Chief Compliance Officer

0001085146-21-002812.txt : 20211018 0001085146-21-002812.hdr.sgml : 20211018 20211018104629 ACCESSION NUMBER: 0001085146-21-002812 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211018 DATE AS OF CHANGE: 20211018 EFFECTIVENESS DATE: 20211018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAGE RHINO CAPITAL LLC CENTRAL INDEX KEY: 0001771605 IRS NUMBER: 823527027 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19473 FILM NUMBER: 211327594 BUSINESS ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6503525600 MAIL ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001771605 XXXXXXXX 09-30-2021 09-30-2021 false SAGE RHINO CAPITAL LLC

525 MIDDLEFIELD ROAD, SUITE 119 MENLO PARK CA 94025

13F HOLDINGS REPORT 028-19473 N Caroline Novak Chief Compliance Officer 650-352-5600 /s/Caroline Novak Menlo Park CA 10-14-2021 0 201 329013 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 342 2891 SH SOLE 0 0 2891 ABBVIE INC COM 00287Y109 297 2756 SH SOLE 0 0 2756 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 216 675 SH SOLE 0 0 675 ADOBE SYSTEMS INCORPORATED COM 00724F101 581 1009 SH SOLE 0 0 1009 AEGON N V NY REGISTRY SHS 007924103 111 21719 SH SOLE 0 0 21719 AERCAP HOLDINGS NV SHS N00985106 747 12926 SH SOLE 0 0 12926 AES CORP COM 00130H105 1134 49689 SH SOLE 0 0 49689 ALPHABET INC CAP STK CL A 02079K305 1545 578 SH SOLE 0 0 578 ALPHABET INC CAP STK CL C 02079K107 2638 990 SH SOLE 0 0 990 AMAZON COM INC COM 023135106 3075 936 SH SOLE 0 0 936 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 2794 43307 SH SOLE 0 0 43307 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 5353 85660 SH SOLE 0 0 85660 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 559 8648 SH SOLE 0 0 8648 AMERICAN CENTY ETF TR US EQT ETF 025072885 7961 108014 SH SOLE 0 0 108014 AMERICAN CENTY ETF TR US SML CP VALU 025072877 10189 134756 SH SOLE 0 0 134756 AMERICAN EXPRESS CO COM 025816109 1008 6014 SH SOLE 0 0 6014 AMERICAN TOWER CORP NEW COM 03027X100 221 833 SH SOLE 0 0 833 AMGEN INC COM 031162100 529 2488 SH SOLE 0 0 2488 APPLE INC COM 037833100 8936 63151 SH SOLE 0 0 63151 ASML HOLDING N V N Y REGISTRY SHS N07059210 796 1068 SH SOLE 0 0 1068 ASTRAZENECA PLC SPONSORED ADR 046353108 545 9078 SH SOLE 0 0 9078 AUTODESK INC COM 052769106 326 1142 SH SOLE 0 0 1142 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 176 26673 SH SOLE 0 0 26673 BANCO SANTANDER S.A. ADR 05964H105 124 34198 SH SOLE 0 0 34198 BARCLAYS PLC ADR 06738E204 186 17982 SH SOLE 0 0 17982 BARRICK GOLD CORP COM 067901108 456 25282 SH SOLE 0 0 25282 BERKSHIRE HATHAWAY INC DEL CL A 084670108 823 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 626 2292 SH SOLE 0 0 2292 BHP GROUP LTD SPONSORED ADS 088606108 765 14285 SH SOLE 0 0 14285 BIOGEN INC COM 09062X103 215 760 SH SOLE 0 0 760 BK OF AMERICA CORP COM 060505104 249 5877 SH SOLE 0 0 5877 BLACKROCK INC COM 09247X101 1290 1538 SH SOLE 0 0 1538 BLACKSTONE INC COM 09260D107 242 2077 SH SOLE 0 0 2077 BLOOM ENERGY CORP COM CL A 093712107 194 10342 SH SOLE 0 0 10342 BOEING CO COM 097023105 701 3186 SH SOLE 0 0 3186 BOOKING HOLDINGS INC COM 09857L108 285 120 SH SOLE 0 0 120 BP PLC SPONSORED ADR 055622104 677 24780 SH SOLE 0 0 24780 BRISTOL-MYERS SQUIBB CO COM 110122108 470 7946 SH SOLE 0 0 7946 BRISTOW GROUP INC COM 11040G103 697 21885 SH SOLE 0 0 21885 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 243 6875 SH SOLE 0 0 6875 BROADCOM INC COM 11135F101 495 1021 SH SOLE 0 0 1021 C3 AI INC