUSS2000 74347G689 1053 79375 SH SOLE NONE 0 0 79375 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 0 5 SH SOLE NONE 0 0 5 PROSHARES TR II ULTRA VIX SHORT 74347Y839 1 40 SH SOLE NONE 0 0 40 PROSHARES TR PET CARE ETF 74348A145 786 9700 SH SOLE NONE 0 0 9700 PROSHARES TR S&P 500 DV ARIST 74348A467 2990 32990 SH SOLE NONE 0 0 32990 PRUDENTIAL FINL INC COM 744320102 105 1023 SH SOLE NONE 0 0 1023 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 18 300 SH SOLE NONE 0 0 300 PUTNAM MANAGED MUN INCOME TR COM 746823103 1376 156911 SH SOLE NONE 0 0 156911 QORVO INC COM 74736K101 5 28 SH SOLE NONE 0 0 28 QUALCOMM INC COM 747525103 26 181 SH SOLE NONE 0 0 181 QUEST DIAGNOSTICS INC COM 74834L100 17 130 SH SOLE NONE 0 0 130 RMR GROUP INC CL A 74967R106 0 1 SH SOLE NONE 0 0 1 RAYTHEON TECHNOLOGIES CORP COM 75513E101 23 267 SH SOLE NONE 0 0 267 REAVES UTIL INCOME FD COM SH BEN INT 756158101 82 2377 SH SOLE NONE 0 0 2377 REDWOOD TR INC COM 758075402 0 4 SH SOLE NONE 0 0 4 REGENERON PHARMACEUTICALS COM 75886F107 34 61 SH SOLE NONE 0 0 61 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 98 1485 SH SOLE NONE 0 0 1485 RENT A CTR INC NEW COM 76009N100 27 500 SH SOLE NONE 0 0 500 RESIDEO TECHNOLOGIES INC COM 76118Y104 0 4 SH SOLE NONE 0 0 4 REXNORD CORP COM 76169B102 3 55 SH SOLE NONE 0 0 55 RIGEL PHARMACEUTICALS INC COM NEW 766559603 1 149 SH SOLE NONE 0 0 149 RIOT BLOCKCHAIN INC COM 767292105 21 570 SH SOLE NONE 0 0 570 RMR MORTGAGE TR COM 76970B101 79 6627 SH SOLE NONE 0 0 6627 S&P GLOBAL INC COM 78409V104 2 5 SH SOLE NONE 0 0 5 SPDR S&P 500 ETF TR TR UNIT 78462F103 1936 4522 SH SOLE NONE 0 0 4522 SPDR GOLD TR GOLD SHS 78463V107 537 3242 SH SOLE NONE 0 0 3242 SPDR SER TR PORTFOLIO LN COR 78464A367 781 24576 SH SOLE NONE 0 0 24576 SPDR SER TR PORTFOLIO SHORT 78464A474 5 160 SH SOLE NONE 0 0 160 SPDR SER TR S&P TRANSN ETF 78464A532 233 2745 SH SOLE NONE 0 0 2745 SPDR SER TR HLTH CR EQUIP 78464A581 362 2803 SH SOLE NONE 0 0 2803 SPDR SER TR AEROSPACE DEF 78464A631 660 4988 SH SOLE NONE 0 0 4988 SPDR SER TR PORTFOLIO LN TSR 78464A664 36 880 SH SOLE NONE 0 0 880 SPDR SER TR S&P REGL BKG 78464A698 2040 31124 SH SOLE NONE 0 0 31124 SPDR SER TR GLB DOW ETF 78464A706 169 1527 SH SOLE NONE 0 0 1527 SPDR SER TR S&P RETAIL ETF 78464A714 24 245 SH SOLE NONE 0 0 245 SPDR SER TR S&P DIVID ETF 78464A763 44 360 SH SOLE NONE 0 0 360 SPDR SER TR S&P BK ETF 78464A797 18 350 SH SOLE NONE 0 0 350 SPDR SER TR S&P 400 MDCP VAL 78464A839 15 220 SH SOLE NONE 0 0 220 SPDR SER TR S&P SEMICNDCTR 78464A862 38 200 SH SOLE NONE 0 0 200 SPDR SER TR S&P BIOTECH 78464A870 126 934 SH SOLE NONE 0 0 934 SPDR SER TR S&P HOMEBUILD 78464A888 34 467 SH SOLE NONE 0 0 467 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 314 8825 SH SOLE NONE 0 0 8825 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 8 22 SH SOLE NONE 0 0 22 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 25 50 SH SOLE NONE 0 0 50 SPDR SER TR BLOOMBERG SRT TR 78468R408 72 2628 SH SOLE NONE 0 0 2628 SPDR SER TR OILGAS EQUIP 78468R549 85 1375 SH SOLE NONE 0 0 1375 SPDR SER TR BLOOMBERG BRCLYS 78468R622 90 823 SH SOLE NONE 0 0 823 SPDR SER TR NUVEEN BLMBRG SR 78468R739 15 300 SH SOLE NONE 0 0 300 SPDR SER TR SSGA US SMAL ETF 78468R887 14 125 SH SOLE NONE 0 0 125 SALESFORCE COM INC COM 79466L302 3 13 SH SOLE NONE 0 0 13 SCHWAB CHARLES CORP COM 808513105 38 519 SH SOLE NONE 0 0 519 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2075 19898 SH SOLE NONE 0 0 19898 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1401 13473 SH SOLE