0001772031-21-000003.txt : 20210714 0001772031-21-000003.hdr.sgml : 20210714 20210714155156 ACCESSION NUMBER: 0001772031-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210714 DATE AS OF CHANGE: 20210714 EFFECTIVENESS DATE: 20210714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAKE STREET FINANCIAL LLC CENTRAL INDEX KEY: 0001772031 IRS NUMBER: 823746736 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19464 FILM NUMBER: 211090227 BUSINESS ADDRESS: STREET 1: 128 NORTH MAY STREET STREET 2: FLOOR 2 CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 312-579-4341 MAIL ADDRESS: STREET 1: 128 NORTH MAY STREET STREET 2: FLOOR 2 CITY: CHICAGO STATE: IL ZIP: 60607 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001772031 XXXXXXXX 06-30-2021 06-30-2021 LAKE STREET FINANCIAL LLC

128 NORTH MAY STREET FLOOR 2 CHICAGO IL 60607

13F HOLDINGS REPORT 028-19464 N JOSEPH STOCK 312-579-4341 /s/ JOSEPH STOCK CHICAGO IL 07-14-2021 0 211 392915 false INFORMATION TABLE 2 lsf13f2q2021.xml 1LIFE HEALTHCARE INC COM 68269G107 1522 46515 SH SOLE 46515 0 0 3M CO COM 88579Y101 263 1319 SH SOLE 1319 0 0 ABBOTT LABS COM 002824100 924 7885 SH SOLE 7885 0 0 ABBVIE INC COM 00287Y109 656 5741 SH SOLE 5741 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 204 680 SH SOLE 680 0 0 ADOBE SYSTEMS INC COM 00724F101 3189 5453 SH SOLE 5453 0 0 ADVANCED MICRO DEVICES INC COM 007903107 926 9919 SH SOLE 9919 0 0 AIRBNB INC COM CL A 009066101 634 4142 SH SOLE 4142 0 0 ALASKA AIR GROUP INC COM 011659109 722 11760 SH SOLE 11760 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 989 4459 SH SOLE 4459 0 0 ALPHABET INC CAP STK CL A 02079K305 5934 2423 SH SOLE 2423 0 0 ALPHABET INC CAP STK CL C 02079K107 5861 2319 SH SOLE 2319 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 1882 51054 SH SOLE 51054 0 0 AMAZON COM INC COM 023135106 12805 3730 SH SOLE 3730 0 0 AMERICAN TOWER CORP NEW COM 03027X100 219 809 SH SOLE 809 0 0 AMGEN INC COM 031162100 526 2130 SH SOLE 2130 0 0 APPLE INC COM 037833100 28361 206608 SH SOLE 206608 0 0 APPLIED MATLS INC COM 038222105 271 1961 SH SOLE 1961 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 210 2260 SH SOLE 2260 0 0 AT&T INC COM 00206R102 233 8011 SH SOLE 8011 0 0 ATMOS ENERGY CORP COM 049560105 242 2500 SH SOLE 2500 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 421 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3039 10847 SH SOLE 10847 0 0 BEYOND MEAT INC COM 08862E109 205 1340 SH SOLE 1340 0 0 BHP GROUP LTD SPONSORED ADS 088606108 298 4113 SH SOLE 4113 0 0 BK OF AMERICA CORP COM 060505104 1433 34505 SH SOLE 34505 0 0 BLACKROCK CORPOR HI YLD FD COM 09255P107 4514 366410 SH SOLE 366410 0 0 BLACKROCK INC COM 09247X101 974 1108 SH SOLE 1108 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 2408 24793 SH SOLE 24793 0 0 BRISTOL-MYERS SQUIBB C0 COM 110122108 860 12924 SH SOLE 12924 0 0 BROADCOM INC COM 11135F101 960 2044 SH SOLE 2044 0 0 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 128125101 1677 92275 SH SOLE 92275 0 0 CANOPY GROWTH CORP COM 138035100 2005 83237 SH SOLE 83237 0 0 CHEVRON CORP NEW COM 166764100 1134 10677 SH SOLE 10677 0 0 CIGNA CORP NEW COM 125523100 1823 7648 SH SOLE 7648 0 0 CISCO SYS INC COM 17275R102 1295 24228 SH SOLE 24228 0 0 CITIGROUP INC COM NEW 172967424 608 8557 SH SOLE 8557 0 0 COCA COLA CO COM 191216100 397 7356 SH SOLE 7356 0 0 COHEN & STEERS QUALITY INCOME COM 19247L106 4702 296670 SH SOLE 296670 0 0 COMCAST CORP NEW CL A 20030N101 3083 53378 SH SOLE 53378 0 0 CONSTELLATION BRANDS INC CL A 21036P108 519 2238 SH SOLE 2238 0 0 COSTCO WHSL CORP NEW COM 22160K105 3611 9153 SH SOLE 9153 0 0 CSX CORP COM 126408103 247 7658 SH SOLE 7658 0 0 CVS HEALTH CORP COM 126650100 3081 37470 SH SOLE 37470 0 0 CYRUSONE INC COM 