0001775210-21-000013.txt : 20211102 0001775210-21-000013.hdr.sgml : 20211102 20211102115853 ACCESSION NUMBER: 0001775210-21-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211102 EFFECTIVENESS DATE: 20211102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterfront Wealth Inc. CENTRAL INDEX KEY: 0001775210 IRS NUMBER: 454998452 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20796 FILM NUMBER: 211369927 BUSINESS ADDRESS: STREET 1: 6711 W 121ST STREET STREET 2: SUITE 200 CITY: OVERLAND PARK STATE: KS ZIP: 66209 BUSINESS PHONE: 9139515800 MAIL ADDRESS: STREET 1: 6711 W 121ST STREET STREET 2: SUITE 200 CITY: OVERLAND PARK STATE: KS ZIP: 66209 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001775210 XXXXXXXX 09-30-2021 09-30-2021 Waterfront Wealth Inc.
6711 W 121ST STREET SUITE 200 OVERLAND PARK KS 66209
13F HOLDINGS REPORT 028-20796 N
Roger Ratzlaff Chief Compliance Officer 913 981-5800 Anna Good Overland Park KS 11-02-2021 0 179 206970 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT00326L1002226228502SHSOLE 00228502ADAMS DIVERSIFIED EQUITY FDCOM0062121045284266874SHSOLE 00266874ALLIANCEBERNSTEIN GBL HGH INCOM01879R106108088023SHSOLE 0088023ALLSCRIPTS HEALTHCARE SOLUTNCOM01988P1081613120624SHSOLE 00120624ALLY FINL INCCOM02005N100307960313SHSOLE 0060313ALPHABET INCCAP STK CL C02079K107336126SHSOLE 00126ALPHABET INCCAP STK CL A02079K3051401524SHSOLE 00524AMARIN CORP PLCSPONS ADR NEW02311120611823169SHSOLE 0023169AMAZON COM INCCOM02313510621064SHSOLE 0064AMEREN CORPCOM0236081026327804SHSOLE 007804APPLE INCCOM037833100599142336SHSOLE 0042336AT&T INCCOM00206R10258921817SHSOLE 0021817ATHERSYS INCCOM04744L1064332293SHSOLE 0032293ATLAS AIR WORLDWIDE HLDGS INCOM NEW049164205244729962SHSOLE 0029962BAIDU INCSPON ADR REP A0567521087965175SHSOLE 005175BANCO SANTANDER SAADR05964H10534795951SHSOLE 0095951BANK AMER CORPCOM06050510495022389SHSOLE 0022389BANK NEW YORK MELLON CORPCOM06405810062011953SHSOLE 0011953BERKSHIRE HATHAWAY INC DELCL B NEW084670702852231222SHSOLE 0031222BIOGEN INCCOM09062X103215760SHSOLE 00760BLACKROCK CORE BD TRSHS BEN INT09249E101110766829SHSOLE 0066829BLACKROCK CR ALLCTN INC TRCOM09250810095262808SHSOLE 0062808BLACKROCK ENERGY & RES TRCOM09250U10110210729SHSOLE 0010729BLACKROCK ENHANCED EQT DIV TCOM09251A1043511358279SHSOLE 00358279BLACKROCK ENHANCED INTL DIVCOM BENE INTER0925241074787778383SHSOLE 00778383BLACKROCK FLOAT RATE OME STRCOM09255X10054140458SHSOLE 0040458BLACKROCK FLOATING RATE INCOCOM0919411041956147268SHSOLE 00147268BLACKROCK HEALTH SCIENCES TRCOM09250W1073918205SHSOLE 008205BLACKROCK INCCOM09247X10114131685SHSOLE 001685BLACKROCK LTD DURATION INC TCOM SHS09249W1012483145305SHSOLE 00145305BLACKROCK MUN 2030 TAR TERMCOM SHS BEN IN09257P105159362415SHSOLE 0062415BOEING