0001772937-21-000006.txt : 20211115 0001772937-21-000006.hdr.sgml : 20211115 20211115123713 ACCESSION NUMBER: 0001772937-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tolleson Wealth Management, Inc. CENTRAL INDEX KEY: 0001772937 IRS NUMBER: 030430021 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19460 FILM NUMBER: 211408291 BUSINESS ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: 2142523250 MAIL ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75205 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001772937 XXXXXXXX 09-30-2021 09-30-2021 Tolleson Wealth Management, Inc.

5500 PRESTON ROAD SUITE 250 DALLAS TX 75205

13F HOLDINGS REPORT 028-19460 N Tracie Klein 12142523265 Tracie H. Klein Dallas X1 11-15-2021 2 66 353466 false 1 0001772938 028-19461 TPWM Services, Inc. 2 0001692067 028-19462 Tolleson Private Wealth Management, LP INFORMATION TABLE 2 13F.xml GLOBAL PMTS INC COM Stock 37940X102 676 4289 SH DFND 1,2 0 0 4289 STARBUCKS CORP COM Stock 855244109 353 3201 SH DFND 1,2 0 0 3201 GOLDMAN SACHS GROUP INC COM Stock 38141G104 1014 2683 SH DFND 1,2 0 0 2683 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 752 13570 SH DFND 1,2 0 0 13570 INTEL CORP COM Stock 458140100 213 4003 SH DFND 1,2 0 0 4003 REATA PHARMACEUTICALS INC CL A Stock 75615P103 6112 60750 SH DFND 1,2 0 0 60750 SPDR MSCI USA STRATEGICFACTORS ETF ETF 78468R812 126410 1059687 SH DFND 1,2 0 0 1059687 LAUDER ESTEE COS INC CL A Stock 518439104 914 3047 SH DFND 1,2 0 0 3047 SPDR S&P 500 ETF ETF 78462F103 16775 38955 SH DFND 1,2 0 0 38955 MASTERCARD INCORPORATED CL A Stock 57636Q104 2626 7553 SH DFND 1,2 0 0 7553 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN INDEX FUND ETF 464288182 4111 48404 SH DFND 1,2 0 0 48404 ISHARES COHEN & STEERS REIT ETF ETF 464287564 1078 16471 SH DFND 1,2 0 0 16471 JPMORGAN ALERIAN MLP INDEX ETN ETF 46625H365 220 12131 SH DFND 1,2 0 0 12131 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 443 2205 SH DFND 1,2 0 0 2205 SPDR GOLD SHARES ETF 78463V107 1006 6127 SH DFND 1,2 0 0 6127 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 6707 24473 SH DFND 1,2 0 0 24473 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 1885 18145 SH DFND 1,2 0 0 18145 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 1301 2259 SH DFND 1,2 0 0 2259 INTUIT COM Stock 461202103 523 969 SH DFND 1,2 0 0 969 MICROSOFT CORP COM Stock 594918104 1471 5218 SH DFND 1,2 0 0 5218 BOEING CO COM Stock 097023105 236 1075 SH DFND 1,2 0 0 1075 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 385 1761 SH DFND 1,2 0 0 1761 VANGUARD SHORT-TERM GOVERNMENT BOND ETF ETF 92206C102 993 16164 SH DFND 1,2 0 0 16164 VANGUARD FTSE EUROPE ETF ETF 922042874 1926 29353 SH DFND 1,2 0 0 29353 VANGUARD S&P 500 ETF ETF 922908363 1039 2626 SH DFND 1,2 0 0 2626 ISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF ETF 46435U192 270 5334 SH DFND 1,2 0 0 5334 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 1960 30987 SH DFND 1,2 0 0 30987 SYSCO CORP COM Stock 871829107 624 7908 SH DFND 1,2 0 0 7908 INVESCO S&P SMALLCAP MOMENTUM ETF ETF 46137V498 1569 29468 SH DFND 1,2 0 0 29468 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 16282 145285 SH DFND 1,2 0 0 145285 VANGUARD FTSE PACIFIC ETF ETF 922042866 20144 248568 SH DFND 1,2 0 0 248568 KRONOS WORLDWIDE INC COM Stock 50105F105 298 24045 SH DFND 1,2 0 0 24045 NOVAVAX INC COM NEW Stock 670002401 207 1000 SH DFND 1,2 0 0 1000 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF ETF 464286533 1914 30536 SH DFND 1,2 0 0 30536 VISA INC COM CL A Stock 92826C839 2335 10481 SH DFND 1,2 0 0 10481 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 7770 103135 SH DFND 1,2 0 0 103135 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 4780 65038 SH DFND 1,2 0 0 65038 PHILLIPS 66 COM Stock 718546104 240 3425 SH DFND 1,2 0 0 3425 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 18373 186759 SH DFND 1,2 0 0 186759 VANGUARD RUSSELL 3000 ETF ETF 92206C599 3319 16701 SH DFND 1,2 0 0 16701 D R HORTON INC COM Stock 23331A109 412 4901 SH DFND 1,2 0 0 4901 INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF ETF 46137V480 1510 30000 SH DFND 1,2 0 0 30000 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR Stock 90290N109 511 30837 SH DFND 1,2 0 0 30837 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 12580 206359 SH DFND 1,2 0 0 206359 ISHARES RUSSELL MID-CAP ETF ETF 464287499 7541 96406 SH DFND 1,2 0 0 96406 ISHARES MSCI EMERGING MARKETS ASIA INDEX FUND ETF 464286426 20558 243518 SH DFND 1,2 0 0 243518 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 825 6265 SH DFND 1,2 0 0 6265 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 4979 56911 SH DFND 1,2 0 0 56911 NETAPP INC COM Stock 64110D104 384 4282 SH DFND 1,2 0 0 4282 ISHARES S&P 500 VALUE ETF ETF 464287408 1998 13742 SH DFND 1,2 0 0 13742 ISHARES S&P 500 GROWTH ETF ETF 464287309 2118 28651 SH DFND 1,2 0 0 28651 ISHARES CORE S&P 500 ETF ETF 464287200 2006 4656 SH DFND 1,2 0 0 4656 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 2903 24988 SH DFND 1,2 0 0 24988 CONOCOPHILLIPS COM Stock 20825C104 367 5415 SH DFND 1,2 0 0 5415 CATERPILLAR INC COM Stock 149123101 422 2200 SH DFND 1,2 0 0 2200 BEST BUY INC COM Stock 086516101 202 1915 SH DFND 1,2 0 0 1915 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 4138 36040 SH DFND 1,2 0 0 36040 ISHARES RUSSELL 3000 ETF ETF 464287689 2932 11503 SH DFND 1,2 0 0 11503 UNITEDHEALTH GROUP INC COM Stock 91324P102 1150 2942 SH DFND 1,2 0 0 2942 ISHARES MSCI INTL QUALITY FACTOR ETF ETF 46434V456 9920 261879 SH DFND 1,2 0 0 261879 COUSINS PPTYS INC COM NEW REIT 222795502 219 5880 SH DFND 1,2 0 0 5880 ISHARES MSCI EAFE ETF ETF 464287465 9466 121339 SH DFND 1,2 0 0 121339 APPLE INC COM Stock 037833100 1085 7670 SH DFND 1,2 0 0 7670 ABBOTT LABS COM Stock 002824100 255 2159 SH DFND 1,2 0 0 2159 ISHARES RUSSELL 1000 ETF ETF 464287622 408 1690 SH DFND 1,2 0 0 1690 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 5323 34014 SH DFND 1,2 0 0 34014