NONE 0 0 13473 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 4244 29074 SH SOLE NONE 0 0 29074 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 700 10237 SH SOLE NONE 0 0 10237 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2722 34771 SH SOLE NONE 0 0 34771 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3024 29026 SH SOLE NONE 0 0 29026 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1170 35576 SH SOLE NONE 0 0 35576 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 40 725 SH SOLE NONE 0 0 725 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 9 160 SH SOLE NONE 0 0 160 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1132 14975 SH SOLE NONE 0 0 14975 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 404 10240 SH SOLE NONE 0 0 10240 SCHWAB STRATEGIC TR US REIT ETF 808524847 20 435 SH SOLE NONE 0 0 435 SCHWAB STRATEGIC TR US TIPS ETF 808524870 4646 74328 SH SOLE NONE 0 0 74328 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1031 12523 SH SOLE NONE 0 0 12523 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 608 4826 SH SOLE NONE 0 0 4826 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 249 3554 SH SOLE NONE 0 0 3554 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 861 4824 SH SOLE NONE 0 0 4824 SELECT SECTOR SPDR TR ENERGY 81369Y506 63 1165 SH SOLE NONE 0 0 1165 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1697 46253 SH SOLE NONE 0 0 46253 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 482 4705 SH SOLE NONE 0 0 4705 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4314 29213 SH SOLE NONE 0 0 29213 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 106 2381 SH SOLE NONE 0 0 2381 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 450 7120 SH SOLE NONE 0 0 7120 SHOPIFY INC CL A 82509L107 7 5 SH SOLE NONE 0 0 5 SIMON PPTY GROUP INC NEW COM 828806109 23 175 SH SOLE NONE 0 0 175 SIRIUS XM HOLDINGS INC COM 82968B103 15 2240 SH SOLE NONE 0 0 2240 SLACK TECHNOLOGIES INC COM CL A 83088V102 58 1310 SH SOLE NONE 0 0 1310 SNAP INC CL A 83304A106 42 614 SH SOLE NONE 0 0 614 SNOWFLAKE INC CL A 833445109 4 15 SH SOLE NONE 0 0 15 SONNET BIOTHERAPEUTC HLDNG I COM 83548R105 0 147 SH SOLE NONE 0 0 147 SONOS INC COM 83570H108 7 200 SH SOLE NONE 0 0 200 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 31 655 SH SOLE NONE 0 0 655 SPINNAKER ETF SERIES CANNABIS ETF 84858T400 60 3500 SH SOLE NONE 0 0 3500 SQUARE INC CL A 852234103 10 39 SH SOLE NONE 0 0 39 STAG INDL INC COM 85254J102 2 58 SH SOLE NONE 0 0 58 STANLEY BLACK & DECKER INC COM 854502101 5 25 SH SOLE NONE 0 0 25 STARBUCKS CORP COM 855244109 29 256 SH SOLE NONE 0 0 256 STMICROELECTRONICS N V NY REGISTRY 861012102 15 400 SH SOLE NONE 0 0 400 STORE CAP CORP COM 862121100 2 50 SH SOLE NONE 0 0 50 STRYKER CORPORATION COM 863667101 3 10 SH SOLE NONE 0 0 10 SUMMIT WIRELESS TECH INC COM NEW 86633R203 0 1 SH SOLE NONE 0 0 1 SUNDIAL GROWERS INC COM 86730L109 2 1832 SH SOLE NONE 0 0 1832 T-MOBILE US INC COM 872590104 3 24 SH SOLE NONE 0 0 24 TARGET CORP COM 87612E106 1 3 SH SOLE NONE 0 0 3 TELADOC HEALTH INC COM 87918A105 12 74 SH SOLE NONE 0 0 74 TESLA INC COM 88160R101 4881 7181 SH SOLE NONE 0 0 7181 TEXAS INSTRS INC COM 882508104 2 9 SH SOLE NONE 0 0 9 TILRAY INC COM CL 2 88688T100 7 400 SH SOLE NONE 0 0 400 TITAN PHARMACEUTICALS INC DE COM NEW 888314606 0 2 SH SOLE NONE 0 0 2 TRIPADVISOR INC COM 896945201 137 3400 SH SOLE NONE 0 0 3400 TRUIST FINL CORP COM 89832Q109 2 41 SH SOLE NONE 0 0 41 TWITTER INC COM 90184L102 9 125 SH SOLE NONE 0 0 125 UBER