ex24-09082022_010905.htm

0001415889-22-009456.txt : 20220908 0001415889-22-009456.hdr.sgml : 20220908 20220908164913 ACCESSION NUMBER: 0001415889-22-009456 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220829 FILED AS OF DATE: 20220908 DATE AS OF CHANGE: 20220908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAZAN ANTHONY P. CENTRAL INDEX KEY: 0001944185 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40535 FILM NUMBER: 221234294 MAIL ADDRESS: STREET 1: 13246 WATER GAP RD. CITY: WILLIAMS STATE: OR ZIP: 97544 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UPEXI, INC. CENTRAL INDEX KEY: 0001775194 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 833378978 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 17129 US HWY 19 N. CITY: CLEARWATER STATE: FL ZIP: 33760 BUSINESS PHONE: 701-353-5425 MAIL ADDRESS: STREET 1: 17129 US HWY 19 N. CITY: CLEARWATER STATE: FL ZIP: 33760 FORMER COMPANY: FORMER CONFORMED NAME: GROVE, INC. DATE OF NAME CHANGE: 20190429 3 1 form3-09082022_010904.xml X0206 3 2022-08-29 0 0001775194 UPEXI, INC. UPXI 0001944185 BAZAN ANTHONY P. 13246 WATER GAP RD. WILLIAMS OR 97544 false true false false Chief Operations Officer Employee Stock Option (right to buy) 4.60 2023-08-17 2027-08-17 Common Stock 275000 D The option was granted on 8/17/2022 and is exercisable in three annual installments. The first installment becomes exercisable for 137,500 shares on August 17, 2023, and the next two installments become exercisable for 68,750 shares respectively on August 17, 2024 and August 17, 2025. /s/ Clint J. Gage , Attorney-in-Fact 2022-09-08 EX-24 2 ex24-09082022_010905.htm ex24-09082022_010905.htm

LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS

Know all by these presents, that the undersigned hereby constitutes and appoints Clint J. Gage, with full power of substitution, the undersigned’s true and lawful attorney-in-fact to:

execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer or director or both of Upexi, Inc. (the “Company”), Forms 3, 4 and 5 (and any amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder;

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendments thereto, and timely file such form with the U.S. Securities and Exchange Commission (the “SEC”), including without limitation the filing of a Form ID or any other documents necessary or appropriate to enable the undersigned to file the Forms 3, 4 and 5 electronically with the SEC; and

seek or obtain, as the undersigned’s representative and on the undersigned’s behalf, information on transactions in the Company’s securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to each of the undersigned’s attorneys-in-fact appointed by this Limited Power of Attorney and approves and ratifies any such release of information; and

take any other action in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by or for, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Limited Power of Attorney shall be in such form and shall contain such information and disclosure as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever required, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney and the rights and powers herein granted.

The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request and on the behalf of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with, or any liability for the failure to comply with, any provision of Section 16 of the Exchange Act.

This Limited Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 or 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to each of the foregoing attorneys-in-fact.

[SIGNATURE PAGE FOLLOWS]

IN WITNESS WHEREOF, the undersigned has executed this Limited Power of Attorney as of this 8th day of September, 2022.


	Signed and acknowledged:
	/s/ Anthony P. Bazan___________________ Signature
	Anthony P. Bazan_____________ Printed Name


Dated: September 8, 2022
		_Shawn B. Buther _____________________ Witness
	STATE OF OREGON COUNTY OF JOSEPHINE ) ) SS. )

The undersigned, a notary public in and for the above county and state, certifies that ANTHONY P. BAZAN, known to me to be the same person whose name is subscribed as principal to the foregoing power of attorney, appeared before me and the witnesses, Renee Joylynn Cockrum and Shawn B Buther in person and acknowledged signing and delivering the instrument as the free and voluntary act of the principal, for the uses and purposes therein set forth.

Dated: September 8, 2022



	__/s/ Renee Joylynn Cockrum_________ Notary Public My commission expires: May 19, 2025

[Signature Page to Limited Power of Attorney]