Chief Compliance Officer

0001085146-20-001916.txt : 20200730 0001085146-20-001916.hdr.sgml : 20200730 20200729210457 ACCESSION NUMBER: 0001085146-20-001916 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200730 DATE AS OF CHANGE: 20200729 EFFECTIVENESS DATE: 20200730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAGE RHINO CAPITAL LLC CENTRAL INDEX KEY: 0001771605 IRS NUMBER: 823527027 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19473 FILM NUMBER: 201058839 BUSINESS ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6503525600 MAIL ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001771605 XXXXXXXX 06-30-2020 06-30-2020 false SAGE RHINO CAPITAL LLC

525 MIDDLEFIELD ROAD, SUITE 119 MENLO PARK CA 94025

13F HOLDINGS REPORT 028-19473 N Caroline Novak Chief Compliance Officer 650-352-5600 /s/Caroline Novak Menlo Park CA 07-29-2020 0 168 189486 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE AERCAP HOLDINGS NV SHS N00985106 412 13376 SH SOLE 0 0 13376 ISHARES TR EAFE SML CP ETF 464288273 444 8282 SH SOLE 0 0 8282 PHILIP MORRIS INTL INC COM 718172109 549 7840 SH SOLE 0 0 7840 ROSS STORES INC COM 778296103 553 6489 SH SOLE 0 0 6489 HYRECAR INC COM 44916T107 551 188000 SH SOLE 0 0 188000 UNITEDHEALTH GROUP INC COM 91324P102 604 2047 SH SOLE 0 0 2047 ISHARES GOLD TRUST ISHARES 464285105 9540 561505 SH SOLE 0 0 561505 FASTLY INC CL A 31188V100 857 10070 SH SOLE 0 0 10070 DAVITA INC COM 23918K108 1030 13015 SH SOLE 0 0 13015 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1556 32692 SH SOLE 0 0 32692 ISHARES TR MSCI EMG MKT ETF 464287234 210 5250 SH SOLE 0 0 5250 PFIZER INC COM 717081103 244 7475 SH SOLE 0 0 7475 ISHARES TR CORE S&P500 ETF 464287200 1485 4795 SH SOLE 0 0 4795 ZUORA INC COM CL A 98983V106 1069 83882 SH SOLE 0 0 83882 HEWLETT PACKARD ENTERPRISE C COM 42824C109 445 45713 SH SOLE 0 0 45713 PAYPAL HLDGS INC COM 70450Y103 287 1645 SH SOLE 0 0 1645 ASML HOLDING N V N Y REGISTRY SHS N07059210 328 890 SH SOLE 0 0 890 FACEBOOK INC CL A 30303M102 707 3115 SH SOLE 0 0 3115 KKR & CO INC COM 48251W104 323 10455 SH SOLE 0 0 10455 GENERAL ELECTRIC CO COM 369604103 75 10947 SH SOLE 0 0 10947 AMGEN INC COM 031162100 548 2324 SH SOLE 0 0 2324 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1165 9657 SH SOLE 0 0 9657 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 766 20735 SH SOLE 0 0 20735 AT&T INC COM 00206R102 278 9204 SH SOLE 0 0 9204 BANCO SANTANDER S.A. ADR 05964H105 67 27645 SH SOLE 0 0 27645 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 384 3820 SH SOLE 0 0 3820 SANOFI SPONSORED ADR 80105N105 325 6375 SH SOLE 0 0 6375 NOVARTIS AG SPONSORED ADR 66987V109 451 5164 SH SOLE 0 0 5164 AMERICAN CENTY ETF TR US SML CP VALU 025072877 6065 149715 SH SOLE 0 0 149715 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3218 20559 SH SOLE 0 0 20559 TOTAL S.A. SPONSORED ADS 89151E109 201 5215 SH SOLE 0 0 5215 WALMART INC COM 931142103 248 