0001172661-23-002574.txt : 20230721 0001172661-23-002574.hdr.sgml : 20230721 20230721133051 ACCESSION NUMBER: 0001172661-23-002574 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230721 DATE AS OF CHANGE: 20230721 EFFECTIVENESS DATE: 20230721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Joseph P. Lucia & Associates, LLC CENTRAL INDEX KEY: 0001775391 IRS NUMBER: 262909413 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19484 FILM NUMBER: 231102056 BUSINESS ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 BUSINESS PHONE: 9143526600 MAIL ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001775391 XXXXXXXX 06-30-2023 06-30-2023 false Joseph P. Lucia & Associates, LLC

3505 Hill Blvd. Suite J Yorktown Heights NY 10598

13F HOLDINGS REPORT 028-19484 000147625 801-76540 N Joseph P. Lucia 845-621-7200 /s/ Joseph P. Lucia Yorktown Heights NY 07-21-2023 0 117 149378865 INFORMATION TABLE 2 infotable.xml AGNC INVT CORP COM 00123Q104 114216 11275 SH SOLE 0 0 11275 ALDEYRA THERAPEUTICS INC COM 01438T106 191133 22781 SH SOLE 0 0 22781 ALPHABET INC CAP STK CL C 02079K107 377426 3120 SH SOLE 0 0 3120 ALPHABET INC CAP STK CL A 02079K305 762369 6369 SH SOLE 0 0 6369 ALPS ETF TR SECTR DIV DOGS 00162Q858 2305921 46146 SH SOLE 0 0 46146 AMAZON COM INC COM 023135106 3732598 28633 SH SOLE 0 0 28633 AMERICAN CENTY ETF TR US SML CP VALU 025072877 1134348 14616 SH SOLE 0 0 14616 AMERICAN CENTY ETF TR FOCUSED DYNAMIC 025072810 227118 3459 SH SOLE 0 0 3459 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 403020 11195 SH SOLE 0 0 11195 APPLE INC COM 037833100 8285930 42718 SH SOLE 0 0 42718 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 219604 644 SH SOLE 0 0 644 CANOO INC COM CL A 13803R102 4794 10000 SH SOLE 0 0 10000 CONSOLIDATED EDISON INC COM 209115104 771527 8535 SH SOLE 0 0 8535 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 230930 122185 SH SOLE 0 0 122185 DISNEY WALT CO COM 254687106 1059307 11865 SH SOLE 0 0 11865 EATON VANCE TAX-MANAGED GLOB COM 27829C105 547865 66650 SH SOLE 0 0 66650 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 380175 29935 SH SOLE 0 0 29935 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 2642147 52237 SH SOLE 0 0 52237 ETF SER SOLUTIONS US GLB JETS 26922A842 609506 28455 SH SOLE 0 0 28455 GLOBAL X FDS GLOBX SUPDV US 37950E291 448729 26870 SH SOLE 0 0 26870 GLOBAL X FDS SOCIAL MED ETF 37950E416 942193 25750 SH SOLE 0 0 25750 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 436869 6719 SH SOLE 0 0 6719 GLOBAL X FDS RATE PREFERRED 37954Y376 246880 11056 SH SOLE 0 0 11056 GLOBAL X FDS FINTECH ETF 37954Y814 517144 23432 SH SOLE 0 0 23432 GLOBAL X FDS S&P 500 COVERED 37954Y475 898708 21893 SH SOLE 0 0 21893 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 2385555 134397 SH SOLE 0 0 134397 GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 488380 18755 SH SOLE 0 0 18755 INTERNATIONAL BUSINESS MACHS COM 459200101 789255 5898 SH SOLE 0 0 5898 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 532009 12866 SH SOLE 0 0 12866 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 1051300 39597 SH SOLE 0 0 39597 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 723257 11515 SH SOLE 0 0 11515 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 289368 20165 SH SOLE 0 0 20165 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 2264224 11072 SH SOLE 0 0 11072 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 1577163 23044 SH SOLE 0 0 23044 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 614202 5555 SH SOLE 0 0 5555 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 335735 31914 SH SOLE 0 0 31914 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 5722806 19459 SH SOLE 0 0 19459 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 3694001 12395 SH SOLE 0 0 12395 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 1242245 9007 SH SOLE 0 0 9007 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 4689031 91565 SH SOLE 0 0 91565 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 452334 2893 SH SOLE 0 0 2893 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 2386581 14255 SH SOLE 0 0 14255 INVESCO QQQ TR UNIT SER 1 46090E103 2321222 6283 SH SOLE 0 0 6283 ISHARES TR IBOXX INV CP ETF 464287242 346527 3204 SH SOLE 0 0 3204 ISHARES TR US AER DEF ETF 464288760 553366 4743 SH SOLE 0 0 4743 ISHARES TR MICRO-CAP ETF 464288869 233683 2138 SH SOLE 0 0 2138 ISHARES TR 0-5 YR TIPS ETF 46429B747 1656437 16972 SH SOLE 0 0 16972 ISHARES TR FLTG RATE NT ETF 46429B655 1627053 32016 SH SOLE 0 0 32016 ISHARES TR US HLTHCR PR ETF 464288828 236615 925 SH SOLE 0 0 925 ISHARES TR CORE US AGGBD ET 464287226 288855 2949 SH SOLE 0 0 2949 ISHARES TR U.S. MED DVC ETF 464288810 1388577 24594 SH SOLE 0 0 24594 ISHARES TR MORTGE REL ETF 46435G342 242490 10275 SH SOLE 0 0 10275 ISHARES TR PFD AND