0001172661-24-002003.txt : 20240503 0001172661-24-002003.hdr.sgml : 20240503 20240503144050 ACCESSION NUMBER: 0001172661-24-002003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240503 DATE AS OF CHANGE: 20240503 EFFECTIVENESS DATE: 20240503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Joseph P. Lucia & Associates, LLC CENTRAL INDEX KEY: 0001775391 ORGANIZATION NAME: IRS NUMBER: 262909413 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19484 FILM NUMBER: 24912433 BUSINESS ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 BUSINESS PHONE: 9143526600 MAIL ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001775391 XXXXXXXX 03-31-2024 03-31-2024 false Joseph P. Lucia & Associates, LLC

3505 Hill Blvd. Suite J Yorktown Heights NY 10598

13F HOLDINGS REPORT 028-19484 000147625 801-76540 N Joseph P. Lucia 845-621-7200 /s/ Joseph P. Lucia Yorktown Heights NY 05-03-2024 0 122 186669004 INFORMATION TABLE 2 infotable.xml AIRBNB INC COM CL A 009066101 204056 1237 SH SOLE 0 0 1237 ALDEYRA THERAPEUTICS INC COM 01438T106 92384 28252 SH SOLE 0 0 28252 ALPHABET INC CAP STK CL C 02079K107 516161 3390 SH SOLE 0 0 3390 ALPHABET INC CAP STK CL A 02079K305 999760 6624 SH SOLE 0 0 6624 ALPS ETF TR SECTR DIV DOGS 00162Q858 2255649 41810 SH SOLE 0 0 41810 AMAZON COM INC COM 023135106 5495277 30465 SH SOLE 0 0 30465 AMERICAN CENTY ETF TR US SML CP VALU 025072877 1346894 14373 SH SOLE 0 0 14373 AMERICAN CENTY ETF TR FOCUSED DYNAMIC 025072810 233888 2831 SH SOLE 0 0 2831 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 404741 10410 SH SOLE 0 0 10410 AMPLIFY ETF TR AMPLIFY CYBERSEC 032108664 3142800 49022 SH SOLE 0 0 49022 APPLE INC COM 037833100 7480940 43626 SH SOLE 0 0 43626 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 276702 658 SH SOLE 0 0 658 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 420681 13505 SH SOLE 0 0 13505 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 229921 3138 SH SOLE 0 0 3138 CATERPILLAR INC COM 149123101 238180 650 SH SOLE 0 0 650 CONSOLIDATED EDISON INC COM 209115104 777728 8564 SH SOLE 0 0 8564 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 246814 122185 SH SOLE 0 0 122185 DISNEY WALT CO COM 254687106 1090860 8915 SH SOLE 0 0 8915 EATON VANCE TAX-MANAGED GLOB COM 27829C105 541797 66073 SH SOLE 0 0 66073 ELI LILLY & CO COM 532457108 234231 301 SH SOLE 0 0 301 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 699434 44465 SH SOLE 0 0 44465 ETF SER SOLUTIONS US GLB JETS 26922A842 221550 10545 SH SOLE 0 0 10545 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 407486 13697 SH SOLE 0 0 13697 GLOBAL X FDS GLOBX SUPDV US 37950E291 401274 23075 SH SOLE 0 0 23075 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 2305431 128723 SH SOLE 0 0 128723 GLOBAL X FDS S&P 500 COVERED 37954Y475 855871 20982 SH SOLE 0 0 20982 GLOBAL X FDS FINTECH ETF 37954Y814 339753 12195 SH SOLE 0 0 12195 GLOBAL X FDS SOCIAL MED ETF 37950E416 1015459 25210 SH SOLE 0 0 25210 GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 213779 8655 SH SOLE 0 0 8655 GLOBAL X FDS RATE PREFERRED 37954Y376 271941 11484 SH SOLE 0 0 11484 GRAYSCALE BITCOIN TR BTC SHS REP COM UT 389637109 2037738 32258 SH SOLE 0 0 32258 INTERNATIONAL BUSINESS MACHS COM 459200101 992219 5196 SH SOLE 0 0 5196 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 633077 9611 SH SOLE 0 0 9611 