TECHNOLOGIES INC COM 90353T100 471 9392 SH SOLE NONE 0 0 9392 UIPATH INC CL A 90364P105 3 41 SH SOLE NONE 0 0 41 UNDER ARMOUR INC CL A 904311107 4 200 SH SOLE NONE 0 0 200 UNILEVER PLC SPON ADR NEW 904767704 2 35 SH SOLE NONE 0 0 35 UNION PAC CORP COM 907818108 4 20 SH SOLE NONE 0 0 20 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 0 1 SH SOLE NONE 0 0 1 UNITED PARCEL SERVICE INC CL B 911312106 177 850 SH SOLE NONE 0 0 850 UNITED STS OIL FD LP UNITS 91232N207 1 25 SH SOLE NONE 0 0 25 UNITEDHEALTH GROUP INC COM 91324P102 3 7 SH SOLE NONE 0 0 7 UNITI GROUP INC COM 91325V108 1 89 SH SOLE NONE 0 0 89 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 17 500 SH SOLE NONE 0 0 500 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 184 2530 SH SOLE NONE 0 0 2530 VANECK VECTORS ETF TR ENVIRONMENTAL SV 92189F304 8 60 SH SOLE NONE 0 0 60 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 739 30958 SH SOLE NONE 0 0 30958 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 2547 119362 SH SOLE NONE 0 0 119362 VANECK VECTORS ETF TR LOW CARBN ENERGY 92189F502 34 210 SH SOLE NONE 0 0 210 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 4132 15757 SH SOLE NONE 0 0 15757 VANECK VECTORS ETF TR VIETNAM ETF 92189F817 397 19100 SH SOLE NONE 0 0 19100 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 37 1165 SH SOLE NONE 0 0 1165 VANECK VECTORS ETF TR SOCIAL SENTIMENT 92189H839 1 40 SH SOLE NONE 0 0 40 VANECK VECTORS ETF TR ENERGY INCOME 92189H870 7 133 SH SOLE NONE 0 0 133 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 448 2892 SH SOLE NONE 0 0 2892 VANGUARD WORLD FD EXTENDED DUR 921910709 291 2148 SH SOLE NONE 0 0 2148 VANGUARD WORLD FD ESG INTL STK ETF 921910725 532 8286 SH SOLE NONE 0 0 8286 VANGUARD WORLD FD MEGA GRWTH IND 921910816 13 55 SH SOLE NONE 0 0 55 VANGUARD WORLD FD MEGA CAP INDEX 921910873 119 780 SH SOLE NONE 0 0 780 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 90 875 SH SOLE NONE 0 0 875 VANGUARD BD INDEX FDS INTERMED TERM 921937819 745 8280 SH SOLE NONE 0 0 8280 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 53 639 SH SOLE NONE 0 0 639 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 7 80 SH SOLE NONE 0 0 80 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 5 97 SH SOLE NONE 0 0 97 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 15 145 SH SOLE NONE 0 0 145 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 16 300 SH SOLE NONE 0 0 300 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 21 200 SH SOLE NONE 0 0 200 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 14 250 SH SOLE NONE 0 0 250 VANGUARD WORLD FDS ENERGY ETF 92204A306 24 320 SH SOLE NONE 0 0 320 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 246 2725 SH SOLE NONE 0 0 2725 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1527 6178 SH SOLE NONE 0 0 6178 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 24 120 SH SOLE NONE 0 0 120 VANGUARD WORLD FDS INF TECH ETF 92204A702 20 50 SH SOLE NONE 0 0 50 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 19 130 SH SOLE NONE 0 0 130 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 20 323 SH SOLE NONE 0 0 323 VANGUARD SCOTTSDALE FDS TOTAL CORP BND 92206C573 624 6785 SH SOLE NONE 0 0 6785 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 27 500 SH SOLE NONE 0 0 500 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 12 125 SH SOLE NONE 0 0 125 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 58 1050 SH SOLE NONE 0 0 1050 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 