2070 SH SOLE 0 0 2070 CARNIVAL CORP UNIT 99/99/9999 143658300 338 20595 SH SOLE 0 0 20595 QUALCOMM INC COM 747525103 338 3708 SH SOLE 0 0 3708 AUTODESK INC COM 052769106 271 1131 SH SOLE 0 0 1131 TWILIO INC CL A 90138F102 3058 13939 SH SOLE 0 0 13939 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 11021 108308 SH SOLE 0 0 108308 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3657 53233 SH SOLE 0 0 53233 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1016 9988 SH SOLE 0 0 9988 NOMURA HLDGS INC SPONSORED ADR 65535H208 82 18446 SH SOLE 0 0 18446 CHEVRON CORP NEW COM 166764100 287 3214 SH SOLE 0 0 3214 THERMO FISHER SCIENTIFIC INC COM 883556102 241 666 SH SOLE 0 0 666 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 211 5429 SH SOLE 0 0 5429 ISHARES TR PFD AND INCM SEC 464288687 681 19673 SH SOLE 0 0 19673 SPDR GOLD TR GOLD SHS 78463V107 76 2500 SH Call SOLE 0 0 2500 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4796 121090 SH SOLE 0 0 121090 JPMORGAN CHASE & CO COM 46625H100 859 9131 SH SOLE 0 0 9131 DISNEY WALT CO COM DISNEY 254687106 261 2341 SH SOLE 0 0 2341 AMERICAN EXPRESS CO COM 025816109 729 7657 SH SOLE 0 0 7657 SPDR SER TR S&P DIVID ETF 78464A763 7331 80383 SH SOLE 0 0 80383 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 998 21381 SH SOLE 0 0 21381 ISHARES TR CORE INTL AGGR 46435G672 1400 25139 SH SOLE 0 0 25139 BHP GROUP LTD SPONSORED ADS 088606108 688 13836 SH SOLE 0 0 13836 ABBOTT LABS COM 002824100 279 3048 SH SOLE 0 0 3048 DIAGEO P L C SPON ADR NEW 25243Q205 210 1560 SH SOLE 0 0 1560 TESLA INC COM 88160R101 1829 1694 SH SOLE 0 0 1694 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 209 5127 SH SOLE 0 0 5127 ORACLE CORP COM 68389X105 1091 19747 SH SOLE 0 0 19747 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3814 48413 SH SOLE 0 0 48413 BLACKROCK INC COM 09247X101 746 1371 SH SOLE 0 0 1371 ABBVIE INC COM 00287Y109 252 2562 SH SOLE 0 0 2562 VERTEX PHARMACEUTICALS INC COM 92532F100 302 1041 SH SOLE 0 0 1041 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 856 8998 SH SOLE 0 0 8998 SONY CORP SPONSORED ADR 835699307 214 3094 SH SOLE 0 0 3094 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 96 24431 SH SOLE 0 0 24431 SOUTHWESTERN ENERGY CO COM 845467109 43 16918 SH SOLE 0 0 16918 SPDR GOLD TR GOLD SHS 78463V107 234 1400 SH SOLE 0 0 1400 OFFICE DEPOT INC COM 676220106 39 16625 SH SOLE 0 0 16625 ISHARES TR ULTR SH TRM BD 46434V878 390 7709 SH SOLE 0 0 7709 EATON VANCE CORP COM NON VTG 278265103 1050 27195 SH SOLE 0 0 27195 AEGON N V NY REGISTRY SHS 007924103 70 23959 SH SOLE 0 0 23959 ILLUMINA INC COM 452327109 347 938 SH SOLE 0 0 938 EPAM SYS INC COM 29414B104 652 2589 SH SOLE 0 0 2589 LILLY ELI & CO COM 532457108 336 2045 SH SOLE 0 0 2045 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 231 2941 SH SOLE 0 0 2941 BP PLC SPONSORED ADR 055622104 356 15254 SH SOLE 0 0 15254 INTEL CORP COM 458140100 604 10098 SH SOLE 