0002000324-24-002556.txt : 20240830 0002000324-24-002556.hdr.sgml : 20240830 20240829173237 ACCESSION NUMBER: 0002000324-24-002556 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240830 EFFECTIVENESS DATE: 20240830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Affinity Asset Advisors, LLC CENTRAL INDEX KEY: 0001773195 ORGANIZATION NAME: IRS NUMBER: 821567490 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1934 Act SEC FILE NUMBER: 028-20754 FILM NUMBER: 241265008 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 917-826-4533 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 N-PX 1 primary_doc.xml N-PX IM LIVE 0001773195 XXXXXXXX false false 06/30/2024 YEAR 2024 Affinity Asset Advisors, LLC 646-481-8008
767 THIRD AVENUE 15th Floor New York NY 10017
Jonathan Chu
767 THIRD AVENUE 15th Floor New York NY 10017
INSTITUTIONAL MANAGER VOTING REPORT 028-20754 000312788 549300307G5AWN6LYD87 N
0 0 Affinity Asset Advisors, LLC Jonathan Chu Jonathan Chu Chief Compliance Officer 08/27/2024
PROXY VOTING RECORD 2 testwednesdaynew2.xml ALKERMES PLC G01767105 IE00B56GVS15 05/31/2024 To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 19815 0 FOR 19815 FOR ALKERMES PLC G01767105 IE00B56GVS15 05/31/2024 To approve, in a non-binding, advisory vote, the frequency of future advisory votes on the compensation of the Company's named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 19815 0 1 YEAR 19815 FOR ANTERIS TECHNOLOGIES LTD Q0425C102 AU0000088841 05/29/2024 ADOPTION OF THE REMUNERATION REPORT SECTION 14A SAY-ON-PAY VOTES ISSUER 90000 0 FOR 90000 FOR APELLIS PHARMACEUTICALS INC. 03753U106 US03753U1060 06/05/2024 Approval of an advisory vote on executive compensation SECTION 14A SAY-ON-PAY VOTES ISSUER 62460 0 FOR 62460 FOR ARCELLX, INC. 03940C100 US03940C1009 05/24/2024 To approve, on an advisory basis, the compensation of the named executive officers identified in the 2023 Summary Compensation Table in the "Executive Compensation" section of the proxy statement (the "Say-on-Pay Vote") SECTION 14A SAY-ON-PAY VOTES ISSUER 296250 0 FOR 296250 FOR ARCELLX, INC. 03940C100 US03940C1009 05/24/2024 To approve, on an advisory basis, the frequency of future Say-on- Pay Votes SECTION 14A SAY-ON-PAY VOTES ISSUER 296250 0 1 YEAR 296250 FOR ASTRIA THERAPEUTICS, INC. 04635X102 US04635X1028 06/05/2024 The approval, by non-binding advisory vote, of our executive compensation SECTION 14A SAY-ON-PAY VOTES ISSUER 268300 0 FOR 268300 FOR AUTOLUS THERAPEUTICS PLC 05280R100 US05280R1005 06/28/2024 To approve the Directors' remuneration report set out on pages 18 to 44 (inclusive) of the 2023 Annual Report and Accounts. SECTION 14A SAY-ON-PAY VOTES ISSUER 3168454 0 FOR 3168454 FOR AVROBIO, INC. 05455M100 US05455M1009 06/11/2024 The Executive Compensation Arrangements Proposal - To approve, on a non-binding advisory vote basis, compensation that will or may become payable by AVROBIO to its named executive officers in connection with the merger, each as described in the accompanying proxy statement/prospectus. SECTION 14A SAY-ON-PAY VOTES ISSUER 650000 0 FOR 650000 FOR AXSOME THERAPEUTICS, INC. 05464T104 US05464T1043 06/07/2024 To approve, by non-binding advisory vote, the compensation of our named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 42866 0 FOR 42866 FOR BEIGENE LTD 07725L102 US07725L1026 06/05/2024 THAT, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as disclosed in the Proxy Statement, be and is hereby approved SECTION 14A SAY-ON-PAY VOTES ISSUER 26745 0 FOR 26745 FOR BEIGENE LTD 07725L102 US07725L1026 06/05/2024 THAT, on a non-binding, advisory basis, the frequency of future advisory votes on the compensation of the Company's named executive officers will be held at the frequency hereby approved SECTION 14A SAY-ON-PAY VOTES ISSUER 26745 0 1 YEAR 26745 FOR BOSTON SCIENTIFIC CORPORATION 101137107 US1011371077 05/02/2024 To approve, on a non-binding, advisory basis, the compensation of our named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 13416 0 FOR 13416 FOR CELLDEX THERAPEUTICS, INC. 15117B202 US15117B2025 06/13/2024 To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement SECTION 14A SAY-ON-PAY VOTES ISSUER 177906 0 FOR 177906 FOR CENTESSA PHARMACEUTICALS PLC 152309100 US1523091007 06/25/2024 To receive and approve on an advisory basis the Company's U.K. statutory directors' remuneration report for the financial year ended December 31, 2023, which is set forth as Annex A to the