Chief Compliance Officer

0001085146-20-001246.txt : 20200429 0001085146-20-001246.hdr.sgml : 20200429 20200429141214 ACCESSION NUMBER: 0001085146-20-001246 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200429 DATE AS OF CHANGE: 20200429 EFFECTIVENESS DATE: 20200429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAGE RHINO CAPITAL LLC CENTRAL INDEX KEY: 0001771605 IRS NUMBER: 823527027 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19473 FILM NUMBER: 20829273 BUSINESS ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6503525600 MAIL ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001771605 XXXXXXXX 03-31-2020 03-31-2020 false SAGE RHINO CAPITAL LLC

525 MIDDLEFIELD ROAD, SUITE 119 MENLO PARK CA 94025

13F HOLDINGS REPORT 028-19473 N Caroline Novak Chief Compliance Officer 650-352-5600 /s/Caroline Novak Menlo Park CA 04-29-2020 0 143 139254 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 234 2970 SH SOLE 0 0 2970 AEGON N V NY REGISTRY SHS 007924103 35 14010 SH SOLE 0 0 14010 AES CORP COM 00130H105 796 58528 SH SOLE 0 0 58528 ALPHABET INC CAP STK CL A 02079K305 658 566 SH SOLE 0 0 566 ALPHABET INC CAP STK CL C 02079K107 591 508 SH SOLE 0 0 508 AMAZON COM INC COM 023135106 1390 713 SH SOLE 0 0 713 AMERICAN CENTY ETF TR US SML CP VALU 025072877 4178 134213 SH SOLE 0 0 134213 AMERICAN EXPRESS CO COM 025816109 462 5392 SH SOLE 0 0 5392 AMGEN INC COM 031162100 451 2227 SH SOLE 0 0 2227 APPLE INC COM 037833100 4528 17808 SH SOLE 0 0 17808 ASML HOLDING N V N Y REGISTRY SHS N07059210 219 837 SH SOLE 0 0 837 ASTRAZENECA PLC SPONSORED ADR 046353108 431 9644 SH SOLE 0 0 9644 AT&T INC COM 00206R102 291 9967 SH SOLE 0 0 9967 AUTODESK INC COM 052769106 214 1369 SH SOLE 0 0 1369 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 47 15246 SH SOLE 0 0 15246 BANCO SANTANDER SA ADR 05964H105 45 18980 SH SOLE 0 0 18980 BARCLAYS PLC ADR 06738E204 52 11458 SH SOLE 0 0 11458 BARRICK GOLD CORPORATION COM 067901108 612 33426 SH SOLE 0 0 33426 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 301 1649 SH SOLE 0 0 1649 BHP GROUP LTD SPONSORED ADS 088606108 545 14847 SH SOLE 0 0 14847 BIOGEN INC COM 09062X103 254 804 SH SOLE 0 0 804 BLACKROCK INC COM 09247X101 555 1262 SH SOLE 0 0 1262 BLOOM ENERGY CORP COM CL A 093712107 54 10342 SH SOLE 0 0 10342 BP PLC SPONSORED ADR 055622104 364 14906 SH SOLE 0 0 14906 BRISTOL-MYERS SQUIBB CO COM 110122108 575 10319 SH SOLE 0 0 10319 BROADCOM INC COM 11135F101 223 940 SH SOLE 0 0 940 CAMECO CORP COM 13321L108 346 45230 SH SOLE 0 0 45230 CARNIVAL CORP UNIT 99/99/9999 143658300 153 11626 SH SOLE 0 0 11626 CHEVRON CORP NEW COM 166764100 234 3224 SH SOLE 0 0 3224 CISCO SYS INC COM 17275R102 670 17054 SH SOLE 0 0 17054 CLEVELAND CLIFFS INC COM 185899101 49 12391 SH SOLE 0 0 12391 COMCAST CORP NEW CL A 20030N101 462 13427 SH SOLE 0 0 13427 COSTCO WHSL CORP NEW COM 22160K105 497 1743 SH SOLE 0 0 1743 CYRUSONE INC COM 23283R100 472 7636 SH SOLE 0 0 7636 DAVITA INC COM 23918K108 1064 13995 SH SOLE 0 0 13995 DISNEY WALT CO COM DISNEY 254687106 230 2380 SH SOLE 0 0 2380 DOCUSIGN INC COM 256163106 4474 48425 SH SOLE 0 0 48425 EATON VANCE CORP COM NON VTG 278265103 814 25255 SH SOLE 0 0 25255 EATON VANCE TAX MNGED BUY WR COM 27828X100 561 46025 SH SOLE 0 0 46025 EPAM SYS INC COM 29414B104 415 2237 SH SOLE 0 0 2237 EXXON MOBIL CORP COM 30231G102 212 5591 SH SOLE 0 0 5591 