0001772937-20-000008.txt : 20201120 0001772937-20-000008.hdr.sgml : 20201120 20201120145532 ACCESSION NUMBER: 0001772937-20-000008 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20201120 DATE AS OF CHANGE: 20201120 EFFECTIVENESS DATE: 20201120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tolleson Wealth Management, Inc. CENTRAL INDEX KEY: 0001772937 IRS NUMBER: 030430021 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19460 FILM NUMBER: 201332012 BUSINESS ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: 2142523250 MAIL ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75205 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001772937 XXXXXXXX 06-30-2020 06-30-2020 true 2 RESTATEMENT Tolleson Wealth Management, Inc.

5500 PRESTON ROAD SUITE 250 DALLAS TX 75205

13F HOLDINGS REPORT 028-19460 N Tracie Klein 2142523265 Tracie H. Klein Dallas TX 11-20-2020 2 67 228545 false 1 0001772938 028-19461 TPWM Services, Inc. 2 0001692067 028-19462 Tolleson Private Wealth Management, LP INFORMATION TABLE 2 2020-06-30_TWM_13F.xml GLOBAL PMTS INC COM Stock 37940X102 962 5674 SH DFND 1,2 0 0 5674 STARBUCKS CORP COM Stock 855244109 262 3556 SH DFND 1,2 0 0 3556 GOLDMAN SACHS GROUP INC COM Stock 38141G104 589 2981 SH DFND 1,2 0 0 2981 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 272 14955 SH DFND 1,2 0 0 14955 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 453 10467 SH DFND 1,2 0 0 10467 INTEL CORP COM Stock 458140100 266 4447 SH DFND 1,2 0 0 4447 SPDR MSCI USA STRATEGICFACTORS ETF ETF 78468R812 74439 842925 SH DFND 1,2 0 0 842925 LAUDER ESTEE COS INC CL A Stock 518439104 639 3385 SH DFND 1,2 0 0 3385 SPDR S&P 500 ETF ETF 78462F103 13344 43084 SH DFND 1,2 0 0 43084 MASTERCARD INCORPORATED CL A Stock 57636Q104 2823 9548 SH DFND 1,2 0 0 9548 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN INDEX FUND ETF 464288182 2607 37687 SH DFND 1,2 0 0 37687 ISHARES COHEN & STEERS REIT ETF ETF 464287564 2203 21835 SH DFND 1,2 0 0 21835 JPMORGAN ALERIAN MLP INDEX ETN ETF 46625H365 160 12131 SH DFND 1,2 0 0 12131 BLACK STONE MINERALS L P COM UNIT Stock 09225M101 133 20479 SH DFND 1,2 0 0 20479 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 367 2450 SH DFND 1,2 0 0 2450 SPDR GOLD SHARES ETF 78463V107 1025 6127 SH DFND 1,2 0 0 6127 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 6152 32048 SH DFND 1,2 0 0 32048 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 723 9840 SH DFND 1,2 0 0 9840 ADOBE INC COM Stock 00724F101 1093 2510 SH DFND 1,2 0 0 2510 INTUIT COM Stock 461202103 319 1076 SH DFND 1,2 0 0 1076 MICROSOFT CORP COM Stock 594918104 1180 5797 SH DFND 1,2 0 0 5797 BOEING CO COM Stock 097023105 219 1194 SH DFND 1,2 0 0 1194 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 257 1761 SH DFND 1,2 0 0 1761 VANGUARD FTSE EUROPE ETF ETF 922042874 1701 33801 SH DFND 1,2 0 0 33801 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 1012 20586 SH DFND 1,2 0 0 20586 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 327 2439 SH DFND 1,2 0 0 2439 SYSCO CORP COM Stock 871829107 480 8786 SH DFND 1,2 0 0 8786 INVESCO S&P SMALLCAP MOMENTUM