0001104659-21-114252.txt : 20210909 0001104659-21-114252.hdr.sgml : 20210909 20210909171549 ACCESSION NUMBER: 0001104659-21-114252 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210908 FILED AS OF DATE: 20210909 DATE AS OF CHANGE: 20210909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pichl Daniel CENTRAL INDEX KEY: 0001819465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39044 FILM NUMBER: 211245149 MAIL ADDRESS: STREET 1: C/O SPRINGWORKS THERAPEUTICS, INC. STREET 2: 100 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SpringWorks Therapeutics, Inc. CENTRAL INDEX KEY: 0001773427 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WASHINGTON BOULEVARD CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-883-9490 MAIL ADDRESS: STREET 1: 100 WASHINGTON BOULEVARD CITY: STAMFORD STATE: CT ZIP: 06902 4 1 tm2127246-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-09-08 0 0001773427 SpringWorks Therapeutics, Inc. SWTX 0001819465 Pichl Daniel C/O SPRINGWORKS THERAPEUTICS, INC., 100 WASHINGTON BLVD. STAMFORD, CT 06902 0 1 0 0 Chief People Officer Common Stock 2021-09-08 4 M 0 2320 43.10 A 9236 D Stock Option (Right to Buy) 43.10 2021-09-08 4 M 0 2320 0 D 2030-08-03 Common Stock 2320 72680 D The stock option exercises reported on this Form 4 reflect cash exercises of such options awarded under the issuer's employee equity incentive plan, to purchase common stock by the reporting person. No shares were subsequently sold by the reporting person. Includes 4,150 restricted stock awards which are subject to forfeiture until they vest. Twenty-five percent (25%) of the original amount of options granted to the reporting person on August 3, 2020 vested on the first anniversary of August 3, 2020, and the remaining seventy-five percent (75%) of such options began to vest, and will continue to vest, in 36 equal monthly installments thereafter, subject to continued service to the issuer by the reporting person. /s/ Francis I. Perier, Jr as Attorney-in-Fact 2021-09-09