23283R100 888 12600 SH SOLE 12600 0 0 DANAHER CORPORATION COM 235851102 388 1425 SH SOLE 1425 0 0 DEERE & CO COM 244199105 222 628 SH SOLE 628 0 0 DISNEY WALT CO COM 254687106 1343 7578 SH SOLE 7578 0 0 DOLLAR GEN CORP NEW COM 256677105 470 2157 SH SOLE 2157 0 0 DOMINOS PIZZA INC COM 25754A201 350 752 SH SOLE 752 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 581 5832 SH SOLE 5832 0 0 EATON CORP PLC SHS G29183103 324 2158 SH SOLE 2158 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 201 1920 SH SOLE 1920 0 0 EMERSON ELEC CO COM 291011104 215 2215 SH SOLE 2215 0 0 ENPHASE ENERGY INC COM 29355A107 266 1455 SH SOLE 1455 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 798 38720 SH SOLE 38720 0 0 ETF SER SOLUTIONS US GLB JETS 26922A842 601 24397 SH SOLE 24397 0 0 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 222 3560 SH SOLE 3560 0 0 EXXON MOBIL CORP COM 30231G102 236 3729 SH SOLE 3729 0 0 FACEBOOK INC CL A 30303M102 6808 19210 SH SOLE 19210 0 0 FIFTH THIRD BANCORP COM 316773100 776 20043 SH SOLE 20043 0 0 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 1636 28556 SH SOLE 28556 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2291 111150 SH SOLE 111150 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1320 11155 SH SOLE 11155 0 0 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 557 3201 SH SOLE 3201 0 0 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 2502 52092 SH SOLE 52092 0 0 FIRST TR NASDAQ 100 TECH IND SHS 337345102 200 1270 SH SOLE 1270 0 0 FORTINET INC COM 34959E109 1663 6862 SH SOLE 6862 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1771 47760 SH SOLE 47760 0 0 GENERAL ELECTRIC CO COM 369604103 737 54664 SH SOLE 54664 0 0 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 242 3582 SH SOLE 3582 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3098 8262 SH SOLE 8262 0 0 HEWLETT PACKARD ENTERPRISE CO COM 42824C109 209 14185 SH SOLE 14185 0 0 HOME DEPOT INC COM 437076102 1357 4222 SH SOLE 4222 0 0 HONEYWELL INTL INC COM 438516106 2287 10368 SH SOLE 10368 0 0 IDEANOMICS INC COM 45166V106 56 20000 SH SOLE 20000 0 0 ILLINOIS TOOL WKS INC COM 452308109 312 1389 SH SOLE 1389 0 0 INTEL CORP COM COM 458140100 1028 18355 SH SOLE 18355 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 962 6548 SH SOLE 6548 0 0 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 3592 71179 SH SOLE 71179 0 0 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 363 13200 SH SOLE 13200 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 629 7123 SH SOLE 7123 0 0 INVESCO EXCHANGE TRADED FD FINL PFD ETF 46137V621 303 15750 SH SOLE 15750 0 0 INVESCO EXCHANGE TRADED FD WATER RES ETF 46137V142 814 15067 SH SOLE 15067 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8191 23100 SH SOLE 23100 0 0 ISHARES INC CORE MSCI EMKT 46434G103 5006 75093 SH SOLE 75093 0 0 ISHARES INC JP MRGN EM HI BD 464286285 2213 48650 SH SOLE 48650 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 3317 49150 SH SOLE 49150 0 0 ISHARES INC MSCI PAC JP ETF 464286665 2396 46470 SH SOLE 46470 0 0 ISHARES TR NASDAQ BIOTECH 464287556 976 5909 SH SOLE 5909 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1548 20639 SH SOLE 20639 0 0 ISHARES TR CORE S&P500 ETF 464287200 4239 9804 SH SOLE 9804 0 0 ISHARES TR CORE US AGGBD ET 464287226 4420 38399 SH SOLE 38399 0 0 ISHARES TR DOW JONES US ETF 464287846 228 2103 SH SOLE 2103 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1063 7937 SH SOLE 7937 0 0 ISHARES TR MBS ETF 464288588 257 2383 SH SOLE 2383 0 0 ISHARES TR MSCI CHINA ETF 46429B671 5981 73143 SH SOLE 73143 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 256 1914 SH SOLE 1914 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1585 13539 SH SOLE 13539 