0 0 10098 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 529 4515 SH SOLE 0 0 4515 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 320 2547 SH SOLE 0 0 2547 JOHNSON & JOHNSON COM 478160104 931 6619 SH SOLE 0 0 6619 CYRUSONE INC COM 23283R100 383 5261 SH SOLE 0 0 5261 HOME DEPOT INC COM 437076102 421 1682 SH SOLE 0 0 1682 AMAZON COM INC COM 023135106 1981 718 SH SOLE 0 0 718 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 167 29761 SH SOLE 0 0 29761 SALESFORCE COM INC COM 79466L302 886 4728 SH SOLE 0 0 4728 BARCLAYS PLC ADR 06738E204 91 16057 SH SOLE 0 0 16057 WORKIVA INC COM CL A 98139A105 267 5000 SH SOLE 0 0 5000 GABELLI UTIL TR COM 36240A101 507 70386 SH SOLE 0 0 70386 TWITTER INC COM 90184L102 200 6723 SH SOLE 0 0 6723 ISHARES TR CORE MSCI EAFE 46432F842 9219 161285 SH SOLE 0 0 161285 NOVO-NORDISK A S ADR 670100205 291 4438 SH SOLE 0 0 4438 BLOOM ENERGY CORP COM CL A 093712107 113 10342 SH SOLE 0 0 10342 UBS GROUP AG SHS H42097107 135 11706 SH SOLE 0 0 11706 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 412 3179 SH SOLE 0 0 3179 AES CORP COM 00130H105 1087 74984 SH SOLE 0 0 74984 COSTCO WHSL CORP NEW COM 22160K105 537 1772 SH SOLE 0 0 1772 VANGUARD INDEX FDS MID CAP ETF 922908629 8164 49805 SH SOLE 0 0 49805 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 162 12459 SH SOLE 0 0 12459 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 222 4700 SH SOLE 0 0 4700 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 66 19310 SH SOLE 0 0 19310 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 297 4550 SH SOLE 0 0 4550 PROCTER AND GAMBLE CO COM 742718109 719 6010 SH SOLE 0 0 6010 MERCK & CO. INC COM 58933Y105 778 10059 SH SOLE 0 0 10059 MASTERCARD INCORPORATED CL A 57636Q104 268 906 SH SOLE 0 0 906 VISA INC COM CL A 92826C839 500 2589 SH SOLE 0 0 2589 GOLDMAN SACHS ETF TR ACES ULTRA SHR 381430230 602 11894 SH SOLE 0 0 11894 VERIZON COMMUNICATIONS INC COM 92343V104 434 7880 SH SOLE 0 0 7880 ADOBE INC COM 00724F101 232 532 SH SOLE 0 0 532 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 2823 60770 SH SOLE 0 0 60770 LYFT INC CL A COM 55087P104 228 6901 SH SOLE 0 0 6901 TERRENO RLTY CORP COM 88146M101 1236 23485 SH SOLE 0 0 23485 EXXON MOBIL CORP COM 30231G102 300 6712 SH SOLE 0 0 6712 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 90 36636 SH SOLE 0 0 36636 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3704 19228 SH SOLE 0 0 19228 ASTRAZENECA PLC SPONSORED ADR 046353108 521 9851 SH SOLE 0 0 9851 MACYS INC COM 55616P104 73 10582 SH SOLE 0 0 10582 ISHARES INC CORE MSCI EMKT 46434G103 3120 65543 SH SOLE 0 0 65543 CISCO SYS INC COM 17275R102 817 17527 SH SOLE 0 0 17527 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 547 4623 SH SOLE 0 0 4623 PHILLIPS 66 COM 718546104 233 3237 SH SOLE 0 0 3237 SPLUNK INC COM 848637104 597 3006 SH SOLE 0 0 3006 BARRICK GOLD CORPORATION COM 067901108 562 20872 SH SOLE 0 0 20872 SCHWAB CHARLES