ETF ETF 46137V498 1183 32742 SH DFND 1,2 0 0 32742 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 9880 62483 SH DFND 1,2 0 0 62483 VANGUARD FTSE PACIFIC ETF ETF 922042866 13072 205371 SH DFND 1,2 0 0 205371 KRONOS WORLDWIDE INC COM Stock 50105F105 238 22845 SH DFND 1,2 0 0 22845 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 262 6072 SH DFND 1,2 0 0 6072 ENERGY TRANSFER LP COM UT LTD PTN Stock 29273V100 316 44350 SH DFND 1,2 0 0 44350 ISHARES EDGE MSCI MIN VOL GLOBAL ETF ETF 464286525 601 6866 SH DFND 1,2 0 0 6866 VISA INC COM CL A Stock 92826C839 2511 13001 SH DFND 1,2 0 0 13001 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 9527 144218 SH DFND 1,2 0 0 144218 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 3693 60908 SH DFND 1,2 0 0 60908 PHILLIPS 66 COM Stock 718546104 246 3425 SH DFND 1,2 0 0 3425 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 11071 159434 SH DFND 1,2 0 0 159434 D R HORTON INC COM Stock 23331A109 302 5445 SH DFND 1,2 0 0 5445 ISHARES CORE MSCI EAFE ETF ETF 46432F842 258 4519 SH DFND 1,2 0 0 4519 INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF ETF 46137V480 817 33333 SH DFND 1,2 0 0 33333 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR Stock 90290N109 335 30837 SH DFND 1,2 0 0 30837 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 6395 134313 SH DFND 1,2 0 0 134313 FLEXSHARES MORNINGSTAR DEVELOPED MARKETS EX-US FACTOR TILT INDEX FUND ETF 33939L803 214 4000 SH DFND 1,2 0 0 4000 ISHARES RUSSELL MID-CAP ETF ETF 464287499 4097 76441 SH DFND 1,2 0 0 76441 ISHARES MSCI EMERGING MARKETS ASIA INDEX FUND ETF 464286426 13681 204901 SH DFND 1,2 0 0 204901 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 707 12360 SH DFND 1,2 0 0 12360 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 455 4748 SH DFND 1,2 0 0 4748 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 3191 39099 SH DFND 1,2 0 0 39099 NETAPP INC COM Stock 64110D104 211 4757 SH DFND 1,2 0 0 4757 ISHARES S&P 500 VALUE ETF ETF 464287408 2347 21685 SH DFND 1,2 0 0 21685 ISHARES S&P 500 GROWTH ETF ETF 464287309 3554 17127 SH DFND 1,2 0 0 17127 ISHARES CORE S&P 500 ETF ETF 464287200 1442 4656 SH DFND 1,2 0 0 4656 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 743 6438 SH DFND 1,2 0 0 6438 CONOCOPHILLIPS COM Stock 20825C104 228 5415 SH DFND 1,2 0 0 5415 CATERPILLAR INC DEL COM Stock 149123101 278 2200 SH DFND 1,2 0 0 2200 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 2865 24239 SH DFND 1,2 0 0 24239 FIBROGEN INC COM Stock 31572Q808 3741 92294 SH DFND 1,2 0 0 92294 ISHARES RUSSELL 3000 ETF ETF 464287689 2054 11407 SH DFND 1,2 0 0 11407 UNITEDHEALTH GROUP INC COM Stock 91324P102 964 3268 SH DFND 1,2 0 0 3268 COUSINS PPTYS INC COM NEW REIT 222795502 1438 48222 SH DFND 1,2 0 0 48222 ISHARES MSCI EAFE ETF ETF 464287465 6700 110066 SH DFND 1,2 0 0 110066 APPLE INC COM Stock 037833100 757 2075 SH DFND 1,2 0 0 2075 ABBOTT LABS COM Stock 002824100 219 2399 SH DFND 1,2 0 0 2399 ISHARES RUSSELL 1000 ETF ETF 464287622 290 1690 SH DFND 1,2 0 0 1690 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 3655 32459 SH DFND 1,2 0 0 32459