0001387131-21-011032.txt : 20211112 0001387131-21-011032.hdr.sgml : 20211112 20211112163506 ACCESSION NUMBER: 0001387131-21-011032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Affinity Asset Advisors, LLC CENTRAL INDEX KEY: 0001773195 IRS NUMBER: 821567490 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20754 FILM NUMBER: 211404171 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 917-826-4533 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001773195 XXXXXXXX 09-30-2021 09-30-2021 false Affinity Asset Advisors, LLC

767 Third Avenue 15th Floor New York NY 10017

13F HOLDINGS REPORT 028-20754 N Jonathan Chu 646-481-8008 /s/ Jonathan Chu New York NY 11-12-2021 0 73 395981 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT ACCELERON PHARMA INC COM 00434H108 6084 35350 SH SOLE 35350 0 0 ACHILLES THERAPEUTICS PLC SPONSORED ADS 00449L102 779 100000 SH SOLE 100000 0 0 ACLARIS THERAPEUTICS INC COM 00461U105 6300 350000 SH SOLE 350000 0 0 ACUTUS MED INC COM 005111109 1768 200000 SH SOLE 200000 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 1736 197759 SH SOLE 197759 0 0 AMICUS THERAPEUTICS INC COM 03152W109 1064 111400 SH SOLE 111400 0 0 ARYA SCIENCES ACQU CORP IV CL A G31659108 6036 600000 SH SOLE 600000 0 0 ARYA SCIENCES ACQUISITN CORP CLASS A ORD SHS G31658100 6941 702500 SH SOLE 702500 0 0 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 5724 35910 SH SOLE 35910 0 0 ASLAN PHARMACEUTICALS LTD ADS 04522R101 445 250000 SH SOLE 250000 0 0 BELLUS HEALTH INC NEW COM NEW 07987C204 3267 532030 SH SOLE 532030 0 0 BERKELEY LTS INC COM 084310101 1076 55000 SH SOLE 55000 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 1042 7500 SH SOLE 7500 0 0 BRIDGEBIO PHARMA INC COM 10806X102 30673 654435 SH SOLE 654435 0 0 BUTTERFLY NETWORK INC COM CL A 124155102 1566 150000 SH SOLE 150000 0 0 CASSAVA SCIENCES INC COM 14817C107 4656 75000 SH Put SOLE 75000 0 0 CELLDEX THERAPEUTICS INC NEW COM NEW 15117B202 2168 40154 SH SOLE 40154 0 0 CENTESSA PHARMACEUTICALS PLC SPONSORED ADS 152309100 3393 203183 SH SOLE 203183 0 0 CEREVEL THERAPEUTICS HLDNG I COM 15678U128 7669 259966 SH SOLE 259966 0 0 CHINOOK THERAPEUTICS INC COM 16961L106 949 74341 SH SOLE 74341 0 0 CORVUS PHARMACEUTICALS INC COM 221015100 242 50000 SH SOLE 50000 0 0 CURIS INC COM NEW 231269200 4502 575000 SH SOLE 575000 0 0 CYCLACEL PHARMACEUTICALS INC COM 23254L603 2108 400000 SH SOLE 400000 0 0 CYTOKINETICS INC COM NEW 23282W605 4468 125000 SH SOLE 125000 0 0 CYTOMX THERAPEUTICS INC COM 23284F105 636 125000 SH SOLE 125000 0 0 EDITAS MEDICINE INC COM 28106W103 4108 100000 SH Put SOLE 100000 0 0 ENVIRONMENTAL IMPACT ACQU CO COM CL A 29408N106 2967 300000 SH SOLE 300000 0 0 ESTABLISHMENT LABS HLDGS INC COM G31249108 4295 60000 SH SOLE 60000 0 0 GALAPAGOS NV SPON ADR 36315X101 1052 20000 SH SOLE 20000 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 1911 75000 SH SOLE 75000 0 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 2087 2000000 PRN