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 565 2074 SH SOLE 2074 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 440 2757 SH SOLE 2757 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 351 1519 SH SOLE 1519 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 3947 12568 SH SOLE 12568 0 0 ISHARES TR RUS 2000 VALUE ETF 464287630 3345 19977 SH SOLE 19977 0 0 ISHARES TR RUS MID CAP ETF 464287499 5404 67782 SH SOLE 67782 0 0 ISHARES TR S&P 500 GRWTH ETF 464287309 1228 16829 SH SOLE 16829 0 0 ISHARES TR S&P 500 VALUE ETF 464287408 808 5437 SH SOLE 5437 0 0 ISHARES TR CORE S&P MCP ETF 464287507 478 1762 SH SOLE 1762 0 0 ISHARES TR CORE S&P SCP ETF 464287804 345 3033 SH SOLE 3033 0 0 ISHARES TR TIPS BD ETF 464287176 5091 39992 SH SOLE 39992 0 0 ISHARES TR U.S. TECH ETF 464287721 1154 11599 SH SOLE 11599 0 0 ISHARES U S ETF TR BLOOMBERG ROLL 46431W598 803 14600 SH SOLE 14600 0 0 J P MORGAN EXCHANGE-TRADED FD EQUITY PREMIUM 46641Q332 1863 30825 SH SOLE 30825 0 0 J P MORGAN EXCHANGE-TRADED FD ULTRA SHRT INC 46641Q837 2412 47555 SH SOLE 47555 0 0 J P MORGAN EXCHANGE-TRADED FD ULTRA SHT MUNCPL 46641Q654 348 6820 SH SOLE 6820 0 0 JD.COM INC SPON ADR CL A 47215P106 211 2728 SH SOLE 2728 0 0 JEFFERIES FINL GROUP INC COM 47233W109 372 11000 SH SOLE 11000 0 0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 263 5037 SH SOLE 5037 0 0 JOHNSON & JOHNSON COM 478160104 3512 21163 SH SOLE 21163 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2386 120200 SH SOLE 120200 0 0 JPMORGAN CHASE & CO COM 46625H100 6846 43585 SH SOLE 43585 0 0 JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 271 9455 SH SOLE 9455 0 0 KINDER MORGAN INC DEL COM 49456B101 1988 107886 SH SOLE 107886 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 3557 52108 SH SOLE 52108 0 0 KRANESHARES TR QUADRTC INT RT 500767736 2714 98248 SH SOLE 98248 0 0 LAM RESEARCH CORP COM 512807108 581 917 SH SOLE 917 0 0 LILLY ELI & CO COM 532457108 1083 4684 SH SOLE 4684 0 0 LULULEMON ATHLETICA INC COM 550021109 746 2049 SH SOLE 2049 0 0 LUMINAR TECHNOLOGIES INC COM CL A 550424105 214 10000 SH SOLE 10000 0 0 MASTERCARD INCORPORATED CL A 57636Q104 456 1229 SH SOLE 1229 0 0 MCDONALDS CORP COM 580135101 3863 16632 SH SOLE 16632 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 2149 106200 SH SOLE 106200 0 0 MEDTRONIC PLC SHS G5960L103 1186 9401 SH SOLE 9401 0 0 MERCK & CO. INC COM 58933Y105 541 6934 SH SOLE 6934 0 0 MICROSOFT CORP COM 594918104 10873 40034 SH SOLE 40034 0 0 NETFLIX INC COM 64110L106 1394 2613 SH SOLE 2613 0 0 NEXTERA ENERGY INC COM 65339F101 4227 56974 SH SOLE 56974 0 0 NIKE INC CL B 654106103 1277 8085 SH SOLE 8085 0 0 NORFOLK SOUTHN CORP COM 655844108 1869 6941 SH SOLE 6941 0 0 NORTHROP GRUMMAN CORP COM 666807102 272 739 SH SOLE 739 0 0 NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT 67070X101 1022 59250 SH SOLE 59250 0 0 NVIDIA CORPORATION COM 67066G104 7449 9214 SH SOLE 9214 0 0 PALO ALTO NETWORKS INC COM 697435105 929 2505 SH SOLE 2505 0 0 PARKER-HANNIFIN CORP COM 701094104 215 700 SH SOLE 700 0 0 PAYPAL HLDGS INC COM 70450Y103 3737 12932 SH SOLE 12932 0 0 PENN NATL GAMING INC COM 707569109 403 5280 SH SOLE 5280 0 0 PEPSICO INC COM 713448108 733 4947 SH SOLE 4947 0 0 PFIZER INC COM 717081103 1175 29697 SH SOLE 29697 0 0 PIONEER FLOATING RATE TR COM 72369J102 3434 286650 SH SOLE 286650 0 0 PROCTER AND GAMBLE CO COM 742718109 448 3310 SH SOLE 3310 0 0 QUALCOMM INC COM 747525103 1442 10243 SH SOLE 10243 0 0 QUEST DIAGNOSTICS INC COM 74834L100 206 1550 SH SOLE 1550 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 2269 26313 SH SOLE 26313 0 0 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 856 13161 SH SOLE 13161 0 0 ROYAL BK CDA COM 780087102 239 2348 SH SOLE 2348 0 0 SALESFORCE COM INC COM 79466L302 