The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 608 | 4,439 | SH | SOLE | NONE | 0 | 0 | 4,439 | |
APPLE INC | COM | 037833100 | 8 | 60 | SH | OTR | 801-72707 | 0 | 0 | 60 | |
ATEA PHARMACEUTICALS INC | COM | 04683R106 | 1,396 | 65,000 | SH | SOLE | NONE | 0 | 0 | 65,000 | |
CONFORMIS INC | COM | 20717E101 | 40 | 35,000 | SH | OTR | 801-72707 | 0 | 0 | 35,000 | |
ETF SER SOLUTIONS | US GLB JETS | 26922A842 | 1,476 | 61,036 | SH | SOLE | NONE | 0 | 0 | 61,036 | |
ETF SER SOLUTIONS | US GLB JETS | 26922A842 | 1,050 | 43,428 | SH | OTR | 801-72707 | 0 | 0 | 43,428 | |
FIRST TR EXCH TRD ALPHDX FD | EM SML CP ALPH | 33737J307 | 403 | 8,640 | SH | SOLE | NONE | 0 | 0 | 8,640 | |
FIRST TR EXCH TRD ALPHDX FD | EM SML CP ALPH | 33737J307 | 1,920 | 41,163 | SH | OTR | 801-72707 | 0 | 0 | 41,163 | |
GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 | 1,317 | 62,125 | SH | SOLE | NONE | 0 | 0 | 62,125 | |
GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 | 564 | 26,617 | SH | OTR | 801-72707 | 0 | 0 | 26,617 | |
GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 | 1,604 | 44,152 | SH | SOLE | NONE | 0 | 0 | 44,152 | |
GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 | 1,108 | 30,482 | SH | OTR | 801-72707 | 0 | 0 | 30,482 | |
GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | 3,334 | 129,473 | SH | SOLE | NONE | 0 | 0 | 129,473 | |
GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | 2,083 | 80,882 | SH | OTR | 801-72707 | 0 | 0 | 80,882 | |
INVESCO ACTIVLY MANGD ETC FD | OPTIMUM YIELD | 46090F100 | 882 | 43,927 | SH | SOLE | NONE | 0 | 0 | 43,927 | |
INVESCO ACTIVLY MANGD ETC FD | OPTIMUM YIELD | 46090F100 | 630 | 31,360 | SH | OTR | 801-72707 | 0 | 0 | 31,360 | |
INVESCO EXCHANGE TRADED FD T | DYNMC LEISURE | 46137V720 | 2,228 | 42,616 | SH | SOLE | NONE | 0 | 0 | 42,616 | |
INVESCO EXCHANGE TRADED FD T | DYNMC LEISURE | 46137V720 | 1,916 | 36,665 | SH | OTR | 801-72707 | 0 | 0 | 36,665 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 1,857 | 49,828 | SH | SOLE | NONE | 0 | 0 | 49,828 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 2,433 | 65,293 | SH | OTR | 801-72707 | 0 | 0 | 65,293 | |
ISHARES INC | MSCI STH KOR ETF | 464286772 | 2,412 | 25,884 | SH | SOLE | NONE | 0 | 0 | 25,884 | |
ISHARES INC | MSCI GBL ETF NEW | 46434G848 | 746 | 16,528 | SH | SOLE | NONE | 0 | 0 | 16,528 | |
ISHARES INC | MSCI GBL ETF NEW | 46434G848 | 686 | 15,196 | SH | OTR | 801-72707 | 0 | 0 | 15,196 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 3 | 13 | SH | SOLE | NONE | 0 | 0 | 13 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,518 | 5,649 | SH | OTR | 801-72707 | 0 | 0 | 5,649 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 862 | 3,756 | SH | SOLE | NONE | 0 | 0 | 3,756 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 8 | 37 | SH | OTR | 801-72707 | 0 | 0 | 37 | |
ISHARES TR | LATN AMER 40 ETF | 464287390 | 394 | 12,497 | SH | SOLE | NONE | 0 | 0 | 12,497 | |
ISHARES TR | LATN AMER 40 ETF | 464287390 | 1,864 | 59,129 | SH | OTR | 801-72707 | 0 | 0 | 59,129 | |
ISHARES TR | GLOBAL ENERG ETF | 464287341 | 327 | 12,290 | SH | SOLE | NONE | 0 | 0 | 12,290 | |
ISHARES TR | TIPS BD ETF | 464287176 | 6,707 | 52,395 | SH | SOLE | NONE | 0 | 0 | 52,395 | |
ISHARES TR | TIPS BD ETF | 464287176 | 2,941 | 22,972 | SH | OTR | 801-72707 | 0 | 0 | 22,972 | |
ISHARES TR | GL CLEAN ENE ETF | 464288224 | 698 | 29,746 | SH | SOLE | NONE | 0 | 0 | 29,746 | |
ISHARES TR | GL CLEAN ENE ETF | 464288224 | 839 | 35,756 | SH | OTR | 801-72707 | 0 | 0 | 35,756 | |
ISHARES TR | MSCI GLOBAL IMP | 46435G532 | 248 | 2,500 | SH | OTR | 801-72707 | 0 | 0 | 2,500 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 282 | 1,816 | SH | SOLE | NONE | 0 | 0 | 1,816 | |
MICROSOFT CORP | COM | 594918104 | 232 | 857 | SH | SOLE | NONE | 0 | 0 | 857 | |
MICROSOFT CORP | COM | 594918104 | 89 | 328 | SH | OTR | 801-72707 | 0 | 0 | 328 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 763 | 14,165 | SH | SOLE | NONE | 0 | 0 | 14,165 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 706 | 13,105 | SH | OTR | 801-72707 | 0 | 0 | 13,105 | |
