0001772937-20-000004.txt : 20200825 0001772937-20-000004.hdr.sgml : 20200825 20200825133239 ACCESSION NUMBER: 0001772937-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200825 DATE AS OF CHANGE: 20200825 EFFECTIVENESS DATE: 20200825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tolleson Wealth Management, Inc. CENTRAL INDEX KEY: 0001772937 IRS NUMBER: 030430021 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19460 FILM NUMBER: 201130947 BUSINESS ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: 2142523250 MAIL ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75205 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001772937 XXXXXXXX 12-31-2019 12-31-2019 true 1 RESTATEMENT Tolleson Wealth Management, Inc.

5500 PRESTON ROAD SUITE 250 DALLAS TX 75205

13F HOLDINGS REPORT 028-19460 N Tracie H. Klein 214-252-3265 Tracie H. Klein Dallas TX 08-25-2020 2 65 206569 false 1 0001772938 028-19461 TPWM Services, Inc. 2 0001692067 028-19462 Tolleson Private Wealth Management, LP INFORMATION TABLE 2 2019-12-31_TWM_13F_v2.xml GLOBAL PMTS INC COM Stock 37940X102 1036 5674 SH DFND 1,2 0 0 5674 STARBUCKS CORP COM Stock 855244109 318 3612 SH DFND 1,2 0 0 3612 JOHNSON & JOHNSON COM Stock 478160104 307 2106 SH DFND 1,2 0 0 2106 GOLDMAN SACHS GROUP INC COM Stock 38141G104 685 2981 SH DFND 1,2 0 0 2981 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 421 14955 SH DFND 1,2 0 0 14955 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 7230 147189 SH DFND 1,2 0 0 147189 INTEL CORP COM Stock 458140100 344 5752 SH DFND 1,2 0 0 5752 LAUDER ESTEE COS INC CL A Stock 518439104 699 3385 SH DFND 1,2 0 0 3385 SPDR S&P 500 ETF ETF 78462F103 13752 42536 SH DFND 1,2 0 0 42536 MASTERCARD INC CL A Stock 57636Q104 2946 9865 SH DFND 1,2 0 0 9865 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN INDEX FUND ETF 464288182 2634 35831 SH DFND 1,2 0 0 35831 ISHARES COHEN & STEERS REIT ETF ETF 464287564 2444 20890 SH DFND 1,2 0 0 20890 JPMORGAN ALERIAN MLP INDEX ETN ETF 46625H365 297 13631 SH DFND 1,2 0 0 13631 BLACK STONE MINERALS L P COM UNIT Stock 09225M101 260 20479 SH DFND 1,2 0 0 20479 HOME DEPOT INC COM Stock 437076102 2113 9676 SH DFND 1,2 0 0 9676 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 423 2468 SH DFND 1,2 0 0 2468 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 5611 31895 SH DFND 1,2 0 0 31895 ADOBE INC COM Stock 00724F101 828 2510 SH DFND 1,2 0 0 2510 INTUIT COM Stock 461202103 282 1076 SH DFND 1,2 0 0 1076 MICROSOFT CORP COM Stock 594918104 992 6290 SH DFND 1,2 0 0 6290 BOEING CO COM Stock 097023105 389 1194 SH DFND 1,2 0 0 1194 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 292 1761 SH DFND 1,2 0 0 1761 VANGUARD FTSE EUROPE ETF ETF 922042874 1888 32219 SH DFND 1,2 0 0 32219 VANGUARD S&P 500 ETF ETF 922908363 374 1265 SH DFND 1,2 0 0 1265 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 339 2439 SH DFND 1,2 0 0 2439 SYSCO CORP COM Stock 871829107 768 8973 SH DFND 1,2 0 0 8973 INVESCO S&P SMALLCAP MOMENTUM ETF ETF 46137V498 1290 32742 SH DFND 1,2 0 0 32742 KRONOS WORLDWIDE INC COM Stock 50105F105 276 20595 SH DFND 1,2 0 0 20595 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 382 6072 SH DFND 1,2 0 0 6072 ISHARES EDGE MSCI MIN VOL GLOBAL ETF ETF 464286525 18820 196391 SH DFND 1,2 0 0 196391 VISA INC COM CL A Stock 92826C839 2451 13042 SH DFND 1,2 0 0 13042 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 65092 992252 SH DFND 1,2 0 0 992252 PHILLIPS 66 COM Stock 718546104 409 3671 SH DFND 1,2 0 0 3671 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 426 5866 SH DFND 1,2 0 0 5866 UNITED BANKSHARES INC WEST VA COM Stock 909907107 208 5327 SH DFND 1,2 0 0 5327 D R HORTON INC COM Stock 23331A109 289 5470 SH DFND 1,2 0 0 5470 ISHARES CORE MSCI EAFE ETF ETF 46432F842 295 4519 SH DFND 1,2 0 0 4519 INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF ETF 46137V480 1129 33333 SH DFND 1,2 0 0 33333 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR Stock 90290N109 559 30837 SH DFND 1,2 0 0 30837 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 972 18083 SH DFND 1,2 0 0 18083 FLEXSHARES MORNINGSTAR DEVELOPED MARKETS EX-US FACTOR TILT INDEX FUND ETF 33939L803 260 4000 SH DFND 1,2 0 0 4000 ISHARES RUSSELL MID-CAP ETF ETF 464287499 4505 75558 SH DFND 1,2 0 0 75558 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 943 12360 SH DFND 1,2 0 0 12360 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 14703 145577 SH DFND 1,2 0 0 145577 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 2682 30502 SH DFND 1,2 0 0 30502 NETAPP INC COM Stock 64110D104 296 4757 SH DFND 1,2 0 0 4757 ISHARES S&P 500 VALUE ETF ETF 464287408 2821 21685 SH DFND 1,2 0 0 21685 ISHARES S&P 500 GROWTH ETF ETF 464287309 3316 17127 SH DFND 1,2 0 0 17127 ISHARES CORE S&P 500 ETF ETF 464287200 1505 4656 SH DFND 1,2 0 0 4656 CONOCOPHILLIPS COM Stock 20825C104 352 5415 SH DFND 1,2 0 0 5415 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 285 3046 SH DFND 1,2 0 0 3046 CATERPILLAR INC DEL COM Stock 149123101 295 2000 SH DFND 1,2 0 0 2000 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 2117 18837 SH DFND 1,2 0 0 18837 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 227 1072 SH DFND 1,2 0 0 1072 FIBROGEN INC COM Stock 31572Q808 3958 92294 SH DFND 1,2 0 0 92294 ISHARES RUSSELL 3000 ETF ETF 464287689 11889 63075 SH DFND 1,2 0 0 63075 UNITEDHEALTH GROUP INC COM Stock 91324P102 1077 3663 SH DFND 1,2 0 0 3663 ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF ETF 00214Q203 410 11460 SH DFND 1,2 0 0 11460 COUSINS PPTYS INC COM NEW REIT 222795502 1484 36022 SH DFND 1,2 0 0 36022 CBRE GROUP INC CL A Stock 12504L109 219 3575 SH DFND 1,2 0 0 3575 ISHARES MSCI EAFE ETF ETF 464287465 7287 104940 SH DFND 1,2 0 0 104940 APPLE INC COM Stock 037833100 766 2607 SH DFND 1,2 0 0 2607 ABBOTT LABS COM Stock 002824100 208 2399 SH DFND 1,2 0 0 2399 ISHARES RUSSELL 1000 ETF ETF 464287622 302 1690 SH DFND 1,2 0 0 1690 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 4392 32184 SH DFND 1,2 0 0 32184