COCOM0970231053451567SHSOLE 001567BRISTOL MYERS SQUIBB COCOM1101221082323924SHSOLE 003924BROOKFIELD ASSET MGMT INCCL A LTD VT SH112585104460085959SHSOLE 0085959BROOKFIELD RENEWABLE PARTNERPARTNERSHIP UNITG1625810854714812SHSOLE 0014812BRUNSWICK CORPCOM1170431092162269SHSOLE 002269BUNGE LIMITEDCOMG16962105104912899SHSOLE 0012899CANADIAN SOLAR INCCOM13663510965719003SHSOLE 0019003CBRE GROUP INCCL A12504L1093383475SHSOLE 003475CELESTICA INCSUB VTG SHS15101Q10818220465SHSOLE 0020465CERNER CORPCOM156782104194727608SHSOLE 0027608CHEVRON CORP NEWCOM1667641006586482SHSOLE 006482CIGNA CORP NEWCOM1255231006393191SHSOLE 003191CISCO SYS INCCOM17275R1022404409SHSOLE 004409CIT GROUP INCCOM NEW1255818012605005SHSOLE 005005CITIGROUP INCCOM NEW1729674244536449SHSOLE 006449COLGATE PALMOLIVE COCOM1941621032583419SHSOLE 003419COMCAST CORP NEWCL A20030N1012965296SHSOLE 005296COMMERCE BANCSHARES INCCOM2005251038924128071SHSOLE 00128071CRITEO S ASPONS ADS226718104131835972SHSOLE 0035972CUMMINS INCCOM2310211062531129SHSOLE 001129DAQO NEW ENERGY CORPSPNSRD ADR NEW23703Q2034247446SHSOLE 007446DERMIRA INCNOTE 3.000% 5/124983LAB0303300000PRNSOLE 00300000DISNEY WALT COCOM DISNEY254687106182710797SHSOLE 0010797DROPBOX INCCL A26210C10444315149SHSOLE 0015149DXC TECHNOLOGY COCOM23355L10635410518SHSOLE 0010518EATON VANCE TAX MNGD GBL DVCOM27829F10818918943SHSOLE 0018943EMBRAER S ASP ADR REP 4 COM29082A10772042336SHSOLE 0042336ENERGY TRANSFER LPCOM UT LTD PTN29273V10054256602SHSOLE 0056602ENTERPRISE PRODS PARTNERS LCOM29379210733115283SHSOLE 0015283EVERGY INCCOM30034W1064016441SHSOLE 006441EXXON MOBIL CORPCOM30231G10287414860SHSOLE 0014860FACEBOOK INCCL A30303M1024221243SHSOLE 001243FIRST MERCHANTS CORPCOM320817109101424240SHSOLE 0024240FIRST TR EXCH TRD ALPHA FD IDEV MRK EX US33737J1745218545SHSOLE 008545FIRST TR EXCHAN TRADED FD VIFST TR GLB FD33739H10134714405SHSOLE 0014405FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E104251733637SHSOLE 0033637FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X1353317480SHSOLE 007480FIRST TR EXCHANGE TRADED FDNASD TECH DIV33738R1184507976SHSOLE 007976FIRST TR EXCHANGE TRADED FDRISNG DIVD ACHIV33738R5063036385SHSOLE 006385FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R605101922261SHSOLE 0022261FIRST TR MORNINGSTAR DIV LEASHS3369171092367190SHSOLE 007190FIRST TR VALUE LINE DIVID INSHS33734H1062466269SHSOLE 006269FLEX LTDORDY2573F10268238565SHSOLE 0038565FORD MTR CO DELCOM PAR $0.0134537086019613818SHSOLE 0013818FRANKLIN STREET PPTYS CORPCOM35471R10624352321SHSOLE 0052321GABELLI DIVD & INCOME TRCOM36242H10438614963SHSOLE 0014963GENERAL MTRS COCOM37045V100243446183SHSOLE 0046183GOLDMAN SACHS GROUP INCCOM38141G104236625SHSOLE 00625GUARANTY FED BANCSHARES INCCOM40108P10136615219SHSOLE 0015219HANESBRANDS INCCOM41034510231118107SHSOLE 