SOLE 2000000 0 0 HARPOON THERAPEUTICS INC COM 41358P106 1975 250000 SH SOLE 250000 0 0 HEALTH SCIENCES ACQ CORP 2 ORD SHS G4411D109 2967 300000 SH SOLE 300000 0 0 HORIZON THERAPEUTICS PUB L SHS G46188101 1643 15000 SH SOLE 15000 0 0 IMMATICS N.V *W EXP 07/01/2020 N44445117 800 190000 SH SOLE 190000 0 0 IMMUNOVANT INC COM 45258J102 261 30000 SH Call SOLE 30000 0 0 INARI MED INC COM 45332Y109 10949 135000 SH SOLE 135000 0 0 INNATE PHARMA S A SPONSORED ADS 45781K204 771 125000 SH SOLE 125000 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 2012 15000 SH SOLE 15000 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 3699 150000 SH SOLE 150000 0 0 KEROS THERAPEUTICS INC COM 492327101 495 12500 SH SOLE 12500 0 0 KURA ONCOLOGY INC COM 50127T109 9927 530000 SH SOLE 530000 0 0 LIFESCI ACQUISITION II CORP COM 53229E103 1470 150000 SH SOLE 150000 0 0 MEDICUS SCIENCES ACQUISITION CL A SHS G5960S108 2925 300000 SH SOLE 300000 0 0 MEDICUS SCIENCES ACQUISITION *W EXP 02/12/2026 G5960S124 24 33333 SH SOLE 33333 0 0 MEREO BIOPHARMA GROUP PLC ADS 589492107 1573 650000 SH SOLE 650000 0 0 MIRATI THERAPEUTICS INC COM 60468T105 4865 27500 SH SOLE 27500 0 0 MORPHIC HLDG INC COM 61775R105 15336 270755 SH SOLE 270755 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 3601 75000 SH SOLE 75000 0 0 NAUTILUS BIOTECHNOLOGY INC COM 63909J108 5987 975000 SH SOLE 975000 0 0 OCULAR THERAPEUTIX INC COM 67576A100 7500 750000 SH SOLE 750000 0 0 PROCEPT BIOROBOTICS CORP COM 74276L105 2996 78534 SH SOLE 78534 0 0 PULMONX CORP COM 745848101 900 25000 SH SOLE 25000 0 0 RAFAEL HLDGS INC COM CL B 75062E106 3110 101200 SH Put SOLE 101200 0 0 RENOVACOR INC COM 75989E106 1041 115000 SH SOLE 115000 0 0 RENOVACOR INC *W EXP 99/99/999 75989E114 60 75000 SH SOLE 75000 0 0 ROCKET PHARMACEUTICALS INC COM 77313F106 2398 80228 SH SOLE 80228 0 0 SCHRODINGER INC COM 80810D103 1367 25000 SH SOLE 25000 0 0 SEER INC COM CL A 81578P106 1727 50000 SH Call SOLE 50000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 42914 100000 SH Put SOLE 100000 0 0 SPDR SER TR S&P BIOTECH 78464A870 87997 700000 SH Put SOLE 700000 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 7994 126013 SH SOLE 126013 0 0 TANGO THERAPEUTICS INC COM 87583X109 647 50000 SH SOLE 50000 0 0 THE BEAUTY HEALTH COMPANY *W EXP 05/04/2026 88331L116 498 34400 SH SOLE 34400 0 0 TRAVERE THERAPEUTICS INC COM 89422G107 4850 200000 SH SOLE 200000 0 0 TRAVERE THERAPEUTICS INC NOTE 2.500% 9/1 761299AB2 7056 7000000 PRN SOLE 7000000 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 3512 200000 SH SOLE 200000 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 1846 10000 SH SOLE 10000 0 0 VAXCYTE INC COM 92243G108 1269 50000 SH SOLE 50000 0 0 VINCERX PHARMA INC COM NEW 92731L106 16251 1005000 SH SOLE 1005000 0 0 XENON PHARMACEUTICALS INC COM 98420N105 764 50000 SH SOLE 50000 0 0 ZENTALIS PHARMACEUTICALS INC COM 98943L107 5165 77500 SH SOLE 77500 0 0 ZYMEWORKS INC COM 98985W102 1127 38814 SH SOLE 38814 0 0