CORP COM 808513105 425 12586 SH SOLE 0 0 12586 ISHARES TR CORE S&P MCP ETF 464287507 299 1680 SH SOLE 0 0 1680 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 2902 30036 SH SOLE 0 0 30036 VANGUARD INDEX FDS SMALL CP ETF 922908751 7185 49306 SH SOLE 0 0 49306 BIOGEN INC COM 09062X103 212 791 SH SOLE 0 0 791 MEDTRONIC PLC SHS G5960L103 277 3026 SH SOLE 0 0 3026 WISDOMTREE TR US HIGH DIVIDEND 97717W208 209 3360 SH SOLE 0 0 3360 CLEVELAND CLIFFS INC COM 185899101 83 15008 SH SOLE 0 0 15008 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 63 20556 SH SOLE 0 0 20556 NVIDIA CORPORATION COM 67066G104 225 592 SH SOLE 0 0 592 FIRST REP BK SAN FRANCISCO C COM 33616C100 541 5108 SH SOLE 0 0 5108 DOCUSIGN INC COM 256163106 6637 38538 SH SOLE 0 0 38538 BROADCOM INC COM 11135F101 296 937 SH SOLE 0 0 937 NEWMONT CORP COM 651639106 667 10802 SH SOLE 0 0 10802 SAP SE SPON ADR 803054204 353 2520 SH SOLE 0 0 2520 ISHARES TR RUSSELL 2000 ETF 464287655 945 6602 SH SOLE 0 0 6602 AMERICAN CENTY ETF TR US EQT ETF 025072885 5264 105389 SH SOLE 0 0 105389 ALPHABET INC CAP STK CL C 02079K107 1113 787 SH SOLE 0 0 787 SYSCO CORP COM 871829107 425 7783 SH SOLE 0 0 7783 COMCAST CORP NEW CL A 20030N101 928 23812 SH SOLE 0 0 23812 TELEFONICA S A SPONSORED ADR 879382208 80 16565 SH SOLE 0 0 16565 ING GROEP N.V. SPONSORED ADR 456837103 85 12369 SH SOLE 0 0 12369 KKR INCOME OPPORTUNITIES FD COM 48249T106 2875 233372 SH SOLE 0 0 233372 ISHARES TR U.S. REAL ES ETF 464287739 1083 13746 SH SOLE 0 0 13746 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 3414 17143 SH SOLE 0 0 17143 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 355 9161 SH SOLE 0 0 9161 NETFLIX INC COM 64110L106 830 1825 SH SOLE 0 0 1825 SPDR SER TR BLMBRG BRC CNVRT 78464A359 1250 20653 SH SOLE 0 0 20653 UNION PAC CORP COM 907818108 227 1342 SH SOLE 0 0 1342 ISHARES TR RUS 1000 GRW ETF 464287614 384 2000 SH SOLE 0 0 2000 NEW YORK MTG TR INC COM PAR $.02 649604501 30 11481 SH SOLE 0 0 11481 ZOETIS INC CL A 98978V103 549 4009 SH SOLE 0 0 4009 APPLE INC COM 037833100 6103 16729 SH SOLE 0 0 16729 ISHARES TR CORE US AGGBD ET 464287226 455 3848 SH SOLE 0 0 3848 STARBUCKS CORP COM 855244109 219 2979 SH SOLE 0 0 2979 MICROSOFT CORP COM 594918104 2381 11702 SH SOLE 0 0 11702 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 315 1765 SH SOLE 0 0 1765 ALPHABET INC CAP STK CL A 02079K305 803 566 SH SOLE 0 0 566 WESTPAC BANKING CORP SPONSORED ADR 961214301 166 13270 SH SOLE 0 0 13270 CAMECO CORP COM 13321L108 446 43488 SH SOLE 0 0 43488 WELLS FARGO CO NEW COM 949746101 1239 48390 SH SOLE 0 0 48390 EATON VANCE TAX MNGED BUY WR COM 27828X100 830 59525 SH SOLE 0 0 59525 ISHARES TR CORE S&P SCP ETF 464287804 245 3594 SH SOLE 0 0 3594 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1471 16654 SH SOLE 0 0 16654 BRISTOL-MYERS SQUIBB CO COM 110122108 619 10528 SH SOLE 0 0 10528 ISHARES TR FLTG RATE NT ETF 46429B655 637 12584 SH SOLE 0 0 12584