The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 535 | 9,449 | SH | SOLE | NONE | 0 | 0 | 9,449 | |
CISCO SYS INC | COM | 17275R102 | 307 | 6,585 | SH | SOLE | NONE | 0 | 0 | 6,585 | |
GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 | 535 | 21,504 | SH | SOLE | NONE | 0 | 0 | 21,504 | |
GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 | 705 | 28,348 | SH | OTR | 1 | 0 | 0 | 28,348 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 5,781 | 23,348 | SH | SOLE | NONE | 0 | 0 | 23,348 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 6,161 | 24,882 | SH | OTR | 1 | 0 | 0 | 24,882 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 1,165 | 45,028 | SH | SOLE | NONE | 0 | 0 | 45,028 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 1,839 | 71,071 | SH | OTR | 1 | 0 | 0 | 71,071 | |
ISHARES INC | MSCI STH KOR ETF | 464286772 | 1,406 | 24,610 | SH | SOLE | NONE | 0 | 0 | 24,610 | |
ISHARES INC | MSCI STH KOR ETF | 464286772 | 2,015 | 35,262 | SH | OTR | 1 | 0 | 0 | 35,262 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,094 | 6,154 | SH | OTR | 1 | 0 | 0 | 6,154 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,578 | 24,990 | SH | SOLE | NONE | 0 | 0 | 24,990 | |
ISHARES TR | GLOBAL ENERG ETF | 464287341 | 240 | 12,290 | SH | SOLE | NONE | 0 | 0 | 12,290 | |
ISHARES TR | TIPS BD ETF | 464287176 | 4,209 | 34,223 | SH | SOLE | NONE | 0 | 0 | 34,223 | |
ISHARES TR | TIPS BD ETF | 464287176 | 1,835 | 14,922 | SH | OTR | 1 | 0 | 0 | 14,922 | |
ISHARES TR | GL CLEAN ENE ETF | 464288224 | 605 | 48,332 | SH | SOLE | NONE | 0 | 0 | 48,332 | |
ISHARES TR | GL CLEAN ENE ETF | 464288224 | 451 | 35,983 | SH | OTR | 1 | 0 | 0 | 35,983 | |
MERCK & CO. INC | COM | 58933Y105 | 247 | 3,192 | SH | SOLE | NONE | 0 | 0 | 3,192 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 346 | 9,133 | SH | SOLE | NONE | 0 | 0 | 9,133 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 694 | 18,333 | SH | OTR | 1 | 0 | 0 | 18,333 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 3,893 | 56,670 | SH | SOLE | NONE | 0 | 0 | 56,670 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 4,187 | 40,075 | SH | SOLE | NONE | 0 | 0 | 40,075 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 3,878 | 30,369 | SH | SOLE | NONE | 0 | 0 | 30,369 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 2,003 | 11,965 | SH | SOLE | NONE | 0 | 0 | 11,965 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,130 | 6,750 | SH | OTR | 1 | 0 | 0 | 6,750 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,784 | 22,001 | SH | SOLE | NONE | 0 | 0 | 22,001 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 234 | 760 | SH | OTR | 1 | 0 | 0 | 760 | |
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 3,013 | 60,420 | SH | OTR | 1 | 0 | 0 | 60,420 | |
UNITED STS COMMODITY INDEX F | COMM IDX FND | 911717106 | 1,085 | 40,808 | SH | SOLE | NONE | 0 | 0 | 40,808 | |
UNITED STS COMMODITY INDEX F | COMM IDX FND | 911717106 | 815 | 30,673 | SH | OTR | 1 | 0 | 0 | 30,673 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 243 | 6,633 | SH | OTR | 1 | 0 | 0 | 6,633 | |
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189H201 | 244 | 4,794 | SH | OTR | 1 | 0 | 0 | 4,794 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 6,398 | 72,429 | SH | SOLE | NONE | 0 | 0 | 72,429 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 2,267 | 25,658 | SH | OTR | 1 | 0 | 0 | 25,658 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 4,070 | 24,831 | SH | OTR | 1 | 0 | 0 | 24,831 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 921 | 11,730 | SH | SOLE | NONE | 0 | 0 | 11,730 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 647 | 8,240 | SH | OTR | 1 | 0 | 0 | 8,240 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,136 | 7,796 | SH | OTR | 1 | 0 | 0 | 7,796 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 647 | 2,282 | SH | SOLE | NONE | 0 | 0 | 2,282 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 18,477 | 65,190 | SH | OTR | 1 | 0 | 0 | 65,190 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 6,810 | 171,934 | SH | SOLE | NONE | 0 | 0 | 171,934 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 9,470 | 239,090 | SH | OTR | 1 | 0 | 0 | 239,090 | |
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 5,867 | 92,179 | SH | SOLE | NONE | 0 | 0 | 92,179 | |
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 8,463 | 132,958 | SH | OTR | 1 | 0 | 0 | 132,958 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 3,449 | 68,531 | SH | SOLE | NONE | 0 | 0 | 68,531 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 11,368 | 225,865 | SH | OTR | 1 | 0 | 0 | 225,865 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,867 | 19,624 | SH | SOLE | NONE | 0 | 0 | 19,624 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,618 | 17,012 | SH | OTR | 1 | 0 | 0 | 17,012 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 4,717 | 57,060 | SH | SOLE | NONE | 0 | 0 | 57,060 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 852 | 10,310 | SH | OTR | 1 | 0 | 0 | 10,310 | |
VANGUARD WORLD FD | ESG US STK ETF | 921910733 | 378 | 6,700 | SH | OTR | 1 | 0 | 0 | 6,700 | |
VANGUARD WORLD FD | ESG INTL STK ETF | 921910725 | 216 | 4,500 | SH | OTR | 1 | 0 | 0 | 4,500 |