0001772937-22-000004.txt : 20221114 0001772937-22-000004.hdr.sgml : 20221114 20221114112646 ACCESSION NUMBER: 0001772937-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tolleson Wealth Management, Inc. CENTRAL INDEX KEY: 0001772937 IRS NUMBER: 030430021 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19460 FILM NUMBER: 221382279 BUSINESS ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: 2142523250 MAIL ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75205 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001772937 XXXXXXXX 09-30-2022 09-30-2022 Tolleson Wealth Management, Inc.

5500 PRESTON ROAD SUITE 250 DALLAS TX 75205

13F HOLDINGS REPORT 028-19460 N Tracie Klein 12142523265 Tracie H. Klein Dallas X1 11-14-2022 2 69 331785 false 1 0001772938 028-19461 TPWM Services, Inc. 2 0001692067 028-19462 Tolleson Private Wealth Management, LP INFORMATION TABLE 2 202293013f.xml AMAZON COM INC COM Stock 023135106 447 3960 SH DFND 1,2 0 0 3960 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 280 2356 SH DFND 1,2 0 0 2356 STARBUCKS CORP COM Stock 855244109 270 3201 SH DFND 1,2 0 0 3201 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 623 24968 SH DFND 1,2 0 0 24968 GOLDMAN SACHS GROUP INC COM Stock 38141G104 786 2683 SH DFND 1,2 0 0 2683 ISHARES MSCI ACWI EX U.S. ETF ETF 464288240 670 16742 SH DFND 1,2 0 0 16742 REATA PHARMACEUTICALS INC CL A Stock 75615P103 1187 47250 SH DFND 1,2 0 0 47250 SPDR MSCI USA STRATEGICFACTORS ETF ETF 78468R812 108591 1069126 SH DFND 1,2 0 0 1069126 LAUDER ESTEE COS INC CL A Stock 518439104 658 3047 SH DFND 1,2 0 0 3047 SPDR S&P 500 ETF TRUST ETF 78462F103 12408 34740 SH DFND 1,2 0 0 34740 MASTERCARD INCORPORATED CL A Stock 57636Q104 2148 7553 SH DFND 1,2 0 0 7553 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF ETF 464288182 2769 47310 SH DFND 1,2 0 0 47310 ISHARES COHEN & STEERS REIT ETF ETF 464287564 818 15247 SH DFND 1,2 0 0 15247 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 501 2205 SH DFND 1,2 0 0 2205 NUVEEN ESG EMERGING MARKETS EQUITY ETF ETF 67092P888 683 29163 SH DFND 1,2 0 0 29163 SPDR GOLD SHARES ETF 78463V107 948 6127 SH DFND 1,2 0 0 6127 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 4544 21596 SH DFND 1,2 0 0 21596 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 1490 35481 SH DFND 1,2 0 0 35481 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 807 12098 SH DFND 1,2 0 0 12098 ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF ETF 46435U853 6519 193905 SH DFND 1,2 0 0 193905 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 622 2259 SH DFND 1,2 0 0 2259 INTUIT COM Stock 461202103 375 969 SH DFND 1,2 0 0 969 MICROSOFT CORP COM Stock 594918104 1215 5218 SH DFND 1,2 0 0 5218 FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF ETF 33740F888 15851 665439 SH DFND 1,2 0 0 665439 VANGUARD SMALL-CAP ETF ETF 922908751 301 1761 SH DFND 1,2 0 0 1761 VANGUARD MID-CAP ETF ETF 922908629 219 1164 SH DFND 1,2 0 0 1164 VANGUARD SHORT-TERM TREASURY ETF ETF 92206C102 934 16164 SH DFND 1,2 0 0 16164 VANGUARD FTSE EUROPE ETF ETF 922042874 1261 27321 SH DFND 1,2 0 0 27321 VANGUARD S&P 500 ETF ETF 922908363 893 2707 SH DFND 1,2 