0001104659-21-059402.txt : 20210430 0001104659-21-059402.hdr.sgml : 20210430 20210430214808 ACCESSION NUMBER: 0001104659-21-059402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210428 FILED AS OF DATE: 20210430 DATE AS OF CHANGE: 20210430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Salter John S. CENTRAL INDEX KEY: 0001810211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38908 FILM NUMBER: 21881014 MAIL ADDRESS: STREET 1: ONE LOMBARD STREET STREET 2: SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DraftKings Inc. CENTRAL INDEX KEY: 0001772757 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 844052441 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 986-6744 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: Diamond Eagle Acquisition Corp. \ DE DATE OF NAME CHANGE: 20190403 4 1 tm2114760-20_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-04-28 0 0001772757 DraftKings Inc. DKNG 0001810211 Salter John S. C/O DRAFTKINGS INC. 222 BERKELEY STREET, 5TH FLOOR BOSTON MA 02116 1 0 0 0 Class A Common Stock 2021-04-28 4 M 0 11746 A 11746 D Class A Common Stock 2021-04-28 4 M 0 625 A 12371 D Class A Common Stock 16743300 I Held by RPII DK LLC Restricted Stock Units 2021-04-28 4 M 0 11746 0.00 D Class A Common Stock 11746 0 D Restricted Stock Units 2021-04-28 4 M 0 625 0.00 D Class A Common Stock 625 0 D No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Represents securities of the Issuer owned directly by RPII DK LLC (the "LLC") for which the Reporting Person shares beneficial ownership. The Reporting Person disclaims beneficial ownership over the shares held by the LLC except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. The RSUs were granted on August 12, 2020 and became fully vested on April 28, 2021. The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021. /s/ Faisal Hasan, attorney-in-fact 2021-04-30