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 368564 8301 SH SOLE 0 0 8301 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 668556 25181 SH SOLE 0 0 25181 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 1839305 55855 SH SOLE 0 0 55855 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 307315 20165 SH SOLE 0 0 20165 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 2401750 28909 SH SOLE 0 0 28909 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 3956742 124465 SH SOLE 0 0 124465 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 671578 3965 SH SOLE 0 0 3965 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 5270230 82040 SH SOLE 0 0 82040 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 396413 7005 SH SOLE 0 0 7005 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 1333969 26146 SH SOLE 0 0 26146 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 697038 17474 SH SOLE 0 0 17474 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 6576677 186891 SH SOLE 0 0 186891 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V118 420957 6382 SH SOLE 0 0 6382 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 2601651 54531 SH SOLE 0 0 54531 INVESCO QQQ TR UNIT SER 1 46090E103 3998743 9006 SH SOLE 0 0 9006 ISHARES TR 20 YR TR BD ETF 464287432 1611320 17029 SH SOLE 0 0 17029 ISHARES TR US HLTHCR PR ETF 464288828 242430 4445 SH SOLE 0 0 4445 ISHARES TR IBOXX HI YD ETF 464288513 660321 8495 SH SOLE 0 0 8495 ISHARES TR IBOXX INV CP ETF 464287242 1982944 18206 SH SOLE 0 0 18206 ISHARES TR SELECT DIVID ETF 464287168 4508802 36603 SH SOLE 0 0 36603 ISHARES TR FLTG RATE NT ETF 46429B655 1179537 23101 SH SOLE 0 0 23101 ISHARES TR CORE US AGGBD ET 464287226 1780255 18177 SH SOLE 0 0 18177 ISHARES TR MORTGE REL ETF 46435G342 215365 9267 SH SOLE 0 0 9267 ISHARES TR 0-5 YR TIPS ETF 46429B747 1302848 13103 SH SOLE 0 0 13103 ISHARES TR MICRO-CAP ETF 464288869 259104 2138 SH SOLE 0 0 2138 ISHARES TR ISHARES SEMICDTR 464287523 817830 3620 SH SOLE 0 0 3620 ISHARES TR US OIL GS EX ETF 464288851 325919 3047 SH SOLE 0 0 3047 ISHARES TR 1 3 YR TREAS BD 464287457 405853 4963 SH SOLE 0 0 4963 ISHARES TR U.S. MED DVC ETF 464288810 1129264 19274 SH SOLE 0 0 19274 ISHARES TR US AER DEF ETF 464288760 414260 3140 SH SOLE 0 0 3140 ISHARES TR TIPS BD ETF 464287176 304937 2839 SH SOLE 0 0 2839 ISHARES TR PFD AND INCM SEC 464288687 2021906 62734 SH SOLE 0 0 62734 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 3805041 65763 SH SOLE 0 0 65763 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 1906610 35151 SH SOLE 0 0 35151 JPMORGAN CHASE & CO COM 46625H100 262393 1310 SH SOLE 0 0 1310 KKR INCOME OPPORTUNITIES FD COM 48249T106 1267859 93638 SH SOLE 0 0 93638 META PLATFORMS INC CL A 30303M102 2191934 4514 SH SOLE 0 0 4514 MICROSOFT CORP COM 594918104 945580 2248 SH SOLE 0 0 2248 NOKIA CORP SPONSORED ADR 654902204 53100 15000 SH SOLE 0 0 15000 NVIDIA CORPORATION COM 67066G104 3547472 3926 SH SOLE 0 0 3926 PFIZER INC COM 717081103 255373 9203 SH SOLE 0 0 9203 PROSHARES TR S&P 500 DV ARIST 74348A467 7534817 74301 SH SOLE 0 0 74301 PUTNAM MANAGED MUN INCOME TR COM 746823103 303849 50726 SH SOLE 0 0 50726 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 289113 11450 SH SOLE 0 0 11450 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4294213 53258 SH SOLE 0 0 53258 