attached proxy statement SECTION 14A SAY-ON-PAY VOTES ISSUER 776674 0 FOR 776674 FOR CEREVEL THERAPEUTICS HOLDINGS, INC. 15678U128 US15678U1280 02/16/2024 To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Cerevel's named executive officers that is based on or otherwise relates to the Merger SECTION 14A SAY-ON-PAY VOTES ISSUER 750000 0 FOR 750000 FOR CHINOOK THERAPEUTICS, INC. 16961L106 US16961L1061 08/02/2023 To consider and vote upon the proposal to approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Company's named executive officers in connection with the Merger SECTION 14A SAY-ON-PAY VOTES ISSUER 321015 0 FOR 321015 FOR COMPASS PATHWAYS PLC 20451W101 US20451W1018 05/09/2024 To receive and approve on an advisory basis the Company's U.K. statutory directors' remuneration report for the year ended 31 December 2023 SECTION 14A SAY-ON-PAY VOTES ISSUER 741141 0 FOR 741141 FOR COMPASS PATHWAYS PLC 20451W101 US20451W1018 05/09/2024 To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers for the year ended 31 December 2023 SECTION 14A SAY-ON-PAY VOTES ISSUER 741141 0 FOR 741141 FOR CRINETICS PHARMACEUTICALS INC. 22663K107 US22663K1079 06/07/2024 To consider and vote upon, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission SECTION 14A SAY-ON-PAY VOTES ISSUER 388561 0 FOR 388561 FOR ESTABLISHMENT LABS HOLDINGS INC. G31249108 VGG312491084 05/24/2024 To approve, on an advisory basis, the compensation of our named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 105341 0 FOR 105341 FOR GERON CORPORATION 374163103 US3741631036 05/09/2024 To approve, on an advisory basis, the compensation of the company's named executive officers, as disclosed in the company's proxy statement SECTION 14A SAY-ON-PAY VOTES ISSUER 126832 0 FOR 126832 FOR HOMOLOGY MEDICINES, INC. 438083107 US4380831077 03/15/2024 To approve on an advisory, non-binding basis certain compensation arrangements for Homology's named executive officers in connection with the Merger SECTION 14A SAY-ON-PAY VOTES ISSUER 115110 0 FOR 115110 FOR IMMUNOGEN, INC. 45253H101 US45253H1014 01/31/2024 To consider and vote on the proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to ImmunoGen's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement (the ''Compensation Proposal'') SECTION 14A SAY-ON-PAY VOTES ISSUER 700750 0 FOR 700750 FOR IMMUNOVANT INC 45258J102 US45258J1025 08/21/2023 To approve, on a non-binding, advisory basis, the compensation of our named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 259998 0 FOR 259998 FOR INARI MEDICAL, INC. 45332Y109 US45332Y1091 04/24/2024 To approve, on an advisory basis, the compensation of our named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 14217 0 FOR 14217 FOR KALVISTA PHARMACEUTICALS, INC. 483497103 US4834971032 09/26/2023 Approve, on a non-binding advisory basis, of the compensation paid by us to our named executive officers as disclosed in this proxy statement SECTION 14A SAY-ON-PAY VOTES ISSUER 0 0 FOR 0 FOR KEZAR LIFE SCIENCES, INC. 49372L100 US49372L1008 06/18/2024 Advisory vote on the compensation paid to our named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 494018 0 FOR 494018 FOR KEZAR LIFE SCIENCES, INC. 49372L100 US49372L1008 06/18/2024 Preferred frequency of the advisory vote on the compensation paid to our named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 494018 0 1 YEAR 494018 FOR KRYSTAL BIOTECH, INC. 501147102 US5011471027 05/17/2024 Approval of the compensation of the Company's named executive officers, on a non-binding, advisory basis SECTION 14A SAY-ON-PAY VOTES ISSUER 9509 0 FOR 9509 FOR KURA ONCOLOGY, INC. 50127T109 US50127T1097 06/05/2024 Approval, on an advisory basis, of the compensation of our named executive officers during the year ended December 31, 2023 SECTION 14A SAY-ON-PAY VOTES ISSUER 346954 0 FOR 346954 FOR MADRIGAL PHARMACEUTICALS INC. 558868105 US5588681057 06/25/2024 Advisory vote to approve executive compensation SECTION 14A SAY-ON-PAY VOTES ISSUER 31315 0 FOR 31315 FOR MERSANA THERAPEUTICS, INC. 59045L106 US59045L1061 06/11/2024 To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 750000 0 FOR 750000 FOR MIRATI THERAPEUTICS, INC. 60468T105 US60468T1051 12/13/2023 To approve, by non-binding, advisory vote, compensation that may be paid or become payable by Mirati to its named executive officers in connection with the Merger SECTION 14A SAY-ON-PAY VOTES ISSUER 427444 0 FOR 427444 FOR MIRUM PHARMACEUTICALS, INC. 604749101 