CL A 12468P104 311 6706 SH SOLE 0 0 6706 CAMECO CORP COM 13321L108 1132 52082 SH SOLE 0 0 52082 CARNIVAL CORP UNIT 99/99/9999 143658300 401 16047 SH SOLE 0 0 16047 CHEVRON CORP NEW COM 166764100 334 3295 SH SOLE 0 0 3295 CISCO SYS INC COM 17275R102 968 17781 SH SOLE 0 0 17781 CLOVER HEALTH INVESTMENTS CO COM CL A 18914F103 2025 274000 SH SOLE 0 0 274000 COCA COLA CO COM 191216100 223 4254 SH SOLE 0 0 4254 COMCAST CORP NEW CL A 20030N101 1316 23531 SH SOLE 0 0 23531 CONCENTRIX CORP COM 20602D101 879 4968 SH SOLE 0 0 4968 COSTCO WHSL CORP NEW COM 22160K105 650 1446 SH SOLE 0 0 1446 CYRUSONE INC COM 23283R100 488 6299 SH SOLE 0 0 6299 DANAHER CORPORATION COM 235851102 339 1112 SH SOLE 0 0 1112 DAVITA INC COM 23918K108 301 2591 SH SOLE 0 0 2591 DIAGEO PLC SPON ADR NEW 25243Q205 332 1722 SH SOLE 0 0 1722 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 544 20478 SH SOLE 0 0 20478 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 335 5818 SH SOLE 0 0 5818 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 787 30405 SH SOLE 0 0 30405 DISNEY WALT CO COM 254687106 379 2240 SH SOLE 0 0 2240 DOCUSIGN INC COM 256163106 12089 46962 SH SOLE 0 0 46962 DROPBOX INC CL A 26210C104 643 22000 SH SOLE 0 0 22000 DUKE ENERGY CORP NEW COM NEW 26441C204 231 2370 SH SOLE 0 0 2370 EATON VANCE TAX MNGED BUY WR COM 27828X100 801 50025 SH SOLE 0 0 50025 EPAM SYS INC COM 29414B104 1167 2046 SH SOLE 0 0 2046 EXXON MOBIL CORP COM 30231G102 342 5814 SH SOLE 0 0 5814 FACEBOOK INC CL A 30303M102 1128 3325 SH SOLE 0 0 3325 FASTLY INC CL A 31188V100 441 10898 SH SOLE 0 0 10898 FIRST REP BK SAN FRANCISCO C COM 33616C100 901 4669 SH SOLE 0 0 4669 GENWORTH FINL INC COM CL A 37247D106 56 15064 SH SOLE 0 0 15064 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 242 6337 SH SOLE 0 0 6337 GOLDMAN SACHS ETF TR ACES ULTRA SHR 381430230 338 6675 SH SOLE 0 0 6675 HOME DEPOT INC COM 437076102 607 1849 SH SOLE 0 0 1849 HSBC HLDGS PLC SPON ADR NEW 404280406 223 8524 SH SOLE 0 0 8524 HYRECAR INC COM 44916T107 1928 226791 SH SOLE 0 0 226791 ILLUMINA INC COM 452327109 344 849 SH SOLE 0 0 849 ING GROEP N.V. SPONSORED ADR 456837103 228 15769 SH SOLE 0 0 15769 INTEL CORP COM 458140100 538 10093 SH SOLE 0 0 10093 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 4747 16469 SH SOLE 0 0 16469 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 16155 107831 SH SOLE 0 0 107831 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 502 2609 SH SOLE 0 0 2609 ISHARES GOLD TR ISHARES NEW 464285204 13878 415370 SH SOLE 0 0 415370 ISHARES INC CORE MSCI EMKT 46434G103 4453 72101 SH SOLE 0 0 72101 ISHARES TR CORE INTL AGGR 46435G672 1556 28276 SH SOLE 0 0 28276 ISHARES TR CORE MSCI EAFE 46432F842 13853 186570 SH SOLE 0 0 186570 ISHARES TR CORE S&P MCP ETF 464287507 442 1680 SH SOLE 0 0 1680 ISHARES TR CORE S&P SCP ETF 464287804 405 3711 SH SOLE 0 0 3711 ISHARES TR CORE S&P500 ETF 464287200 2005 4655 SH SOLE 0 0 4655 ISHARES TR CORE US AGGBD ET 464287226 442 3848 SH SOLE 0 0 3848 ISHARES TR EAFE SML CP ETF 464288273 684 9190 SH SOLE 0 0 9190 ISHARES TR MSCI EMG MKT ETF 464287234 259 5150 SH SOLE 0 0 5150 ISHARES TR MSCI EURO FL ETF 464289180 412 21000 SH SOLE 0 0 21000 ISHARES TR PFD AND INCM SEC 464288687 777 20033 SH SOLE 0 0 20033 ISHARES TR RUS 1000 ETF 464287622 210 868 SH SOLE 0 0 868 ISHARES TR RUS 1000 GRW ETF 464287614 548 2000 SH SOLE 0 0 2000 ISHARES TR RUSSELL 2000 ETF 464287655 1462 6683 SH SOLE 0 0 6683 ISHARES TR SELECT DIVID ETF 464287168 213 1855 SH SOLE 0 0 