FACEBOOK INC CL A 30303M102 521 3121 SH SOLE 0 0 3121 FASTLY INC CL A 31188V100 290 15303 SH SOLE 0 0 15303 FIRST REP BK SAN FRANCISCO C COM 33616C100 350 4254 SH SOLE 0 0 4254 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 99 12110 SH SOLE 0 0 12110 GABELLI UTIL TR COM 36240A101 139 23700 SH SOLE 0 0 23700 GENERAL ELECTRIC CO COM 369604103 115 14535 SH SOLE 0 0 14535 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 435 4316 SH SOLE 0 0 4316 HEWLETT PACKARD ENTERPRISE C COM 42824C109 452 46596 SH SOLE 0 0 46596 HOME DEPOT INC COM 437076102 307 1645 SH SOLE 0 0 1645 HSBC HLDGS PLC SPON ADR NEW 404280406 220 7857 SH SOLE 0 0 7857 HYRECAR INC COM 44916T107 242 177910 SH SOLE 0 0 177910 ILLUMINA INC COM 452327109 258 945 SH SOLE 0 0 945 ING GROEP N.V. SPONSORED ADR 456837103 75 14598 SH SOLE 0 0 14598 INTEL CORP COM 458140100 519 9582 SH SOLE 0 0 9582 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 2950 18499 SH SOLE 0 0 18499 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 9418 112091 SH SOLE 0 0 112091 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 318 3179 SH SOLE 0 0 3179 ISHARES GOLD TRUST ISHARES 464285105 8307 551197 SH SOLE 0 0 551197 ISHARES INC CORE MSCI EMKT 46434G103 2721 67244 SH SOLE 0 0 67244 ISHARES TR CORE INTL AGGR 46435G672 1248 22826 SH SOLE 0 0 22826 ISHARES TR CORE MSCI EAFE 46432F842 8255 165457 SH SOLE 0 0 165457 ISHARES TR CORE S&P MCP ETF 464287507 217 1505 SH SOLE 0 0 1505 ISHARES TR CORE S&P500 ETF 464287200 970 3755 SH SOLE 0 0 3755 ISHARES TR CORE US AGGBD ET 464287226 444 3848 SH SOLE 0 0 3848 ISHARES TR EAFE SML CP ETF 464288273 371 8282 SH SOLE 0 0 8282 ISHARES TR MBS ETF 464288588 338 3060 SH SOLE 0 0 3060 ISHARES TR MSCI EMG MKT ETF 464287234 249 7310 SH SOLE 0 0 7310 ISHARES TR PFD AND INCM SEC 464288687 551 17304 SH SOLE 0 0 17304 ISHARES TR RUS 1000 GRW ETF 464287614 301 2000 SH SOLE 0 0 2000 ISHARES TR RUSSELL 2000 ETF 464287655 756 6602 SH SOLE 0 0 6602 ISHARES TR U.S. REAL ES ETF 464287739 939 13494 SH SOLE 0 0 13494 JOHNSON & JOHNSON COM 478160104 850 6480 SH SOLE 0 0 6480 JPMORGAN CHASE & CO COM 46625H100 799 8879 SH SOLE 0 0 8879 KKR & CO INC CL A 48251W104 245 10455 SH SOLE 0 0 10455 KKR INCOME OPPORTUNITIES FD COM 48249T106 1816 170359 SH SOLE 0 0 170359 LILLY ELI & CO COM 532457108 267 1927 SH SOLE 0 0 1927 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 38 25412 SH SOLE 0 0 25412 MASTERCARD INC CL A 57636Q104 214 885 SH SOLE 0 0 885 MEDTRONIC PLC SHS G5960L103 266 2948 SH SOLE 0 0 2948 MERCK & CO. INC COM 58933Y105 775 10073 SH SOLE 0 0 10073 MICROSOFT CORP COM 594918104 1821 11544 SH SOLE 0 0 11544 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 95 26012 SH SOLE 0 0 26012 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 49 21110 SH SOLE 0 0 21110 NETFLIX INC COM 64110L106 674 1795 SH SOLE 0 0 1795 NEWMONT CORP COM 651639106 709 15663 SH SOLE 0 0 15663 NOMURA HLDGS INC SPONSORED ADR 65535H208 83 19491 SH SOLE 0 0 19491 NOVARTIS A G SPONSORED ADR 66987V109 392 4749 SH SOLE 0 0 4749 NOVO-NORDISK A S ADR 670100205 260 4325 SH SOLE 0 0 4325 OFFICE DEPOT INC COM 676220106 25 15250 SH SOLE 0 0 15250 ORACLE CORP COM 68389X105 958 19822 SH SOLE 0 0 19822 PFIZER INC COM 717081103 237 7253 SH SOLE 0 0 7253 PHILIP MORRIS INTL INC COM 718172109 567 7772 SH SOLE 0 0 7772 PROCTER & GAMBLE CO COM 742718109 645 5862 SH SOLE 0 0 