0001387131-23-009765.txt : 20230814 0001387131-23-009765.hdr.sgml : 20230814 20230814161401 ACCESSION NUMBER: 0001387131-23-009765 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Affinity Asset Advisors, LLC CENTRAL INDEX KEY: 0001773195 IRS NUMBER: 821567490 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20754 FILM NUMBER: 231170300 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 917-826-4533 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001773195 XXXXXXXX 06-30-2023 06-30-2023 false Affinity Asset Advisors, LLC

767 Third Avenue 15th Floor New York NY 10017

13F HOLDINGS REPORT 028-20754 N Jonathan Chu 646-481-8008 /s/ Jonathan Chu New York NY 08-14-2023 0 71 286798314 INFORMATION TABLE 2 infotable.xml AADI BIOSCIENCE INC COM 00032Q104 1283697 187675 SH SOLE 187675 0 0 ADC THERAPEUTICS SA SHS H0036K147 1290000 600000 SH SOLE 600000 0 0 AEGLEA BIOTHERAPEUTICS INC COM 00773J103 2207450 4900000 SH SOLE 4900000 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 1258500 150000 SH SOLE 150000 0 0 ALPINE IMMUNE SCIENCES INC COM 02083G100 1222199 118891 SH SOLE 118891 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 911000 10000 SH SOLE 10000 0 0 ARAVIVE INC COM 03890D108 42336 33600 SH Call SOLE 33600 0 0 ARAVIVE INC COM 03890D108 1085112 861200 SH Put SOLE 861200 0 0 ARCELLX INC COMMON STOCK 03940C100 7154816 226275 SH SOLE 226275 0 0 ASCENDIS PHARMA A S SPONSORED ADR 04351P101 5155080 57760 SH SOLE 57760 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 4294200 60000 SH SOLE 60000 0 0 ASTRIA THERAPEUTICS INC COM 04635X102 5421789 650875 SH SOLE 650875 0 0 AUTOLUS THERAPEUTICS PLC SPON ADS 05280R100 3781860 1589017 SH SOLE 1589017 0 0 AXSOME THERAPEUTICS INC COM 05464T104 898250 12500 SH SOLE 12500 0 0 BIOATLA INC COM 09077B104 975000 325000 SH SOLE 325000 0 0 BIOGEN INC COM 09062X103 11394000 40000 SH SOLE 40000 0 0 BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 10806XAB8 9452614 12000000 PRN SOLE 12000000 0 0 BRIDGEBIO PHARMA INC COM 10806X102 6467200 376000 SH Put SOLE 376000 0 0 BRIDGEBIO PHARMA INC COM 10806X102 604288 35133 SH SOLE 35133 0 0 CABALETTA BIO INC COM 12674W109 1613750 125000 SH SOLE 125000 0 0 CELLDEX THERAPEUTICS INC NEW COM NEW 15117B202 2952962 87031 SH SOLE 87031 0 0 CENTESSA PHARMACEUTICALS PLC SPONSORED ADS 152309100 5575475 900723 SH SOLE 900723 0 0 CEREVEL THERAPEUTICS HLDNG I COM 15678U128 17484500 550000 SH SOLE 550000 0 0 CHINOOK THERAPEUTICS INC COM 16961L106 12333473 321017 SH SOLE 321017 0 0 CONTEXT THERAPEUTICS INC COM 21077P108 428118 267574 SH SOLE 267574 0 0 CYMABAY THERAPEUTICS INC COM 23257D103 11498792 1050118 SH SOLE 1050118 0 0 CYTOKINETICS INC COM NEW 23282W605 4082328 125148 SH SOLE 125148 0 0 ESPERION THERAPEUTICS INC NE NOTE 4.000%11/1 29664WAB1 3441033 6925000 PRN SOLE 6925000 0 0 ESTABLISHMENT LABS HLDGS INC COM G31249108 14518425 211608 SH SOLE 211608 0 0 FIBROGEN INC COM 31572Q808 2654910 983300 SH SOLE 983300 0 0 FIBROGEN INC COM 