172 437 SH SOLE NONE 0 0 437 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 742 5281 SH SOLE NONE 0 0 5281 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2760 11679 SH SOLE NONE 0 0 11679 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 130 1281 SH SOLE NONE 0 0 1281 VANGUARD INDEX FDS SM CP VAL ETF 922908611 7 40 SH SOLE NONE 0 0 40 VANGUARD INDEX FDS MID CAP ETF 922908629 88 370 SH SOLE NONE 0 0 370 VANGUARD INDEX FDS LARGE CAP ETF 922908637 77 384 SH SOLE NONE 0 0 384 VANGUARD INDEX FDS GROWTH ETF 922908736 224 780 SH SOLE NONE 0 0 780 VANGUARD INDEX FDS VALUE ETF 922908744 70 510 SH SOLE NONE 0 0 510 VANGUARD INDEX FDS SMALL CP ETF 922908751 1690 7502 SH SOLE NONE 0 0 7502 VERIZON COMMUNICATIONS INC COM 92343V104 629 11223 SH SOLE NONE 0 0 11223 VERTIV HOLDINGS CO COM CL A 92537N108 4 131 SH SOLE NONE 0 0 131 VIATRIS INC COM 92556V106 8 525 SH SOLE NONE 0 0 525 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 18 400 SH SOLE NONE 0 0 400 VISA INC COM CL A 92826C839 100 428 SH SOLE NONE 0 0 428 VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 406 66090 SH SOLE NONE 0 0 66090 W & T OFFSHORE INC COM 92922P106 18 3745 SH SOLE NONE 0 0 3745 WP CAREY INC COM 92936U109 15 200 SH SOLE NONE 0 0 200 WABTEC COM 929740108 0 6 SH SOLE NONE 0 0 6 WALMART INC COM 931142103 39 280 SH SOLE NONE 0 0 280 WASTE MGMT INC DEL COM 94106L109 4 31 SH SOLE NONE 0 0 31 WELLS FARGO CO NEW COM 949746101 7 163 SH SOLE NONE 0 0 163 WESTERN ASSET GBL HIGH INC F COM 95766B109 121 11308 SH SOLE NONE 0 0 11308 WESTERN ASSET MUN PARTNERS F COM 95766P108 2 100 SH SOLE NONE 0 0 100 WESTERN UN CO COM 959802109 494 21515 SH SOLE NONE 0 0 21515 WHEATON PRECIOUS METALS CORP COM 962879102 3 65 SH SOLE NONE 0 0 65 WISDOMTREE TR US TOTAL DIVIDND 97717W109 33 275 SH SOLE NONE 0 0 275 WISDOMTREE TR US MIDCAP DIVID 97717W505 177 4216 SH SOLE NONE 0 0 4216 WISDOMTREE TR US MIDCAP FUND 97717W570 8 150 SH SOLE NONE 0 0 150 WISDOMTREE TR US SMALLCAP DIVD 97717W604 229 7185 SH SOLE NONE 0 0 7185 WISDOMTREE TR INTL MIDCAP DV 97717W778 130 1913 SH SOLE NONE 0 0 1913 WISDOMTREE TR ITL HIGH DIV FD 97717W802 125 3160 SH SOLE NONE 0 0 3160 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 2472 44231 SH SOLE NONE 0 0 44231 WRAP TECHNOLOGIES INC COM 98212N107 1 85 SH SOLE NONE 0 0 85 WYNN RESORTS LTD COM 983134107 66 536 SH SOLE NONE 0 0 536 XILINX INC COM 983919101 0 1 SH SOLE NONE 0 0 1 ZYNGA INC CL A 98986T108 29 2700 SH SOLE NONE 0 0 2700 AMBARELLA INC SHS G037AX101 0 1 SH SOLE NONE 0 0 1 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 2 110 SH SOLE NONE 0 0 110 HORIZON THERAPEUTICS PUB L SHS G46188101 2 26 SH SOLE NONE 0 0 26 NABRIVA THERAPEUTICS PLC SHS G63637113 0 18 SH SOLE NONE 0 0 18 NOBLE CORP NEW SHS G6610J209 4 165 SH SOLE NONE 0 0 165 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 18 610 SH SOLE NONE 0 0 610 SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 0 1 SH SOLE NONE 0 0 1 SPI ENERGY CO LTD SHS NEW G8651P110 0 1 SH SOLE NONE 0 0 1 VALARIS LIMITED CL A G9460G101 8 281 SH SOLE NONE 0 0 281 FIVERR INTL LTD ORD SHS M4R82T106 7 29 SH SOLE NONE 0 0 29 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 51 500 SH SOLE NONE 0 0 500 NXP SEMICONDUCTORS N V COM N6596X109 2 8 SH SOLE NONE 0 0 8 YANDEX N V SHS CLASS A N97284108 12 170 SH SOLE NONE 0 0 170 NAKED BRAND GROUP LIMITED SHS NEW Q6519T117 1 1000 SH SOLE NONE 0 0 1000 ROYAL CARIBBEAN GROUP COM V7780T103 35 409 SH SOLE NONE 0 0 409 NAVIOS MARITIME PARTNERS L P COM UNIT LPI Y62267409 10 347 SH SOLE NONE 0 0 347