0001213900-23-027528.txt : 20230405 0001213900-23-027528.hdr.sgml : 20230405 20230405154442 ACCESSION NUMBER: 0001213900-23-027528 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230403 FILED AS OF DATE: 20230405 DATE AS OF CHANGE: 20230405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norling Jonathan M CENTRAL INDEX KEY: 0001963500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38971 FILM NUMBER: 23802326 MAIL ADDRESS: STREET 1: 820 GESSNER ROAD STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPRUCE POWER HOLDING CORP CENTRAL INDEX KEY: 0001772720 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 834109918 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47000 LIBERTY DRIVE CITY: WIXOM STATE: MI ZIP: 48393 BUSINESS PHONE: 6177180329 MAIL ADDRESS: STREET 1: 47000 LIBERTY DRIVE CITY: WIXOM STATE: MI ZIP: 48393 FORMER COMPANY: FORMER CONFORMED NAME: XL Fleet Corp. DATE OF NAME CHANGE: 20201223 FORMER COMPANY: FORMER CONFORMED NAME: Pivotal Investment Corp II DATE OF NAME CHANGE: 20190403 4 1 ownership.xml X0407 4 2023-04-03 0 0001772720 SPRUCE POWER HOLDING CORP SPRU 0001963500 Norling Jonathan M 1875 LAWRENCE STREET, SUITE 320 DENVER CO 80202 0 1 0 0 Chief Legal Officer 0 Common Stock 2023-04-03 4 A 0 517000 0.00 A 1017000 D The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of the RSUs will vest on each of April 3, 2024, April 3, 2025, April 3, 2026 and April 3, 2027. /s/ Stacey Constas 2023-04-05