0018107HARMONIC INCCOM41316010233638436SHSOLE 0038436HEWLETT PACKARD ENTERPRISE CCOM42824C1091828128308SHSOLE 00128308HOME DEPOT INCCOM437076102214652SHSOLE 00652HONEYWELL INTL INCCOM4385161062701270SHSOLE 001270HOUGHTON MIFFLIN HARCOURT COCOM44157R109120189445SHSOLE 0089445HOWARD HUGHES CORPCOM44267D1073423900SHSOLE 003900HUDBAY MINERALS INCCOM44362810231951231SHSOLE 0051231ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001012775545SHSOLE 005545IMPINJ INCCOM4532041094798385SHSOLE 008385INTEL CORPCOM458140100118422224SHSOLE 0022224INTERNATIONAL BUSINESS MACHSCOM459200101175312621SHSOLE 0012621INVESCO QQQ TRUNIT SER 146090E103283791SHSOLE 00791ISHARES TRCORE S&P500 ETF464287200336780SHSOLE 00780ISHARES TRRUS MID CAP ETF4642874992523224SHSOLE 003224ISHARES TRRUS 1000 VAL ETF4642875985223334SHSOLE 003334ISHARES TRRUS 1000 GRW ETF4642876148593135SHSOLE 003135ISHARES TRRUS 1000 ETF4642876224711948SHSOLE 001948ISHARES TRMSCI EURO FL ETF4642891803909199236SHSOLE 00199236ISHARES TRMSCI INDIA ETF46429B5982424967SHSOLE 004967JEFFERIES FINL GROUP INCCOM47233W1098145219363SHSOLE 00219363JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T1003257104SHSOLE 007104JOHNSON & JOHNSONCOM4781601045513411SHSOLE 003411JPMORGAN CHASE & COCOM46625H1002111286SHSOLE 001286KELLOGG COCOM4878361083225042SHSOLE 005042KKR & CO INCCL A48251W104338455591SHSOLE 0055591KNOWLES CORPCOM49926D10953728657SHSOLE 0028657KROGER COCOM50104410159014602SHSOLE 0014602LABORATORY CORP AMER HLDGSCOM NEW50540R409253900SHSOLE 00900LEAR CORPCOM NEW5218652046454123SHSOLE 004123MACYS INCCOM55616P10483236799SHSOLE 0036799MASTERCARD INCORPORATEDCL A57636Q1047232079SHSOLE 002079MCDONALDS CORPCOM5801351015362223SHSOLE 002223MFS CHARTER INCOME TRSH BEN INT55272710912214131SHSOLE 0014131MICRON TECHNOLOGY INCCOM595112103103814620SHSOLE 0014620MICROSOFT CORPCOM5949181049563392SHSOLE 003392MORGAN STANLEYCOM NEW6174464484714843SHSOLE 004843NAUTILUS INCCOM63910B10258262466SHSOLE 0062466NEXTERA ENERGY INCCOM65339F1012262872SHSOLE 002872NOKIA CORPSPONSORED ADR6549022041259231013SHSOLE 00231013NUVEEN PFD & INCM SECURTIESCOM67072C10536437096SHSOLE 0037096O REILLY AUTOMOTIVE INC NEWCOM67103H107347568SHSOLE 00568ON SEMICONDUCTOR CORPCOM6821891052074525SHSOLE 004525ORACLE CORPCOM68389X1055075815SHSOLE 005815ORANGESPONSORED ADR6840601061138105054SHSOLE 00105054PEPSICO INCCOM7134481085623736SHSOLE 003736PFIZER INCCOM71708110351211903SHSOLE 0011903PHILIP MORRIS INTL INCCOM7181721092192311SHSOLE 002311PIMCO ETF TRACTIVE BD ETF72201R77511019962SHSOLE 009962PROSHARES TRPSHS LC COR PLUS74347R248544954399SHSOLE 0054399REDWOOD TR INCNOTE 4.750% 8/1758075AC9202198000PRNSOLE 00198000REGAL BELOIT CORPCOM7587501032201466SHSOLE 001466ROYCE VALUE TR INCCOM7809101055720317413SHSOLE 