0001387131-22-011394.txt : 20221114 0001387131-22-011394.hdr.sgml : 20221114 20221114162857 ACCESSION NUMBER: 0001387131-22-011394 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Affinity Asset Advisors, LLC CENTRAL INDEX KEY: 0001773195 IRS NUMBER: 821567490 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20754 FILM NUMBER: 221386279 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 917-826-4533 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001773195 XXXXXXXX 09-30-2022 09-30-2022 false Affinity Asset Advisors, LLC

767 Third Avenue 15th Floor New York NY 10017

13F HOLDINGS REPORT 028-20754 N Jonathan Chu 646-481-8008 /s/ Jonathan Chu New York NY 11-14-2022 0 64 358275 INFORMATION TABLE 2 infotable.xml ACLARIS THERAPEUTICS INC COM 00461U105 2147 136434 SH SOLE 136434 0 0 ALPINE IMMUNE SCIENCES INC COM 02083G100 792 110000 SH SOLE 110000 0 0 ARCELLX INC COMMON STOCK 03940C100 3944 210138 SH SOLE 210138 0 0 ARYA SCIENCES ACQUISITN CORP CLASS A ORD SHS G31658100 3465 352500 SH SOLE 352500 0 0 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 10326 100000 SH SOLE 100000 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 8226 150000 SH SOLE 150000 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 5484 100000 SH Put SOLE 100000 0 0 ASTRIA THERAPEUTICS INC COM 04635X102 3616 400043 SH SOLE 400043 0 0 BELLUS HEALTH INC NEW COM NEW 07987C204 5001 473597 SH SOLE 473597 0 0 BRIDGEBIO PHARMA INC NOTE 2.250% 2/0 10806XAD4 4437 10000000 PRN SOLE 10000000 0 0 BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 10806XAB8 4491 7500000 PRN SOLE 7500000 0 0 CELLDEX THERAPEUTICS INC NEW COM NEW 15117B202 2249 80000 SH SOLE 80000 0 0 CENTESSA PHARMACEUTICALS PLC SPONSORED ADS 152309100 975 242517 SH SOLE 242517 0 0 CHINOOK THERAPEUTICS INC COM 16961L106 16003 813998 SH SOLE 813998 0 0 COGENT BIOSCIENCES INC COM 19240Q201 2299 154087 SH SOLE 154087 0 0 CONTEXT THERAPEUTICS INC COM 21077P108 981 883654 SH SOLE 883654 0 0 CYMABAY THERAPEUTICS INC COM 23257D103 4517 1290511 SH SOLE 1290511 0 0 CYTOKINETICS INC COM NEW 23282W605 3149 65000 SH SOLE 65000 0 0 ESTABLISHMENT LABS HLDGS INC COM G31249108 17839 326668 SH SOLE 326668 0 0 GERON CORP COM 374163103 1465 626000 SH Call SOLE 626000 0 0 GERON CORP COM 374163103 1521 650000 SH Put SOLE 650000 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 12939 190000 SH SOLE 190000 0 0 GSK PLC SPONSORED ADR 37733W204 2207 75000 SH SOLE 75000 0 0 GSK PLC SPONSORED ADR 37733W204 3237 110000 SH Put SOLE 110000 0 0 IMMATICS N.V *W EXP 07/01/202 N44445117 507 187204 SH SOLE 187204 0 0 INARI MED INC COM 45332Y109 8717 120000 SH SOLE 120000 0 0 INVESCO CURRENCYSHARES BRIT BRIT POUN STRL 46138M109 1073 10000 SH Put SOLE 10000 0 0 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 1809 20000 SH Put SOLE 20000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 11544 70000 SH Put SOLE 70000 0 0 IVERIC BIO INC COM 46583P102 538 30000 SH Call SOLE 30000 0 0 KALVISTA PHARMACEUTICALS INC COM 483497103 1398 96318 SH SOLE 96318 0 0 KURA ONCOLOGY INC COM 50127T109 9231 675753 SH SOLE 675753 0 0 KURA ONCOLOGY INC COM 50127T109 507 37100 SH Put SOLE 37100 0 0 LANTHEUS HLDGS INC COM 516544103 9143 130000 SH SOLE 130000 0 0 LANTHEUS HLDGS INC COM 516544103 2110 30000 SH Put SOLE 30000 0 0 LIANBIO SPONSORED ADS 53000N108 1095 550000 SH SOLE 550000 0 0 MADRIGAL PHARMACEUTICALS INC COM 558868105 6499 100000 SH SOLE 100000 0 0 MADRIGAL PHARMACEUTICALS INC COM 558868105 4874 75000 SH Put SOLE 75000 0 0 MEDICUS SCIENCES ACQUISITION *W EXP 02/12/202 G5960S124 3 33333 SH SOLE 33333 0 0 MILESTONE PHARMACEUTICALS IN COM 59935V107 1261 137200 SH Call SOLE 137200 0 0 MORPHIC HLDG INC COM 61775R105 4146 146491 SH SOLE 146491 0 0 NANOSTRING TECHNOLOGIES INC NOTE 2.625% 3/0 63009RAD1 8544 10000000 PRN SOLE 10000000 0 0 NAUTILUS BIOTECHNOLOGY INC COM 63909J108 790 372476 SH SOLE 372476 0 0 PENUMBRA INC COM 70975L107 4740 25000 SH Call SOLE 25000 0 0 POINT BIOPHARMA GLOBAL INC COM 730541109 5771 746576 SH SOLE 746576 0 0 PRECIGEN INC NOTE 3.500% 7/0 46122TAA0 1455 1500000 PRN SOLE 1500000 0 0 PROMETHEUS BIOSCIENCES INC COM 74349U108 1475 25000 SH SOLE 25000 0 0 RENOVACOR INC COM 75989E106 503 199490 SH SOLE 199490 0 0 RENOVACOR INC *W EXP 99/99/999 75989E114 6 75000 SH SOLE 75000 0 0 ROCKET PHARMACEUTICALS INC COM 77313F106 4274 267794 SH SOLE 267794 0 0 SANOFI SPONSORED ADR 80105N105 11406 300000 SH SOLE 300000 0 0 SANOFI SPONSORED ADR 80105N105 9505 250000 SH Put SOLE 250000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 89295 250000 SH Put SOLE 250000 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 4993 175000 SH SOLE 175000 0 0 TANGO THERAPEUTICS INC COM 87583X109 297 81982 SH SOLE 81982 0 0 TRAVERE THERAPEUTICS INC NOTE 2.500% 9/1 761299AB2 11131 11000000 PRN SOLE 11000000 0 0 VENTYX BIOSCIENCES INC COM 92332V107 5935 170000 SH SOLE 170000 0 0 VERONA PHARMA PLC SPONSORED ADR 925050106 3577 350000 SH SOLE 350000 0 0 VERONA PHARMA PLC SPONSORED ADR 925050106 1687 165100 SH Put SOLE 165100 0 0 VERVE THERAPEUTICS INC COM 92539P101 687 20000 SH Call SOLE 20000 0 0 VICKERS VANTAGE CORP I *W EXP 09/15/202 G9440B115 17 100000 SH SOLE 100000 0 0 VIKING THERAPEUTICS INC COM 92686J106 680 250000 SH SOLE 250000 0 0 VINCERX PHARMA INC COM NEW 92731L106 2060 1492771 SH SOLE 1492771 0 0 ZENTALIS PHARMACEUTICALS INC COM 98943L107 3682 170000 SH SOLE 170000 0 0