0001772937-23-000005.txt : 20230814 0001772937-23-000005.hdr.sgml : 20230814 20230814164302 ACCESSION NUMBER: 0001772937-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tolleson Wealth Management, Inc. CENTRAL INDEX KEY: 0001772937 IRS NUMBER: 030430021 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19460 FILM NUMBER: 231171357 BUSINESS ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: 2142523250 MAIL ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75205 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001772937 XXXXXXXX 06-30-2023 06-30-2023 Tolleson Wealth Management, Inc.

5500 PRESTON ROAD SUITE 250 DALLAS TX 75205

13F HOLDINGS REPORT 028-19460 N Tracie H. Klein 12142523265 Tracie H. Klein Dallas TX 08-14-2023 2 80 414613 false 1 0001772938 028-19461 TPWM Services, Inc. 2 0001692067 028-19462 000111838 801-57641 Tolleson Private Wealth Management, LP INFORMATION TABLE 2 2023-06-30_TWM_13F__Aug10.xml AMAZON COM INC COM Stock 023135106 3454 26494 SH DFND 1,2 0 0 26494 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 410 2356 SH DFND 1,2 0 0 2356 STARBUCKS CORP COM Stock 855244109 1019 10291 SH DFND 1,2 0 0 10291 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 258 10180 SH DFND 1,2 0 0 10180 JOHNSON & JOHNSON COM Stock 478160104 292 1766 SH DFND 1,2 0 0 1766 ISHARES U.S. EQUITY FACTOR ETF ETF 46434V282 71298 1600054 SH DFND 1,2 0 0 1600054 GOLDMAN SACHS GROUP INC COM Stock 38141G104 865 2683 SH DFND 1,2 0 0 2683 REATA PHARMACEUTICALS INC CL A Stock 75615P103 3390 33250 SH DFND 1,2 0 0 33250 ISHARES INTERNATIONAL EQUITY FACTOR ETF ETF 46434V274 59542 2220896 SH DFND 1,2 0 0 2220896 SPDR MSCI USA STRATEGICFACTORS ETF ETF 78468R812 104494 849825 SH DFND 1,2 0 0 849825 LAUDER ESTEE COS INC CL A Stock 518439104 598 3047 SH DFND 1,2 0 0 3047 ISHARES MSCI GLOBAL SUSTAINABLE DEVELOPMENT GOALS ETF ETF 46435G532 710 8980 SH DFND 1,2 0 0 8980 SPDR S&P 500 ETF TRUST ETF 78462F103 15938 35955 SH DFND 1,2 0 0 35955 MASTERCARD INCORPORATED CL A Stock 57636Q104 2562 6513 SH DFND 1,2 0 0 6513 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF ETF 464288182 3089 46493 SH DFND 1,2 0 0 46493 ISHARES COHEN & STEERS REIT ETF ETF 464287564 523 9406 SH DFND 1,2 0 0 9406 PEPSICO INC COM Stock 713448108 235 1270 SH DFND 1,2 0 0 1270 NUVEEN ESG INTERNATIONAL DEVELOPED MARKETS EQUITY ETF ETF 67092P805 390 13479 SH DFND 1,2 0 0 13479 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 487 2205 SH DFND 1,2 0 0 2205 NUVEEN ESG EMERGING MARKETS EQUITY ETF ETF 67092P888 1007 36867 SH DFND 1,2 0 0 36867 SPDR GOLD SHARES ETF 78463V107 1092 6127 SH DFND 1,2 0 0 6127 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 5706 20735 SH DFND 1,2 0 0 20735 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 1830 35400 SH DFND 1,2 0 0 35400 ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF ETF 46435U853 7549 213857 SH DFND 1,2 0 0 213857 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 1105 2259 SH DFND 1,2 0 0 2259 ALPHABET INC CAP STK CL A Stock 02079K305 932 7786 SH DFND 1,2 0 0 7786 INTUIT COM Stock 461202103 444 969 SH DFND 1,2 0 0 969 MICROSOFT CORP COM Stock 594918104 1777 5218 SH DFND 1,2 0 0 5218 FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF ETF 33740F888 5231 216405 SH DFND 1,2 0 0 216405 BOEING CO COM Stock 097023105 227 1075 SH DFND 1,2 0 0 1075 VANGUARD SMALL-CAP ETF ETF 922908751 350 1761 SH DFND 1,2 0 0 1761 VANGUARD MID-CAP ETF ETF 922908629 256 1164 SH DFND 1,2 0 0 1164 NEXTERA ENERGY INC COM Stock 65339F101 622 8384 SH DFND 1,2 0 0 8384 VANGUARD SHORT-TERM TREASURY ETF ETF 92206C102 933 16164 SH DFND 1,2 