00317413SABRA HEALTH CARE REIT INCCOM78573L10690861677SHSOLE 0061677SANOFISPONSORED ADR80105N10563913248SHSOLE 0013248SCHWAB STRATEGIC TRUS MID-CAP ETF808524508206526932SHSOLE 0026932SCHWAB STRATEGIC TRUS SML CAP ETF8085246074634622SHSOLE 004622SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470640313232SHSOLE 0013232SCHWAB STRATEGIC TRSCHWB FDT EMK LG80852473036411299SHSOLE 0011299SCHWAB STRATEGIC TRSCHWB FDT INT SC808524748231559815SHSOLE 0059815SCHWAB STRATEGIC TRSCHWB FDT INT LG8085247553458105319SHSOLE 00105319SCHWAB STRATEGIC TRSCHWAB FDT US SC808524763155629542SHSOLE 0029542SCHWAB STRATEGIC TRINTL EQTY ETF8085248052757097SHSOLE 007097SCHWAB STRATEGIC TRUS REIT ETF8085248472535545SHSOLE 005545SERITAGE GROWTH PPTYSCL A81752R10063642872SHSOLE 0042872SPDR INDEX SHS FDSEURO STOXX 5078463X2022455400SHSOLE 005400SPDR S&P 500 ETF TRTR UNIT78462F10330697151SHSOLE 007151SPECTRUM BRANDS HLDGS INC NECOM84790A1052482594SHSOLE 002594SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848120724986SHSOLE 0024986STARBUCKS CORPCOM8552441094123733SHSOLE 003733SUZANO PAPEL E CELULOSE S ASPON ADS86959K10568968922SHSOLE 0068922TEMPLETON EMERG MKTS INCOMECOM8801921092123274299SHSOLE 00274299TEREX CORP NEWCOM8807791032946984SHSOLE 006984TESLA INCCOM88160R1019101174SHSOLE 001174TORTOISE PWR & ENERGY INFRASCOM89147X10417213000SHSOLE 0013000TRI POINTE GROUP INCCOM87265H10993244315SHSOLE 0044315TRINSEO S ASHSL9340P101151127985SHSOLE 0027985UNION PAC CORPCOM90781810816758544SHSOLE 008544UNITED PARCEL SERVICE INCCL B911312106750741223SHSOLE 0041223VANECK VECTORS ETF TRVIETNAM ETF92189F81720010393SHSOLE 0010393VANGUARD BD INDEX FD INCSHORT TRM BOND9219378272943593SHSOLE 003593VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4073245681SHSOLE 005681VANGUARD INDEX FDSS&P 500 ETF SHS922908363535113568SHSOLE 0013568VANGUARD INDEX FDSGROWTH ETF92290873612834421SHSOLE 004421VANGUARD INDEX FDSVALUE ETF9229087449687153SHSOLE 007153VANGUARD INDEX FDSSMALL CP ETF9229087513011376SHSOLE 001376VANGUARD INDEX FDSTOTAL STK MKT9229087692861287SHSOLE 001287VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858167633515SHSOLE 0033515VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858121624074SHSOLE 0024074VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464063193089SHSOLE 003089VERIZON COMMUNICATIONS INCCOM92343V1045229660SHSOLE 009660VERSO CORPCL A92531L207195093996SHSOLE 0093996VISA INCCOM CL A92826C8398383764SHSOLE 003764VODAFONE GROUP PLC NEWSPONSORED ADR92857W30869444948SHSOLE 0044948VONAGE HLDGS CORPCOM92886T2011738107843SHSOLE 00107843WALMART INCCOM9311421037795591SHSOLE 005591WHIRLPOOL CORPCOM9633201066273075SHSOLE 003075WISDOMTREE TREMG MKTS SMCAP97717W281128624055SHSOLE 0024055WISDOMTREE TRUS SMALLCAP DIVD97717W604124140269SHSOLE 0040269