5862 QUALCOMM INC COM 747525103 252 3725 SH SOLE 0 0 3725 ROSS STORES INC COM 778296103 499 5743 SH SOLE 0 0 5743 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 42 15300 SH SOLE 0 0 15300 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 202 5777 SH SOLE 0 0 5777 SALESFORCE COM INC COM 79466L302 620 4307 SH SOLE 0 0 4307 SANOFI SPONSORED ADR 80105N105 278 6348 SH SOLE 0 0 6348 SAP SE SPON ADR 803054204 271 2448 SH SOLE 0 0 2448 SCHWAB CHARLES CORP COM 808513105 463 13759 SH SOLE 0 0 13759 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 234 4550 SH SOLE 0 0 4550 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2752 46635 SH SOLE 0 0 46635 SOUTHWESTERN ENERGY CO COM 845467109 18 10624 SH SOLE 0 0 10624 SPDR GOLD TRUST GOLD SHS 78463V107 207 1400 SH SOLE 0 0 1400 SPDR GOLD TRUST GOLD SHS 78463V107 51 2500 SH Call SOLE 0 0 2500 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 647 20913 SH SOLE 0 0 20913 SPDR SER TR BLMBRG BRC CNVRT 78464A359 957 19990 SH SOLE 0 0 19990 SPDR SER TR S&P DIVID ETF 78464A763 6154 77064 SH SOLE 0 0 77064 SPLUNK INC COM 848637104 381 3021 SH SOLE 0 0 3021 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 106 22104 SH SOLE 0 0 22104 SYSCO CORP COM 871829107 313 6862 SH SOLE 0 0 6862 TELEFONICA S A SPONSORED ADR 879382208 77 16786 SH SOLE 0 0 16786 TERRENO RLTY CORP COM 88146M101 1176 22730 SH SOLE 0 0 22730 TESLA INC COM 88160R101 893 1704 SH SOLE 0 0 1704 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 335 2789 SH SOLE 0 0 2789 TWILIO INC CL A 90138F102 1338 14954 SH SOLE 0 0 14954 UBS GROUP AG SHS H42097107 103 11156 SH SOLE 0 0 11156 UNITEDHEALTH GROUP INC COM 91324P102 491 1967 SH SOLE 0 0 1967 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1385 16232 SH SOLE 0 0 16232 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 301 3323 SH SOLE 0 0 3323 VANGUARD INDEX FDS MID CAP ETF 922908629 6529 49596 SH SOLE 0 0 49596 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 320 4579 SH SOLE 0 0 4579 VANGUARD INDEX FDS SMALL CP ETF 922908751 5583 48359 SH SOLE 0 0 48359 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2609 20242 SH SOLE 0 0 20242 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1197 29187 SH SOLE 0 0 29187 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4079 121572 SH SOLE 0 0 121572 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 2556 32668 SH SOLE 0 0 32668 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 868 20224 SH SOLE 0 0 20224 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 333 3824 SH SOLE 0 0 3824 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 415 4015 SH SOLE 0 0 4015 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 305 9161 SH SOLE 0 0 9161 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3394 47974 SH SOLE 0 0 47974 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2982 17953 SH SOLE 0 0 17953 VANGUARD WORLD FDS MATERIALS ETF 92204A801 998 10376 SH SOLE 0 0 10376 VERIZON COMMUNICATIONS INC COM 92343V104 404 7511 SH SOLE 0 0 7511 VERTEX PHARMACEUTICALS INC COM 92532F100 241 1014 SH SOLE 0 0 1014 VISA INC COM CL A 92826C839 411 2552 SH SOLE 0 0 2552 WALMART INC COM 931142103 225 1984 SH SOLE 0 0 1984 WELLS FARGO CO NEW COM 949746101 1180 41127 SH SOLE 0 0 41127 ZOETIS INC CL A 98978V103 487 4141 SH SOLE 0 0 4141 ZUORA INC COM CL A 98983V106 674 83710 SH SOLE 0 0 83710