1855 ISHARES TR U.S. REAL ES ETF 464287739 1652 16137 SH SOLE 0 0 16137 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 207 5804 SH SOLE 0 0 5804 JOHNSON & JOHNSON COM 478160104 1135 7028 SH SOLE 0 0 7028 JPMORGAN CHASE & CO COM 46625H100 1565 9563 SH SOLE 0 0 9563 KKR & CO INC COM 48251W104 639 10504 SH SOLE 0 0 10504 KKR INCOME OPPORTUNITIES FD COM 48249T106 4130 252145 SH SOLE 0 0 252145 LILLY ELI & CO COM 532457108 497 2150 SH SOLE 0 0 2150 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 46 18842 SH SOLE 0 0 18842 LYFT INC CL A COM 55087P104 1732 32326 SH SOLE 0 0 32326 MACYS INC COM 55616P104 277 12251 SH SOLE 0 0 12251 MASTERCARD INCORPORATED CL A 57636Q104 353 1016 SH SOLE 0 0 1016 MCDONALDS CORP COM 580135101 277 1150 SH SOLE 0 0 1150 MEDTRONIC PLC SHS G5960L103 394 3141 SH SOLE 0 0 3141 MERCK & CO INC COM 58933Y105 778 10353 SH SOLE 0 0 10353 MICROSOFT CORP COM 594918104 4323 15333 SH SOLE 0 0 15333 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 207 34908 SH SOLE 0 0 34908 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 148 52079 SH SOLE 0 0 52079 MORGAN STANLEY COM NEW 617446448 1043 10716 SH SOLE 0 0 10716 NETFLIX INC COM 64110L106 1148 1881 SH SOLE 0 0 1881 NEW YORK MTG TR INC COM PAR $.02 649604501 56 13162 SH SOLE 0 0 13162 NEWMONT CORP COM 651639106 683 12571 SH SOLE 0 0 12571 NEXTERA ENERGY INC COM 65339F101 227 2889 SH SOLE 0 0 2889 NOMURA HLDGS INC SPONSORED ADR 65535H208 100 20142 SH SOLE 0 0 20142 NOVARTIS AG SPONSORED ADR 66987V109 478 5842 SH SOLE 0 0 5842 NOVO-NORDISK A S ADR 670100205 485 5047 SH SOLE 0 0 5047 NVIDIA CORPORATION COM 67066G104 535 2581 SH SOLE 0 0 2581 ORACLE CORP COM 68389X105 969 11126 SH SOLE 0 0 11126 PALANTIR TECHNOLOGIES INC CL A 69608A108 1223 50889 SH SOLE 0 0 50889 PAYPAL HLDGS INC COM 70450Y103 366 1408 SH SOLE 0 0 1408 PEPSICO INC COM 713448108 245 1628 SH SOLE 0 0 1628 PFIZER INC COM 717081103 331 7702 SH SOLE 0 0 7702 PHILIP MORRIS INTL INC COM 718172109 710 7495 SH SOLE 0 0 7495 PHILLIPS 66 COM 718546104 350 4999 SH SOLE 0 0 4999 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 369 3622 SH SOLE 0 0 3622 PROCTER AND GAMBLE CO COM 742718109 865 6185 SH SOLE 0 0 6185 QUALCOMM INC COM 747525103 440 3414 SH SOLE 0 0 3414 RIO TINTO PLC SPONSORED ADR 767204100 240 3597 SH SOLE 0 0 3597 ROSS STORES INC COM 778296103 682 6268 SH SOLE 0 0 6268 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 256 5738 SH SOLE 0 0 5738 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 266 30000 SH SOLE 0 0 30000 SALESFORCE COM INC COM 79466L302 1106 4077 SH SOLE 0 0 4077 SANOFI SPONSORED ADR 80105N105 364 7556 SH SOLE 0 0 7556 SAP SE SPON ADR 803054204 402 2976 SH SOLE 0 0 2976 SCHWAB CHARLES CORP COM 808513105 1169 16045 SH SOLE 0 0 16045 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 214 7036 SH SOLE 0 0 7036 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 237 6127 SH SOLE 0 0 6127 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 426 4259 SH SOLE 0 0 4259 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 239 2893 SH SOLE 0 0 2893 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5376 54945 SH SOLE 0 0 54945 SONY GROUP CORPORATION SPONSORED ADR 835699307 421 3807 SH SOLE 0 0 3807 SOUTHWESTERN ENERGY CO COM 845467109 126 22656 SH SOLE 0 0 22656 SPDR GOLD TR GOLD SHS 78463V107 307 1870 SH SOLE 0 0 1870 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1223 23819 SH SOLE 0 0 23819 SPDR S&P 500 ETF TR TR UNIT 78462F103 3730 8691 SH SOLE 0 