0 0 16164 APARTMENT INVT & MGMT CO CL A REIT 03748R747 760 89185 SH DFND 1,2 0 0 89185 VANGUARD FTSE EUROPE ETF ETF 922042874 1648 26705 SH DFND 1,2 0 0 26705 VANGUARD S&P 500 ETF ETF 922908363 1107 2707 SH DFND 1,2 0 0 2707 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 1296 23114 SH DFND 1,2 0 0 23114 SYSCO CORP COM Stock 871829107 587 7908 SH DFND 1,2 0 0 7908 INVESCO S&P SMALLCAP MOMENTUM ETF ETF 46137V498 1429 29468 SH DFND 1,2 0 0 29468 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 5946 61531 SH DFND 1,2 0 0 61531 VANGUARD FTSE PACIFIC ETF ETF 922042866 2371 34009 SH DFND 1,2 0 0 34009 KRONOS WORLDWIDE INC COM Stock 50105F105 242 27695 SH DFND 1,2 0 0 27695 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF ETF 464286533 320 5814 SH DFND 1,2 0 0 5814 NUVEEN ESG LARGE-CAP ETF ETF 67092P862 1264 34838 SH DFND 1,2 0 0 34838 VISA INC COM CL A Stock 92826C839 2855 12021 SH DFND 1,2 0 0 12021 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 1512 22405 SH DFND 1,2 0 0 22405 Impact Shares Affordable Housing MBS ETF ETF 45259R103 575 33612 SH DFND 1,2 0 0 33612 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 2109 28368 SH DFND 1,2 0 0 28368 VANGUARD GROWTH ETF ETF 922908736 235 830 SH DFND 1,2 0 0 830 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 19052 194723 SH DFND 1,2 0 0 194723 VANGUARD RUSSELL 3000 ETF ETF 92206C599 3298 16701 SH DFND 1,2 0 0 16701 D R HORTON INC COM Stock 23331A109 596 4901 SH DFND 1,2 0 0 4901 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 617 2000 SH DFND 1,2 0 0 2000 INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF ETF 46137V480 1393 30000 SH DFND 1,2 0 0 30000 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR Stock 90290N109 609 30837 SH DFND 1,2 0 0 30837 VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF 922042775 10590 194640 SH DFND 1,2 0 0 194640 ISHARES RUSSELL MIDCAP ETF ETF 464287499 5764 78928 SH DFND 1,2 0 0 78928 ISHARES MSCI EMERGING MARKETS ASIA ETF ETF 464286426 2147 32678 SH DFND 1,2 0 0 32678 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 222 1648 SH DFND 1,2 0 0 1648 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 1288 17160 SH DFND 1,2 0 0 17160 NETAPP INC COM Stock 64110D104 327 4282 SH DFND 1,2 0 0 4282 ISHARES S&P 500 VALUE ETF ETF 464287408 2215 13742 SH DFND 1,2 0 0 13742 ISHARES S&P 500 GROWTH ETF ETF 464287309 2019 28651 SH DFND 1,2 0 0 28651 ISHARES CORE S&P 500 ETF ETF 464287200 2075 4656 SH DFND 1,2 0 0 4656 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 1700 15928 SH DFND 1,2 0 0 15928 CATERPILLAR INC COM Stock 149123101 541 2200 SH DFND 1,2 0 0 2200 ALPHABET INC CAP STK CL C Stock 02079K107 411 3400 SH DFND 1,2 0 0 3400 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 1597 16306 SH DFND 1,2 0 0 16306 ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF ETF 464288620 2231 44540 SH DFND 1,2 0 0 44540 ISHARES RUSSELL 3000 ETF ETF 464287689 2580 10140 SH DFND 1,2 0 0 10140 UNITEDHEALTH GROUP INC COM Stock 91324P102 1414 2942 SH DFND 1,2 0 0 2942 ISHARES MSCI INTL QUALITY FACTOR ETF ETF 46434V456 12657 355537 SH DFND 1,2 0 0 355537 NOVO-NORDISK A S ADR ADR 670100205 572 3534 SH DFND 1,2 0 0 3534 ISHARES CORE S&P MID-CAP ETF ETF 464287507 203 776 SH DFND 1,2 0 0 776 ISHARES MSCI EAFE ETF ETF 464287465 7909 109088 SH DFND 1,2 0 0 109088 APPLE INC COM Stock 037833100 2552 13158 SH DFND 1,2 0 0 13158 ABBOTT LABS COM Stock 002824100 235 2159 SH DFND 1,2 0 0 2159 ISHARES RUSSELL 1000 ETF ETF 464287622 412 1690 SH DFND 1,2 0 0 1690 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 4516 28612 SH DFND 1,2 0 0 28612