0001628280-24-016465.txt : 20240416 0001628280-24-016465.hdr.sgml : 20240416 20240416172355 ACCESSION NUMBER: 0001628280-24-016465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240412 FILED AS OF DATE: 20240416 DATE AS OF CHANGE: 20240416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hayes Christopher M. CENTRAL INDEX KEY: 0001836797 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38971 FILM NUMBER: 24848768 MAIL ADDRESS: STREET 1: C/O XL HYBRIDS, INC. STREET 2: 145 NEWTON STREET CITY: BOSTON STATE: MA ZIP: 02135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPRUCE POWER HOLDING CORP CENTRAL INDEX KEY: 0001772720 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 834109918 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 S COLORADO BLVD STREET 2: SUITE 2-825 CITY: DENVER STATE: CO ZIP: 80222 BUSINESS PHONE: 866-777-8235 MAIL ADDRESS: STREET 1: 2000 S COLORADO BLVD STREET 2: SUITE 2-825 CITY: DENVER STATE: CO ZIP: 80222 FORMER COMPANY: FORMER CONFORMED NAME: XL Fleet Corp. DATE OF NAME CHANGE: 20201223 FORMER COMPANY: FORMER CONFORMED NAME: Pivotal Investment Corp II DATE OF NAME CHANGE: 20190403 4 1 wk-form4_1713302626.xml FORM 4 X0508 4 2024-04-12 0 0001772720 SPRUCE POWER HOLDING CORP SPRU 0001836797 Hayes Christopher M. 2000 S COLORADO BLVD, SUITE 2-825 DENVER CO 80222 1 1 0 0 President and CEO 0 Common Stock 2024-04-12 4 A 0 88636 0 A 142730 D Stock Option (right to buy) 3.74 2024-04-12 4 A 0 295229 0 A 2034-04-12 Common Stock 295229 295229 D Securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of the RSUs will vest on each of April 12, 2025, April 12, 2026, April 12, 2027 and April 12, 2028. Subject to the reporting person's continued service through the vesting dates, options vest in 25% annual installments over a four year period beginning April 12, 2025. /s/ Jonathan M. Norling, Attorney-in-Fact 2024-04-16