General Counsel/Secretary

MA 0001773083 XXXXXXXX Kevin Kulling 630-657-6400 kkulling@pmanetwork.com lragus@pmanetwork.com PMA Securities, LLC 000030397 36-3820241 867-00319 008-44905 000030397 2135 CITYGATE LANE 7TH FLOOR NAPERVILLE IL 60563 630-657-6400 NewAdd 770 N. Jefferson Street Suite 200 Milwaukee WI 53202 414-225-0099 414-225-0057 NewAdd 5298 Kyler Avenue NE 2nd Floor Albertville MN 55301 763-497-1490 763-497-1491 NewAdd 121 South Orange Ave Suite 1500 Orlando FL 32801 407-797-8228 NewAdd 6000 Grand Avenue Des Moines IA 50312 800-269-2363 NewAdd 618-604-7677 N 2135 CITYGATE LANE 7TH FLOOR NAPERVILLE IL 60563 www.pmanetwork.com NewAdd www.pmafunding.com Lori Ann Ragus General Counsel/Secretary

2135 CityGate Lane 7th Floor Naperville IL 60563

630-657-6400 630-718-8701 lragus@pmanetwork.com Kevin Gerard Kulling Director of Compliance

2135 CityGate Lane 7th Floor Naperville IL 60563

630-657-6400 630-718-8701 kkulling@pmanetwork.com NewAdd Smarsh, Inc. 851 SW 6th Ave. Suite 800 Portland OR 97204 1-866-762-7741 971-998-9967

Email archive. PMA Financial Network, LLC N Prudent Man Advisors, LLC Y U.S. Securities and Exchange Commission 881-61312 Estancia Capital Management, LLC Y U.S. Securities and Exchange Commission 881-77521 Estancia GP, LLC N Snowden Capital Advisors, LLC Y U.S. Securities and Exchange Commission 801-72332 Snowden Insurance Services, LLC N Sapience Investments, LLC Y U.S. Securities and Exchange Commission 801-108274 Snowden Account Services, LLC Y U.S. Securities and Exchange Commission 8-68188 Abel Noser, LLC Y U.S. Securities and Exchange Commission 8-69809 North Square Investments, LLC Y U.S. Securities and Exchange Commission 801-114065 Oak Ridge Investments, LLC Y U.S. Securities and Exchange Commission 801-107066 Estancia GP II, LP N December IL 03-26-2019 N 04-02-2019 867-00319 008-44905 000030397 English Concepts, Inc. 79 1 51 47 14 0 764 Municipal Entities Other Local Government Investment Pools 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Other Feasibility studies, dissemination agent Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Insurance company or agency Sponsor or syndicator of limited partnerships 21 NewAdd Investment Adviser Kent Donald Johnson Prudent Man Advisors, LLC N Y N NewAdd Investment Adviser James O'Neill Davis Prudent Man Advisors, LLC N Y N NewAdd Investment Adviser Lori Ann Ragus Prudent Man Advisors, LLC N Y N NewAdd Investment Adviser Fenil Janak Patel Prudent Man Advisors, LLC N Y N NewAdd Investment Adviser Brian David Hextell Prudent Man Advisors, LLC N Y N NewAdd Investment Adviser David James Lutter Prudent Man Advisors, LLC N Y N NewAdd Investment Adviser Sara Ann Schnoor Prudent Man Advisors, LLC N Y N NewAdd Investment Adviser Beatrice Bocean-Silva Prudent Man Advisors, LLC N Y N NewAdd Investment Adviser Timothy James Flaherty Prudent Man Advisors, LLC N Y N NewAdd Investment Adviser Erik Augustin Stoltz Prudent Man Advisors, LLC N Y N NewAdd Investment Adviser Steven Robert Pumper Prudent Man Advisors, LLC N Y N NewAdd Investment Adviser Thomas Lanzara Prudent Man Advisors, LLC N Y N NewAdd Investment Adviser Kevin Kulling Prudent Man Advisors, LLC N Y N NewAdd Sponsor or syndicator of limited partnerships Estancia GP II, L.P. Estancia GP II, L.P. N Y N NewAdd Sponsor or syndicator of limited partnerships Estancia UGP II, LLC Estancia UGP II, LLC N Y N NewAdd Investment Adviser Estancia Capital Management, LLC Estancia Capital Management LLC N Y N NewAdd Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Abel Noser, LLC Abel Noser, LLC N Y N NewAdd Investment Adviser North Square Investments, LLC North Square Investments, LLC N Y N NewAdd Investment Adviser Oak Ridge Investments, LLC Oak Ridge Investments, LLC N Y N NewAdd Investment Adviser Sapience Investments, LLC Sapience Investments, LLC N Y N NewAdd Insurance company or agency Snowden Insurance Services, LLC Snowden Insurance Services, LLC N Y N N Y N N N N N N N N Y Y N N The successor is acquiring all or a major portion of the assets and liabilities of the predecessor. The Firm filed its Initial Form MA on 4/18/19. N N N N N N N N N N N N N N N N N N N N N N N N N Y PMA Acquisition, LLC N 83-2194906 Member 04-02-2019 E Y James O'Neill Davis Chief Executive Officer 03-19-2012 NA Y 002660454 Jonathan Ray Martens Financial and Operations Principal 10-10-2012 NA N 004593466 Lori Ann Ragus General Counsel/Chief Compliance Officer/Secretary 12-23-2010 NA Y 005754738 Estancia Fund II PMA Aggregator, LLC Estancia Capital Partners Fund II, L.P N 83-5361023 Member 01-02-2018 E Y PMA Equity Aggregator, LLC Estancia Fund II PMA Aggregator, LLC N 83-2243307 Managing Member 10-01-2018 C Y Estancia Capital Partners Fund II, L.P. Estancia GP II, L.P. N 82-5347252 General Partner 01-02-2018 F Y Estancia GP II, LP Estancia UGP II, LLC N 82-5340192 General Partner 01-02-2018 F Y PMA Parent Holdings, LLC PMA Equity Aggregator LLC N 83-2229508 Member 10-02-2018 E Y PMA Acquisition, LLC PMA Intermediate Holdings, LLC N 83-2204671 Member 10-02-2018 E Y PMA Intermediate Holdings, LLC PMA Parent Holdings, LLC N 83-2216209 Member 10-02-2018 E Y Estancia UGP II, LLC Danny Allan Kang Managing Director 01-02-2018 F Y 002680496 Estancia UGP II, LLC Michael Casares Mendez Managing Director 01-02-2018 F Y 002273279 Estancia UGP II, LLC Takashi Bayard Moriuchi Managing Director 01-02-2018 F Y 002813291 Kevin Kulling Kevin Kulling Director of Compliance 05-02-2019 N N N N N N N Y N Y Y N Y N N Y N N Y N N