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 6,096 | 166,153 | SH | SOLE | NONE | 0 | 0 | 166,153 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 1,995 | 19,485 | SH | SOLE | NONE | 0 | 0 | 19,485 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 10,433 | 70,653 | SH | SOLE | NONE | 0 | 0 | 70,653 | |
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 9,164 | 113,182 | SH | SOLE | NONE | 0 | 0 | 113,182 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,465 | 8,845 | SH | SOLE | NONE | 0 | 0 | 8,845 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 721 | 4,353 | SH | OTR | 801-72707 | 0 | 0 | 4,353 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,944 | 16,223 | SH | SOLE | NONE | 0 | 0 | 16,223 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 43 | 100 | SH | OTR | 801-72707 | 0 | 0 | 100 | |
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 2,998 | 60,500 | SH | OTR | 801-72707 | 0 | 0 | 60,500 | |
SPDR SER TR | S&P REGL BKG | 78464A698 | 1,413 | 21,558 | SH | SOLE | NONE | 0 | 0 | 21,558 | |
SPDR SER TR | S&P REGL BKG | 78464A698 | 1,767 | 26,970 | SH | OTR | 801-72707 | 0 | 0 | 26,970 | |
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 1,565 | 31,098 | SH | SOLE | NONE | 0 | 0 | 31,098 | |
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 2,406 | 47,800 | SH | OTR | 801-72707 | 0 | 0 | 47,800 | |
VANECK VECTORS ETF TR | AGRIBUSINESS ETF | 92189F700 | 684 | 7,511 | SH | SOLE | NONE | 0 | 0 | 7,511 | |
VANECK VECTORS ETF TR | AGRIBUSINESS ETF | 92189F700 | 675 | 7,410 | SH | OTR | 801-72707 | 0 | 0 | 7,410 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 10,750 | 125,158 | SH | SOLE | NONE | 0 | 0 | 125,158 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 4,334 | 50,459 | SH | OTR | 801-72707 | 0 | 0 | 50,459 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 380 | 1,707 | SH | OTR | 801-72707 | 0 | 0 | 1,707 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 4,211 | 17,743 | SH | SOLE | NONE | 0 | 0 | 17,743 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 4,997 | 21,054 | SH | OTR | 801-72707 | 0 | 0 | 21,054 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,426 | 14,014 | SH | SOLE | NONE | 0 | 0 | 14,014 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,130 | 11,099 | SH | OTR | 801-72707 | 0 | 0 | 11,099 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 177 | 786 | SH | SOLE | NONE | 0 | 0 | 786 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,215 | 5,394 | SH | OTR | 801-72707 | 0 | 0 | 5,394 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 5,313 | 13,502 | SH | SOLE | NONE | 0 | 0 | 13,502 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 19,103 | 48,545 | SH | OTR | 801-72707 | 0 | 0 | 48,545 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 12,512 | 230,379 | SH | SOLE | NONE | 0 | 0 | 230,379 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 9,727 | 179,092 | SH | OTR | 801-72707 | 0 | 0 | 179,092 | |
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 10,816 | 131,409 | SH | SOLE | NONE | 0 | 0 | 131,409 | |
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 13,317 | 161,790 | SH | OTR | 801-72707 | 0 | 0 | 161,790 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 6,914 | 102,793 | SH | SOLE | NONE | 0 | 0 | 102,793 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 14,745 | 219,221 | SH | OTR | 801-72707 | 0 | 0 | 219,221 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 2,860 | 30,085 | SH | SOLE | NONE | 0 | 0 | 30,085 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,820 | 19,143 | SH | OTR | 801-72707 | 0 | 0 | 19,143 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 7,516 | 90,872 | SH | SOLE | NONE | 0 | 0 | 90,872 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,559 | 30,936 | SH | OTR | 801-72707 | 0 | 0 | 30,936 | |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 432 | 8,380 | SH | OTR | 801-72707 | 0 | 0 | 8,380 | |
VANGUARD WORLD FD | ESG US STK ETF | 921910733 | 463 | 5,793 | SH | OTR | 801-72707 | 0 | 0 | 5,793 | |
VANGUARD WORLD FD | ESG INTL STK ETF | 921910725 | 289 | 4,500 | SH | OTR | 801-72707 | 0 | 0 | 4,500 |