0001172661-23-000727.txt : 20230213 0001172661-23-000727.hdr.sgml : 20230213 20230213142956 ACCESSION NUMBER: 0001172661-23-000727 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 EFFECTIVENESS DATE: 20230213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Joseph P. Lucia & Associates, LLC CENTRAL INDEX KEY: 0001775391 IRS NUMBER: 262909413 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19484 FILM NUMBER: 23617116 BUSINESS ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 BUSINESS PHONE: 9143526600 MAIL ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001775391 XXXXXXXX 12-31-2022 12-31-2022 false Joseph P. Lucia & Associates, LLC

3505 Hill Blvd. Suite J Yorktown Heights NY 10598

13F HOLDINGS REPORT 028-19484 000147625 801-76540 N Joseph P. Lucia 845-621-7200 /s/ Joseph P. Lucia Yorktown Heights NY 02-13-2023 0 114 133530787 INFORMATION TABLE 2 infotable.xml ALDEYRA THERAPEUTICS INC COM 01438T106 62280 12000 SH SOLE 0 0 12000 ALPHABET INC CAP STK CL C 02079K107 273288 3080 SH SOLE 0 0 3080 ALPHABET INC CAP STK CL A 02079K305 465149 5272 SH SOLE 0 0 5272 ALPS ETF TR SECTR DIV DOGS 00162Q858 1930492 37529 SH SOLE 0 0 37529 AMAZON COM INC COM 023135106 2366196 28169 SH SOLE 0 0 28169 AMERICAN CENTY ETF TR US SML CP VALU 025072877 784739 10532 SH SOLE 0 0 10532 APPLE INC COM 037833100 5495406 42295 SH SOLE 0 0 42295 AT&T INC COM 00206R102 188426 10235 SH SOLE 0 0 10235 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 207272 671 SH SOLE 0 0 671 BOEING CO COM 097023105 318606 1673 SH SOLE 0 0 1673 CONSOLIDATED EDISON INC COM 209115104 916532 9616 SH SOLE 0 0 9616 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 215046 122185 SH SOLE 0 0 122185 DISNEY WALT CO COM 254687106 1056133 12156 SH SOLE 0 0 12156 EATON VANCE TAX-MANAGED GLOB COM 27829C105 601504 70682 SH SOLE 0 0 70682 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 2820749 64035 SH SOLE 0 0 64035 ETF SER SOLUTIONS US GLB JETS 26922A842 530351 31051 SH SOLE 0 0 31051 FIDELITY COVINGTON TRUST MSCI MATLS INDEX 316092881 213536 4892 SH SOLE 0 0 4892 GLOBAL X FDS RATE PREFERRED 37954Y376 225360 10016 SH SOLE 0 0 10016 GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 515925 25965 SH SOLE 0 0 25965 GLOBAL X FDS GLOBX SUPDV US 37950E291 532884 28360 SH SOLE 0 0 28360 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 525210 8961 SH SOLE 0 0 8961 GLOBAL X FDS SOCIAL MED ETF 37950E416 932635 30085 SH SOLE 0 0 30085 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 1677900 105462 SH SOLE 0 0 105462 GLOBAL X FDS FINTECH ETF 37954Y814 625774 32508 SH SOLE 0 0 32508 HOME DEPOT INC COM 437076102 212437 673 SH SOLE 0 0 673 INTERNATIONAL BUSINESS MACHS COM 459200101 848722 6024 SH SOLE 0 0 6024 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 240921 3303 SH SOLE 0 0 3303 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 586051 13371 SH SOLE 0 0 13371 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 1315401 51163 SH SOLE 0 0 51163 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 760985 11909 SH SOLE 0 0 11909 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 5471617 96997 SH SOLE 0 0 96997 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 4893665 20140 SH SOLE 0 0 20140 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 2717994 15940 SH SOLE 0 0 15940 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 1289741 17743 SH SOLE 0 0 17743 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 3678512 12752 SH SOLE 0 0 12752 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 307876 32614 SH SOLE 0 0 32614 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 661417 5893 SH SOLE 0 0 5893 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 909662 7819 SH SOLE 0 0 7819 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 300096 20840 SH SOLE 0 0 20840 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 1173424 9962 SH SOLE 0 0 9962 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 2221422 12461 SH SOLE 0 0 12461 INVESCO QQQ TR UNIT SER 1 46090E103 1272589 4779 SH SOLE 0 0 4779 ISHARES TR 1 3 YR TREAS BD 464287457 451841 5567 SH SOLE 0 0 5567 ISHARES TR PFD AND INCM SEC 464288687 2040580 66839 SH SOLE 0 0 66839 ISHARES TR US AER DEF ETF 464288760 533460 4769 SH SOLE 0 0 4769 ISHARES TR CORE US AGGBD ET 464287226 299214 3085 SH SOLE 0 0 3085 ISHARES TR ISHARES SEMICDTR 464287523 403309 1159 SH SOLE 0 0 1159 ISHARES TR 20 YR TR BD ETF 464287432 239044 2401 SH SOLE 0 0 2401 ISHARES TR ISHARES BIOTECH 464287556 330851 2520 SH SOLE 0 0 2520 ISHARES TR 0-5 YR TIPS ETF 46429B747 1925216 19856 SH SOLE 0 0 19856 ISHARES TR US HLTHCR PR ETF 464288828 247613 925 SH SOLE 0 0 925 ISHARES TR TIPS