0 0 2707 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 1251 27341 SH DFND 1,2 0 0 27341 SYSCO CORP COM Stock 871829107 559 7908 SH DFND 1,2 0 0 7908 INVESCO S&P SMALLCAP MOMENTUM ETF ETF 46137V498 1278 29468 SH DFND 1,2 0 0 29468 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 21522 274416 SH DFND 1,2 0 0 274416 VANGUARD FTSE PACIFIC ETF ETF 922042866 20177 351269 SH DFND 1,2 0 0 351269 KRONOS WORLDWIDE INC COM Stock 50105F105 236 25245 SH DFND 1,2 0 0 25245 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF ETF 464286533 2519 49710 SH DFND 1,2 0 0 49710 VISA INC COM CL A Stock 92826C839 1748 9839 SH DFND 1,2 0 0 9839 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 13063 229127 SH DFND 1,2 0 0 229127 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 5484 82961 SH DFND 1,2 0 0 82961 PHILLIPS 66 COM Stock 718546104 276 3425 SH DFND 1,2 0 0 3425 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 13169 165566 SH DFND 1,2 0 0 165566 VANGUARD RUSSELL 3000 ETF ETF 92206C599 2701 16701 SH DFND 1,2 0 0 16701 D R HORTON INC COM Stock 23331A109 330 4901 SH DFND 1,2 0 0 4901 INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF ETF 46137V480 1236 30000 SH DFND 1,2 0 0 30000 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR Stock 90290N109 537 30837 SH DFND 1,2 0 0 30837 VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF 922042775 9238 208260 SH DFND 1,2 0 0 208260 ISHARES RUSSELL MIDCAP ETF ETF 464287499 5033 80984 SH DFND 1,2 0 0 80984 ISHARES MSCI EMERGING MARKETS ASIA ETF ETF 464286426 19281 335959 SH DFND 1,2 0 0 335959 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 1688 23443 SH DFND 1,2 0 0 23443 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 651 6265 SH DFND 1,2 0 0 6265 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 481 6739 SH DFND 1,2 0 0 6739 NETAPP INC COM Stock 64110D104 265 4282 SH DFND 1,2 0 0 4282 ISHARES S&P 500 VALUE ETF ETF 464287408 1766 13742 SH DFND 1,2 0 0 13742 ISHARES S&P 500 GROWTH ETF ETF 464287309 1657 28651 SH DFND 1,2 0 0 28651 ISHARES CORE S&P 500 ETF ETF 464287200 1670 4656 SH DFND 1,2 0 0 4656 SALESFORCE INC COM Stock 79466L302 378 2629 SH DFND 1,2 0 0 2629 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 967 9428 SH DFND 1,2 0 0 9428 CONOCOPHILLIPS COM Stock 20825C104 554 5415 SH DFND 1,2 0 0 5415 CATERPILLAR INC COM Stock 149123101 361 2200 SH DFND 1,2 0 0 2200 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 936 9719 SH DFND 1,2 0 0 9719 ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF ETF 464288620 5989 124645 SH DFND 1,2 0 0 124645 ISHARES RUSSELL 3000 ETF ETF 464287689 2316 11188 SH DFND 1,2 0 0 11188 UNITEDHEALTH GROUP INC COM Stock 91324P102 1486 2942 SH DFND 1,2 0 0 2942 ISHARES MSCI INTL QUALITY FACTOR ETF ETF 46434V456 10239 368586 SH DFND 1,2 0 0 368586 ISHARES MSCI EAFE ETF ETF 464287465 6325 112935 SH DFND 1,2 0 0 112935 APPLE INC COM Stock 037833100 1060 7670 SH DFND 1,2 0 0 7670 ABBOTT LABS COM Stock 002824100 209 2159 SH DFND 1,2 0 0 2159 ISHARES RUSSELL 1000 ETF ETF 464287622 333 1690 SH DFND 1,2 0 0 1690 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 3998 29402 SH DFND 1,2 0 0 29402