3347 13661 SH SOLE 13661 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 551 6760 SH SOLE 6760 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 391 2177 SH SOLE 2177 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 360 9746 SH SOLE 9746 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 618 4864 SH SOLE 4864 0 0 SHOPIFY INC CL A 82509L107 850 583 SH SOLE 583 0 0 SNOWFLAKE INC CL A 833445109 485 2049 SH SOLE 2049 0 0 SPDR GOLD TR GOLD SHS 78463V107 8686 52260 SH SOLE 52260 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1387 3222 SH SOLE 3222 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 209 2284 SH SOLE 2284 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 2005 18262 SH SOLE 18262 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2195 44352 SH SOLE 44352 0 0 SPDR SER TR S&P DIVID ETF 78464A763 727 5911 SH SOLE 5911 0 0 SQUARE INC CL A 852234103 492 2034 SH SOLE 2034 0 0 STARBUCKS CORP COM 855244109 3925 34610 SH SOLE 34610 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 578 4878 SH SOLE 4878 0 0 TARGET CORP COM 87612E106 2117 8695 SH SOLE 8695 0 0 TELADOC HEALTH INC COM 87918A105 1641 9965 SH SOLE 9965 0 0 TERADYNE INC COM 880770102 575 4444 SH SOLE 4444 0 0 TESLA INC COM 88160R101 1121 1653 SH SOLE 1653 0 0 TEXAS INSTRS INC COM 882508104 441 2310 SH SOLE 2310 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 355 697 SH SOLE 697 0 0 TJX COS INC NEW COM 872540109 416 6133 SH SOLE 6133 0 0 TRUIST FINL CORP COM 89832Q109 415 7367 SH SOLE 7367 0 0 TYSON FOODS INC CL A 902494103 696 9430 SH SOLE 9430 0 0 UBER TECHNOLOGIES INC COM 90353T100 2759 54536 SH SOLE 54536 0 0 ULTA BEAUTY INC COM 90384S303 2176 6235 SH SOLE 6235 0 0 UNION PAC CORP COM 907818108 433 1936 SH SOLE 1936 0 0 UNITED PARCEL SERVICE INC CL B 911312106 338 1608 SH SOLE 1608 0 0 UNITEDHEALTH GROUP INC COM 91324P102 360 889 SH SOLE 889 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 1039 16389 SH SOLE 16389 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 1979 63582 SH SOLE 63582 0 0 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 1509 59379 SH SOLE 59379 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 357 3972 SH SOLE 3972 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 9818 34169 SH SOLE 34169 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 217 1529 SH SOLE 1529 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 339 1494 SH SOLE 1494 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 368 2097 SH SOLE 2097 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 9839 71099 SH SOLE 71099 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 220 931 SH SOLE 931 0 0 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 871 16131 SH SOLE 16131 0 0 VANGUARD INTL EQUITY INDEX FTSE EUROPE ETF 922042874 2390 35326 SH SOLE 35326 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1675 30330 SH SOLE 30330 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 467 4928 SH SOLE 4928 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1243 7988 SH SOLE 7988 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 263 1330 SH SOLE 1330 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 717 1797 SH SOLE 1797 0 0 VEEVA SYS INC CL A COM 922475108 235 750 SH SOLE 750 0 0 VENTAS INC COM 92276F100 934 16330 SH SOLE 16330 0 0 VERIZON COMMUNICATIONS COM 92343V104 4611 81921 SH SOLE 81921 0 0 VICI PPTYS INC COM 925652109 205 6600 SH SOLE 6600 0 0 VISA INC COM CL A 92826C839 4943 21023 SH SOLE 21023 0 0 WALMART INC COM 931142103 577 4144 SH SOLE 4144 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 2311 30141 SH SOLE 30141 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 8588 71055 SH SOLE 71055 0 0 ZOETIS INC CL A 98978V103 400 2115 SH SOLE 2115 0 0