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 5620098 92057 SH SOLE 0 0 92057 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2412210 38869 SH SOLE 0 0 38869 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 217810 5582 SH SOLE 0 0 5582 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5146967 55511 SH SOLE 0 0 55511 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2519759 51173 SH SOLE 0 0 51173 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2257677 27725 SH SOLE 0 0 27725 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 508458 6692 SH SOLE 0 0 6692 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2420322 46402 SH SOLE 0 0 46402 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 516915 2811 SH SOLE 0 0 2811 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2942937 19921 SH SOLE 0 0 19921 SELECT SECTOR SPDR TR INDL 81369Y704 1093711 8683 SH SOLE 0 0 8683 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1864630 44269 SH SOLE 0 0 44269 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5284910 25375 SH SOLE 0 0 25375 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 255501 3346 SH SOLE 0 0 3346 SELECT SECTOR SPDR TR ENERGY 81369Y506 3217635 34082 SH SOLE 0 0 34082 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1263861 13606 SH SOLE 0 0 13606 SNOWFLAKE INC CL A 833445109 478013 2958 SH SOLE 0 0 2958 SPDR GOLD TR GOLD SHS 78463V107 216417 1052 SH SOLE 0 0 1052 SPDR S&P 500 ETF TR TR UNIT 78462F103 3634814 6949 SH SOLE 0 0 6949 SPDR SER TR PORTFOLIO LN COR 78464A367 202792 8726 SH SOLE 0 0 8726 SPDR SER TR S&P REGL BKG 78464A698 1081774 21515 SH SOLE 0 0 21515 SPDR SER TR AEROSPACE DEF 78464A631 295914 2106 SH SOLE 0 0 2106 SPDR SER TR NYSE TECH ETF 78464A102 524366 2875 SH SOLE 0 0 2875 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 201942 6470 SH SOLE 0 0 6470 TESLA INC COM 88160R101 411700 2342 SH SOLE 0 0 2342 UBER TECHNOLOGIES INC COM 90353T100 946361 12292 SH SOLE 0 0 12292 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 8739962 38846 SH SOLE 0 0 38846 VANECK ETF TRUST EMERGING MRKT HI 92189F353 329844 17287 SH SOLE 0 0 17287 VANECK ETF TRUST PREFERRED SECURT 92189F429 1965871 111129 SH SOLE 0 0 111129 VANGUARD BD INDEX FDS INTERMED TERM 921937819 2634791 34944 SH SOLE 0 0 34944 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 593137 3804 SH SOLE 0 0 3804 VANGUARD INDEX FDS MID CAP ETF 922908629 455495 1823 SH SOLE 0 0 1823 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2583787 10958 SH SOLE 0 0 10958 VANGUARD INDEX FDS GROWTH ETF 922908736 211683 615 SH SOLE 0 0 615 VANGUARD INDEX FDS SMALL CP ETF 922908751 2384073 10429 SH SOLE 0 0 10429 VANGUARD INDEX FDS TOTAL STK MKT 922908769 207153 797 SH SOLE 0 0 797 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 402827 838 SH SOLE 0 0 838 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 273230 5705 SH SOLE 0 0 5705 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2288481 12532 SH SOLE 0 0 12532 VANGUARD WORLD FD FINANCIALS ETF 92204A405 246350 2406 SH SOLE 0 0 2406 VANGUARD WORLD FD HEALTH CAR ETF 92204A504 1461079 5401 SH SOLE 0 0 5401 VERIZON COMMUNICATIONS INC COM 92343V104 1228483 29277 SH SOLE 0 0 29277 VIRTUS CONVERTIBLE & INCOME COM 92838X102 136235 40789 SH SOLE 0 0 40789 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 1034816 29719 SH SOLE 0 0 29719