US6047491013 06/05/2024 To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the Proxy Statement SECTION 14A SAY-ON-PAY VOTES ISSUER 47109 0 FOR 47109 FOR MIRUM PHARMACEUTICALS, INC. 604749101 US6047491013 06/05/2024 To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 47109 0 1 YEAR 47109 FOR MORPHIC HOLDING, INC. 61775R105 US61775R1059 06/04/2024 To approve, on a non-binding advisory basis, the compensation paid to the Company's Named Executive Officers SECTION 14A SAY-ON-PAY VOTES ISSUER 203085 0 FOR 203085 FOR NURIX THERAPEUTICS, INC. 67080M103 US67080M1036 05/20/2024 To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement SECTION 14A SAY-ON-PAY VOTES ISSUER 449260 0 FOR 449260 FOR NUVALENT, INC. 670703107 US6707031075 06/12/2024 To approve, on an advisory basis, the compensation paid to our named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 91168 0 FOR 91168 FOR NUVALENT, INC. 670703107 US6707031075 06/12/2024 To approve, on an advisory basis, the frequency of future advisory votes to approve the compensation paid to our named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 91168 0 1 YEAR 91168 FOR REATA PHARMACEUTICALS, INC. 75615P103 US75615P1030 09/21/2023 To approve, on an advisory, non-binding basis, compensation that will or may be paid or become payable to Reata's named executive officers in connection with the Merger contemplated by the Merger Agreement SECTION 14A SAY-ON-PAY VOTES ISSUER 0 0 FOR 0 FOR REGENXBIO INC. 75901B107 US75901B1070 05/31/2024 To approve, on an advisory basis, the compensation paid to the Company's named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 27608 0 FOR 27608 FOR REZOLUTE, INC. 76200L309 US76200L3096 05/16/2024 To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers as disclosed in the Executive Compensation section of the proxy Statement SECTION 14A SAY-ON-PAY VOTES ISSUER 624990 0 FOR 624990 FOR SAVARA INC. 805111101 US8051111016 06/06/2024 To approve, on an advisory basis, the compensation of our named executives SECTION 14A SAY-ON-PAY VOTES ISSUER 715256 0 FOR 715256 FOR SPRINGWORKS THERAPEUTICS INC 85205L107 US85205L1070 05/16/2024 Non-binding advisory vote on executive compensation SECTION 14A SAY-ON-PAY VOTES ISSUER 38669 0 FOR 38669 FOR SPYRE THERAPEUTICS INC. 00773J202 US00773J2024 05/13/2024 To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 171708 0 FOR 171708 FOR TEVA PHARMACEUTICAL INDUSTRIES LIMITED 881624209 US8816242098 06/06/2024 To approve, on a non-binding advisory basis, The compensation for Teva's named Executive Officers SECTION 14A SAY-ON-PAY VOTES ISSUER 1141212 0 FOR 1141212 FOR TEVA PHARMACEUTICAL INDUSTRIES LIMITED 881624209 US8816242098 06/06/2024 To recommend, on a non-binding advisory basis, To hold a non- binding advisory vote to approve the compensation for Teva's named Executive Officers every one, two or three years SECTION 14A SAY-ON-PAY VOTES ISSUER 1141212 0 1 YEAR 1141212 FOR TRAVERE THERAPEUTICS, INC. 89422G107 US89422G1076 05/08/2024 To approve, on an advisory basis, the compensation of the Company's named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 52733 0 FOR 52733 FOR VAXCYTE, INC. 92243G108 US92243G1085 06/06/2024 Approval, on a non-binding, advisory basis, of the compensation of the Company's named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 75036 0 FOR 75036 FOR VERONA PHARMA PLC 925050106 US9250501064 04/26/2024 To receive and approve, as a non-binding advisory resolution, the U.K. statutory Directors' Remuneration Report for the year ended 31 December 2023 SECTION 14A SAY-ON-PAY VOTES ISSUER 412995 0 FOR 412995 FOR VERONA PHARMA PLC 925050106 US9250501064 04/26/2024 To approve, on an advisory (non-binding) basis, the compensation of the Company's named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 412995 0 FOR 412995 FOR VIKING THERAPEUTICS INC 92686J106 US92686J1060 05/21/2024 To approve, on an advisory basis, the compensation of our named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 33268 0 FOR 33268 FOR XENON PHARMACEUTICALS INC 98420N105 CA98420N1050 06/04/2024 Compensation of Named Executive Officers: Approve, on an advisory basis, the compensation of the Corporation's named executive officers SECTION 14A SAY-ON-PAY VOTES ISSUER 772816 0 FOR 772816 FOR ZEALAND PHARMA A/S K9898X127 DK0060257814 03/20/2024 PROPOSAL FROM THE BOARD OF DIRECTORS TO APPROVE THE COMPANY'S REMUNERATION REPORT SECTION 14A SAY-ON-PAY VOTES ISSUER 140027 0 FOR 140027 FOR