BD ETF 464287176 468230 4399 SH SOLE 0 0 4399 ISHARES TR IBOXX INV CP ETF 464287242 356610 3382 SH SOLE 0 0 3382 ISHARES TR FLTG RATE NT ETF 46429B655 2449410 48667 SH SOLE 0 0 48667 ISHARES TR US OIL GS EX ETF 464288851 481337 5183 SH SOLE 0 0 5183 ISHARES TR GL CLEAN ENE ETF 464288224 265772 13389 SH SOLE 0 0 13389 ISHARES TR MICRO-CAP ETF 464288869 215660 2000 SH SOLE 0 0 2000 ISHARES TR U.S. MED DVC ETF 464288810 1599390 30424 SH SOLE 0 0 30424 ISHARES TR MORTGE REL ETF 46435G342 237859 10483 SH SOLE 0 0 10483 ISHARES TR SELECT DIVID ETF 464287168 5739726 47593 SH SOLE 0 0 47593 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 763308 14008 SH SOLE 0 0 14008 JPMORGAN CHASE & CO COM 46625H100 220192 1642 SH SOLE 0 0 1642 KKR INCOME OPPORTUNITIES FD COM 48249T106 966428 87777 SH SOLE 0 0 87777 META PLATFORMS INC CL A 30303M102 533227 4431 SH SOLE 0 0 4431 MICROSOFT CORP COM 594918104 454732 1896 SH SOLE 0 0 1896 MUSCLE MAKER INC COM 627333107 5714 16805 SH SOLE 0 0 16805 NOKIA CORP SPONSORED ADR 654902204 69600 15000 SH SOLE 0 0 15000 NVIDIA CORPORATION COM 67066G104 590750 4042 SH SOLE 0 0 4042 PROSHARES TR S&P 500 DV ARIST 74348A467 5304180 58942 SH SOLE 0 0 58942 PUTNAM MANAGED MUN INCOME TR COM 746823103 461637 73509 SH SOLE 0 0 73509 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3324671 44012 SH SOLE 0 0 44012 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 951546 14413 SH SOLE 0 0 14413 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3447157 66560 SH SOLE 0 0 66560 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2966526 53393 SH SOLE 0 0 53393 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1901853 42123 SH SOLE 0 0 42123 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1975159 30105 SH SOLE 0 0 30105 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2074898 46304 SH SOLE 0 0 46304 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 308538 13035 SH SOLE 0 0 13035 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2073788 51192 SH SOLE 0 0 51192 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 641484 4722 SH SOLE 0 0 4722 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3321574 26692 SH SOLE 0 0 26692 SELECT SECTOR SPDR TR ENERGY 81369Y506 1126299 12876 SH SOLE 0 0 12876 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 253694 3403 SH SOLE 0 0 3403 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 310200 4400 SH SOLE 0 0 4400 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 402661 4100 SH SOLE 0 0 4100 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1790959 52367 SH SOLE 0 0 52367 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1031979 13285 SH SOLE 0 0 13285 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 504370 3905 SH SOLE 0 0 3905 SNOWFLAKE INC CL A 833445109 422725 2945 SH SOLE 0 0 2945 SPDR GOLD TR GOLD SHS 78463V107 281942 1662 SH SOLE 0 0 1662 SPDR S&P 500 ETF TR TR UNIT 78462F103 1872265 4896 SH SOLE 0 0 4896 SPDR SER TR PORTFOLIO LN COR 78464A367 259365 11553 SH SOLE 0 0 11553 SPDR SER TR AEROSPACE DEF 78464A631 348418 3166 SH SOLE 0 0 3166 SPDR SER TR HLTH CR EQUIP 78464A581 251962 2803 SH SOLE 0 0 2803 SPDR SER TR S&P REGL BKG 78464A698 2304194 39227 SH SOLE 0 0 39227 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 202770 6875 SH SOLE 0 0 6875 TESLA INC COM 88160R101 407110 3305 SH SOLE 0 0 3305 VANECK ETF TRUST EMERGING MRKT HI 92189F353 416769 22887 SH SOLE 0 0 22887 VANECK ETF TRUST PREFERRED SECURT 92189F429 2023830 121115 SH SOLE 0 0 121115 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 3521618 17353 SH SOLE 0 0 17353 VANGUARD BD INDEX FDS INTERMED TERM 921937819 423029 5692 SH SOLE 0 0 5692 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1979877 11014 SH SOLE 0 0 11014 VANGUARD INDEX FDS MID CAP ETF 922908629 480584 2358 SH SOLE 0 0 2358 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 900969 6662 SH SOLE 0 0 6662 VANGUARD INDEX FDS SMALL CP ETF 922908751 2137945 11648 SH SOLE 0 0 11648 VANGUARD INDEX FDS VALUE ETF 922908744 512912 3654 SH SOLE 0 0 3654 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 437084 9357 SH SOLE 0 0 9357 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2227118 14667 SH SOLE 0 0 14667 VANGUARD WORLD FD ESG INTL STK ETF 921910725 334541 6801 SH SOLE 0 0 6801 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 218821 2645 SH SOLE 0 0 2645 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1411901 5692 SH SOLE 0 0 5692 VERIZON COMMUNICATIONS INC COM 92343V104 655994 16650 SH SOLE 0 0 16650 VIRTUS CONVERTIBLE & INCOME COM 92838X102 181999 53529 SH SOLE 0 0 53529 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 908874 36239 SH SOLE 0 0 36239