INCM SEC 464288687 2038828 65918 SH SOLE 0 0 65918 ISHARES TR GL CLEAN ENE ETF 464288224 232355 12628 SH SOLE 0 0 12628 ISHARES TR SELECT DIVID ETF 464287168 5120087 45191 SH SOLE 0 0 45191 ISHARES TR 1 3 YR TREAS BD 464287457 427740 5276 SH SOLE 0 0 5276 ISHARES TR ISHARES BIOTECH 464287556 272329 2145 SH SOLE 0 0 2145 ISHARES TR TIPS BD ETF 464287176 388939 3614 SH SOLE 0 0 3614 ISHARES TR 20 YR TR BD ETF 464287432 221939 2156 SH SOLE 0 0 2156 ISHARES TR US OIL GS EX ETF 464288851 327150 3852 SH SOLE 0 0 3852 ISHARES TR ISHARES SEMICDTR 464287523 555450 1095 SH SOLE 0 0 1095 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 2995836 54145 SH SOLE 0 0 54145 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 1119862 23152 SH SOLE 0 0 23152 JPMORGAN CHASE & CO COM 46625H100 209724 1442 SH SOLE 0 0 1442 KKR INCOME OPPORTUNITIES FD COM 48249T106 1081321 93137 SH SOLE 0 0 93137 META PLATFORMS INC CL A 30303M102 1300306 4531 SH SOLE 0 0 4531 MICROSOFT CORP COM 594918104 643946 1891 SH SOLE 0 0 1891 MUSCLE MAKER INC COM 627333107 19998 16805 SH SOLE 0 0 16805 NOKIA CORP SPONSORED ADR 654902204 62400 15000 SH SOLE 0 0 15000 NVIDIA CORPORATION COM 67066G104 1708373 4039 SH SOLE 0 0 4039 PROSHARES TR S&P 500 DV ARIST 74348A467 6699602 71061 SH SOLE 0 0 71061 PUTNAM MANAGED MUN INCOME TR COM 746823103 380613 62498 SH SOLE 0 0 62498 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 221458 6212 SH SOLE 0 0 6212 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2434409 47087 SH SOLE 0 0 47087 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3497382 48160 SH SOLE 0 0 48160 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 318096 12915 SH SOLE 0 0 12915 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3843201 51277 SH SOLE 0 0 51277 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3164830 60363 SH SOLE 0 0 60363 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2165472 49440 SH SOLE 0 0 49440 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 921012 13728 SH SOLE 0 0 13728 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2059624 28997 SH SOLE 0 0 28997 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2008966 38361 SH SOLE 0 0 38361 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 639165 3764 SH SOLE 0 0 3764 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 215019 2899 SH SOLE 0 0 2899 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 831600 10035 SH SOLE 0 0 10035 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 800893 6034 SH SOLE 0 0 6034 SELECT SECTOR SPDR TR ENERGY 81369Y506 1252518 15431 SH SOLE 0 0 15431 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1307180 38777 SH SOLE 0 0 38777 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4614079 26539 SH SOLE 0 0 26539 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 395367 3684 SH SOLE 0 0 3684 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 230545 3523 SH SOLE 0 0 3523 SNOWFLAKE INC CL A 833445109 509462 2895 SH SOLE 0 0 2895 SPDR GOLD TR GOLD SHS 78463V107 230325 1292 SH SOLE 0 0 1292 SPDR S&P 500 ETF TR TR UNIT 78462F103 2171046 4898 SH SOLE 0 0 4898 SPDR SER TR AEROSPACE DEF 78464A631 294710 2425 SH SOLE 0 0 2425 SPDR SER TR HLTH CR EQUIP 78464A581 249149 2532 SH SOLE 0 0 2532 SPDR SER TR S&P REGL BKG 78464A698 1206690 29554 SH SOLE 0 0 29554 SPDR SER TR PORTFOLIO LN COR 78464A367 217388 9346 SH SOLE 0 0 9346 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 205260 6775 SH SOLE 0 0 6775 TESLA INC COM 88160R101 1037918 3965 SH SOLE 0 0 3965 UBER TECHNOLOGIES INC COM 90353T100 369924 8569 SH SOLE 0 0 8569 VANECK ETF TRUST EMERGING MRKT HI 92189F353 418974 22895 SH SOLE 0 0 22895 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 5637818 37030 SH SOLE 0 0 37030 VANECK ETF TRUST PREFERRED SECURT 92189F429 2137406 120962 SH SOLE 0 0 120962 VANGUARD BD INDEX FDS INTERMED TERM 921937819 373893 4970 SH SOLE 0 0 4970 VANGUARD INDEX FDS SMALL CP ETF 922908751 2006192 10087 SH SOLE 0 0 10087 VANGUARD INDEX FDS VALUE ETF 922908744 474046 3336 SH SOLE 0 0 3336 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2318411 11267 SH SOLE 0 0 11267 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 850346 6145 SH SOLE 0 0 6145 VANGUARD INDEX FDS MID CAP ETF 922908629 391444 1778 SH SOLE 0 0 1778 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 408640 8617 SH SOLE 0 0 8617 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2114687 13019 SH SOLE 0 0 13019 VANGUARD WORLD FD ESG INTL STK ETF 921910725 254238 4787 SH SOLE 0 0 4787 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1291670 5276 SH SOLE 0 0 5276 VERIZON COMMUNICATIONS INC COM 92343V104 702300 18884 SH SOLE 0 0 18884 VIRTUS CONVERTIBLE & INCOME COM 92838X102 186281 53529 SH SOLE 0 0 53529 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 970305 30609 SH SOLE 0 0 30609