31572Q808 2654910 983300 SH Put SOLE 983300 0 0 FIBROGEN INC COM 31572Q808 918000 340000 SH Call SOLE 340000 0 0 IMMATICS N.V *W EXP 07/01/202 N44445117 632750 187204 SH SOLE 187204 0 0 IMMATICS N.V SHS N44445109 3462000 300000 SH SOLE 300000 0 0 IMMUNOVANT INC COM 45258J102 4932200 260000 SH SOLE 260000 0 0 INFLARX NV COM N44821101 1071292 240200 SH SOLE 240200 0 0 INOZYME PHARMA INC COM 45790W108 4187504 751796 SH SOLE 751796 0 0 JASPER THERAPEUTICS INC COM 471871103 653419 476948 SH SOLE 476948 0 0 KALVISTA PHARMACEUTICALS INC COM 483497103 1604628 178292 SH SOLE 178292 0 0 KURA ONCOLOGY INC COM 50127T109 9631154 910317 SH SOLE 910317 0 0 LIANBIO SPONSORED ADS 53000N108 1825541 800676 SH SOLE 800676 0 0 MADRIGAL PHARMACEUTICALS INC COM 558868105 21367500 92500 SH SOLE 92500 0 0 MADRIGAL PHARMACEUTICALS INC COM 558868105 12266100 53100 SH Call SOLE 53100 0 0 MILESTONE PHARMACEUTICALS IN COM 59935V107 855194 300068 SH SOLE 300068 0 0 MINERALYS THERAPEUTICS INC COM 603170101 1065625 62500 SH SOLE 62500 0 0 MIRUM PHARMACEUTICALS INC COM 604749101 776100 30000 SH SOLE 30000 0 0 MORPHIC HLDG INC COM 61775R105 11574182 201887 SH SOLE 201887 0 0 NEWAMSTERDAM PHARMA COMPANY ORDINARY SHARES N62509109 1189000 100000 SH SOLE 100000 0 0 NEWAMSTERDAM PHARMA COMPANY *W EXP 11/22/202 N62509117 77330 37000 SH SOLE 37000 0 0 NLS PHARMACEUTICS LTD SHS H57830103 440000 400000 SH SOLE 400000 0 0 NURIX THERAPEUTICS INC COM 67080M103 999000 100000 SH SOLE 100000 0 0 NUVATION BIO INC COM CL A 67080N101 450000 250000 SH SOLE 250000 0 0 PRECIGEN INC NOTE 3.500% 7/0 46122TAA0 1507426 1500000 PRN SOLE 1500000 0 0 PROTHENA CORP PLC SHS G72800108 6828000 100000 SH SOLE 100000 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 714292 202349 SH SOLE 202349 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 2967546 29105 SH SOLE 29105 0 0 ROCKET PHARMACEUTICALS INC *W EXP 09/02/202 77313F114 13913 75000 SH SOLE 75000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 488256 18087 SH SOLE 18087 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 3408600 130000 SH SOLE 130000 0 0 TALARIS THERAPEUTICS INC COM 87410C104 608000 200000 SH SOLE 200000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 12048000 1600000 SH SOLE 1600000 0 0 THESEUS PHARMACEUTICALS INC COM 88369M101 2241477 240244 SH SOLE 240244 0 0 VAXCYTE INC COM 92243G108 695315 13923 SH SOLE 13923 0 0 VENTYX BIOSCIENCES INC COM 92332V107 3302829 100696 SH SOLE 100696 0 0 VERONA PHARMA PLC SPONSORED ADS 925050106 9463680 447667 SH SOLE 447667 0 0 VIKING THERAPEUTICS INC COM 92686J106 5673500 350000 SH Put SOLE 350000 0 0 VIKING THERAPEUTICS INC COM 92686J106 4863000 300000 SH SOLE 300000 0 0 VINCERX PHARMA INC COM NEW 92731L106 1940602 1492771 SH SOLE 1492771 0 0 VIR BIOTECHNOLOGY INC COM 92764N102 490600 20000 SH SOLE 20000 0 0 VIRIDIAN THERAPEUTICS INC COM 92790C104 3102216 130400 SH Call SOLE 130400 0 0 XENON PHARMACEUTICALS INC COM 98420N105 2324476 60376 SH SOLE 60376 0 0