0 8691 SPDR SER TR BLMBRG BRC CNVRT 78464A359 727 8520 SH SOLE 0 0 8520 SPDR SER TR S&P DIVID ETF 78464A763 9789 83273 SH SOLE 0 0 83273 SPLUNK INC COM 848637104 435 3006 SH SOLE 0 0 3006 STARBUCKS CORP COM 855244109 315 2853 SH SOLE 0 0 2853 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 244 34867 SH SOLE 0 0 34867 SYSCO CORP COM 871829107 623 7942 SH SOLE 0 0 7942 TE CONNECTIVITY LTD REG SHS H84989104 236 1722 SH SOLE 0 0 1722 TELEFONICA S A SPONSORED ADR 879382208 91 19312 SH SOLE 0 0 19312 TERRENO RLTY CORP COM 88146M101 1654 26155 SH SOLE 0 0 26155 TESLA INC COM 88160R101 5965 7692 SH SOLE 0 0 7692 TEXAS INSTRS INC COM 882508104 283 1474 SH SOLE 0 0 1474 THERMO FISHER SCIENTIFIC INC COM 883556102 403 706 SH SOLE 0 0 706 TOTALENERGIES SE SPONSORED ADS 89151E109 222 4638 SH SOLE 0 0 4638 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 503 2829 SH SOLE 0 0 2829 TWILIO INC CL A 90138F102 5115 16033 SH SOLE 0 0 16033 TWITTER INC COM 90184L102 346 5730 SH SOLE 0 0 5730 UBER TECHNOLOGIES INC COM 90353T100 648 14465 SH SOLE 0 0 14465 UBS GROUP AG SHS H42097107 238 14909 SH SOLE 0 0 14909 UNILEVER PLC SPON ADR NEW 904767704 345 6363 SH SOLE 0 0 6363 UNION PAC CORP COM 907818108 252 1285 SH SOLE 0 0 1285 UNITED PARCEL SERVICE INC CL B 911312106 278 1527 SH SOLE 0 0 1527 UNITEDHEALTH GROUP INC COM 91324P102 817 2091 SH SOLE 0 0 2091 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1660 19426 SH SOLE 0 0 19426 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 848 4648 SH SOLE 0 0 4648 VANGUARD INDEX FDS MID CAP ETF 922908629 12911 54530 SH SOLE 0 0 54530 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 326 3201 SH SOLE 0 0 3201 VANGUARD INDEX FDS SMALL CP ETF 922908751 11549 52814 SH SOLE 0 0 52814 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5289 23818 SH SOLE 0 0 23818 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2025 33216 SH SOLE 0 0 33216 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7592 151812 SH SOLE 0 0 151812 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 4077 30494 SH SOLE 0 0 30494 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1414 25105 SH SOLE 0 0 25105 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3799 72254 SH SOLE 0 0 72254 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1260 13344 SH SOLE 0 0 13344 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 510 6190 SH SOLE 0 0 6190 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 709 4615 SH SOLE 0 0 4615 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 659 13053 SH SOLE 0 0 13053 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5552 53724 SH SOLE 0 0 53724 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 4283 17328 SH SOLE 0 0 17328 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1723 9948 SH SOLE 0 0 9948 VERIZON COMMUNICATIONS INC COM 92343V104 430 7962 SH SOLE 0 0 7962 VERTEX PHARMACEUTICALS INC COM 92532F100 280 1544 SH SOLE 0 0 1544 VINCERX PHARMA INC COM NEW 92731L106 26166 1618199 SH SOLE 0 0 1618199 VISA INC COM CL A 92826C839 598 2683 SH SOLE 0 0 2683 WALMART INC COM 931142103 289 2074 SH SOLE 0 0 2074 WELLS FARGO CO NEW COM 949746101 1090 23488 SH SOLE 0 0 23488 WESTPAC BANKING CORP SPONSORED ADR 961214301 279 15081 SH SOLE 0 0 15081 WISDOMTREE TR US HIGH DIVIDEND 97717W208 201 2610 SH SOLE 0 0 2610 WORKIVA INC COM CL A 98139A105 705 5000 SH SOLE 0 0 5000 ZOETIS INC CL A 98978V103 777 4002 SH SOLE 0 0 4002 ZUORA INC COM CL A 98983V106 905 54595 SH SOLE 0 0 54595