0001213900-24-030930.txt : 20240405 0001213900-24-030930.hdr.sgml : 20240405 20240405191601 ACCESSION NUMBER: 0001213900-24-030930 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240403 FILED AS OF DATE: 20240405 DATE AS OF CHANGE: 20240405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norling Jonathan M CENTRAL INDEX KEY: 0001963500 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38971 FILM NUMBER: 24827831 MAIL ADDRESS: STREET 1: 820 GESSNER ROAD STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPRUCE POWER HOLDING CORP CENTRAL INDEX KEY: 0001772720 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 834109918 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 S COLORADO BLVD STREET 2: SUITE 2-825 CITY: DENVER STATE: CO ZIP: 80222 BUSINESS PHONE: 866-777-8235 MAIL ADDRESS: STREET 1: 2000 S COLORADO BLVD STREET 2: SUITE 2-825 CITY: DENVER STATE: CO ZIP: 80222 FORMER COMPANY: FORMER CONFORMED NAME: XL Fleet Corp. DATE OF NAME CHANGE: 20201223 FORMER COMPANY: FORMER CONFORMED NAME: Pivotal Investment Corp II DATE OF NAME CHANGE: 20190403 4 1 ownership.xml X0508 4 2024-04-03 0 0001772720 SPRUCE POWER HOLDING CORP SPRU 0001963500 Norling Jonathan M 2000 S COLORADO BLVD, SUITE 2-825 DENVER CO 80222 0 1 0 0 Chief Legal Officer 0 Common Stock 2024-04-03 4 F 0 6099 3.64 D 117588 D The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on April 3, 2024. The applicable RSUs were reported on the Form 4 filed April 5, 2023. Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. /s/ Jonathan M. Norling 2024-04-05