0001772016-23-000078.txt : 20231114 0001772016-23-000078.hdr.sgml : 20231114 20231114195220 ACCESSION NUMBER: 0001772016-23-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231110 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENTHAL CRAIG L CENTRAL INDEX KEY: 0001790252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39093 FILM NUMBER: 231408712 MAIL ADDRESS: STREET 1: 2503 S. HANLEY ROAD CITY: ST. LOUIS STATE: MO ZIP: 63144 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BELLRING BRANDS, INC. CENTRAL INDEX KEY: 0001772016 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 873296749 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2503 S. HANLEY ROAD CITY: ST. LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 314-644-6400 MAIL ADDRESS: STREET 1: 2503 S. HANLEY ROAD CITY: ST. LOUIS STATE: MO ZIP: 63144 4 1 wk-form4_1700009524.xml FORM 4 X0508 4 2023-11-10 0 0001772016 BELLRING BRANDS, INC. BRBR 0001790252 ROSENTHAL CRAIG L C/O BELLRING BRANDS, INC. 2503 S. HANLEY ROAD ST. LOUIS MO 63144 0 1 0 0 SVP, GC & SECRETARY 0 Common Stock 2023-11-10 4 A 0 10764 46.45 A 60862 D Common Stock 2023-11-11 2023-11-13 4 F 0 1188 46.68 D 59674 D Common Stock 2023-11-12 2023-11-13 4 F 0 1296 46.68 D 60630 D Each restricted stock unit represents a contingent right to receive one share of Common Stock of Issuer granted under the BellRing Brands, Inc. 2019 Long-Term Incentive Plan. The restricted stock units vest in full on the third anniversary of the date of grant subject to the terms of the award agreement. Surrender of shares in payment of tax withholding due as a result of the vesting of 2,681 RSUs in accordance with Rule 16b-3. Surrender of shares in payment of tax withholding due as a result of the vesting of 2,925 RSUs in accordance with Rule 16b-3. In connection with the transactions under the transaction agreement and plan of merger entered into on October 26, 2021, as amended on February 28, 2022, whereby BellRing Intermediate Holdings, Inc. (formerly known as BellRing Brands, Inc.) ("Old BellRing") merged with a subsidiary of Issuer and each outstanding share of Old BellRing Class A common stock was converted into one share of Issuer common stock and $2.97 in cash (the "Cash Consideration" and such transactions the "Transactions"), awards under the Old BellRing 2019 Long-Term Incentive Plan were adjusted to account for the Cash Consideration paid to holders of Old Bell Ring common stock in the Transactions. The amount of securities beneficially owned following the reported transaction includes 2,252 additional RSUs received in connection with such adjustment, which RSUs are subject to the same vesting terms as the underlying awards. /s/ Craig L. Rosenthal 2023-11-14