Chief Compliance Officer

0001085146-19-002389.txt : 20190820 0001085146-19-002389.hdr.sgml : 20190820 20190820132604 ACCESSION NUMBER: 0001085146-19-002389 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190820 DATE AS OF CHANGE: 20190820 EFFECTIVENESS DATE: 20190820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAGE RHINO CAPITAL LLC CENTRAL INDEX KEY: 0001771605 IRS NUMBER: 823527027 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19473 FILM NUMBER: 191038643 BUSINESS ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6503525600 MAIL ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001771605 XXXXXXXX 06-30-2019 06-30-2019 false SAGE RHINO CAPITAL LLC

525 MIDDLEFIELD ROAD, SUITE 119 MENLO PARK CA 94025

13F HOLDINGS REPORT 028-19473 N Caroline Novak Chief Compliance Officer 650-352-5600 /s/Caroline Novak Menlo Park CA 07-15-2019 0 135 155841 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 241 2862 SH SOLE 0 0 2862 AES CORP COM 00130H105 1015 60574 SH SOLE 0 0 60574 ALPHABET INC CAP STK CL A 02079K305 657 607 SH SOLE 0 0 607 ALPHABET INC CAP STK CL C 02079K107 521 482 SH SOLE 0 0 482 AMAZON COM INC COM 023135106 1337 706 SH SOLE 0 0 706 AMERICAN EXPRESS CO COM 025816109 427 3460 SH SOLE 0 0 3460 AMERICAN INTL GROUP INC COM NEW 026874784 215 4028 SH SOLE 0 0 4028 AMGEN INC COM 031162100 407 2211 SH SOLE 0 0 2211 APPLE INC COM 037833100 2990 15106 SH SOLE 0 0 15106 ARAMARK COM 03852U106 564 15649 SH SOLE 0 0 15649 ASTRAZENECA PLC SPONSORED ADR 046353108 215 5202 SH SOLE 0 0 5202 AT&T INC COM 00206R102 317 9446 SH SOLE 0 0 9446 AUTODESK INC COM 052769106 235 1441 SH SOLE 0 0 1441 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 77 13892 SH SOLE 0 0 13892 BANCO SANTANDER SA ADR 05964H105 130 28420 SH SOLE 0 0 28420 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 347 1626 SH SOLE 0 0 1626 BHP GROUP LTD SPONSORED ADS 088606108 633 10901 SH SOLE 0 0 10901 BLACKROCK INC COM 09247X101 514 1096 SH SOLE 0 0 1096 BLOOM ENERGY CORP COM CL A 093712107 3631 295942 SH SOLE 0 0 295942 BOOKING HLDGS INC COM 09857L108 240 128 SH SOLE 0 0 128 BP PLC SPONSORED ADR 055622104 535 12837 SH SOLE 0 0 12837 BRISTOL MYERS SQUIBB CO COM 110122108 216 4761 SH SOLE 0 0 4761 BROADCOM INC COM 11135F101 256 888 SH SOLE 0 0 888 CAMECO CORP COM 13321L108 299 27859 SH SOLE 0 0 27859 CARNIVAL CORP UNIT 99/99/9999 143658300 376 8081 SH SOLE 0 0 8081 CHEVRON CORP NEW COM 166764100 468 3758 SH SOLE 0 0 3758 CISCO SYS INC COM 17275R102 921 16822 SH SOLE 0 0 16822 CITIGROUP INC COM NEW 172967424 218 3106 SH SOLE 0 0 3106 COMCAST CORP NEW CL A 20030N101 562 13300 SH SOLE 0 0 13300 COSTCO WHSL CORP NEW COM 22160K105 450 1702 SH SOLE 0 0 1702 DAVITA INC COM 23918K108 819 14558 SH SOLE 0 0 14558 DIAGEO P L C SPON ADR NEW 25243Q205 253 1466 SH SOLE 0 0 1466 DISNEY WALT CO COM DISNEY 254687106 318 2279 SH SOLE 0 0 2279 DOCUSIGN INC COM 256163106 5841 117502 SH SOLE 0 0 117502 EATON VANCE CORP COM NON VTG 278265103 982 22773 SH SOLE 0 0 22773 EATON VANCE TAX MNGED BUY WR COM 27828X100 640 40925 SH SOLE 0 0 40925 EPAM SYS INC COM 29414B104 411 2374 SH SOLE 0 0 2374 EXXON MOBIL CORP COM 30231G102 486 6337 SH SOLE 0 0 6337 FACEBOOK INC CL A 30303M102 611 3168 SH SOLE 0 0 3168 FIRST REP BK SAN FRANCISCO C COM 33616C100 484 4956 SH SOLE 0 0 4956 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 151 10000 SH SOLE 0 0 10000 GABELLI UTIL TR COM 36240A101 84 12000 SH SOLE 0 0 12000 GENERAL ELECTRIC CO COM 369604103 147 13985 SH SOLE 0 0 13985 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 509 5075 SH SOLE 0 0 5075 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1441 96355 SH SOLE 0 0 96355 HOME DEPOT INC COM 437076102 431 2071 SH SOLE 0 0 2071 HSBC HLDGS PLC SPON ADR NEW 404280406 375 8985 SH SOLE 0 0 8985 ILLUMINA INC COM 452327109 368 999 SH SOLE 0 0 999 INTEL CORP COM 458140100 464 9696 SH SOLE 0 0 9696 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1853 10446 SH SOLE 0 0 10446 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 14424 133804 SH SOLE 0 0 133804 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 380 3179 SH SOLE 0 0 3179 ISHARES GOLD TRUST ISHARES 464285105 3437 254609 SH SOLE 0 0 254609 ISHARES INC CORE MSCI EMKT 46434G103 3344 65008 SH SOLE 0 0 65008 ISHARES INC MSCI GBL ETF NEW 46434G848 1416 46751 SH SOLE 0 0 46751 ISHARES TR CORE INTL AGGR 46435G672 1097 20137 SH SOLE 0 0 20137 ISHARES TR CORE MSCI EAFE 46432F842 10606 172734 SH SOLE 0 0 172734 ISHARES TR CORE S&P500 ETF 464287200 1461 4958 SH SOLE 0 0 4958 ISHARES TR MSCI EAFE ETF 464287465 507 7708 SH SOLE 0 0 7708 ISHARES TR MSCI EMG MKT ETF 464287234 788 18360 SH SOLE 0 0 18360 ISHARES TR PFD AND INCM SEC 464288687 542 14712 SH SOLE 0 0 14712 ISHARES TR RUS 1000 GRW ETF 464287614 315 2000 SH SOLE 0 0 2000 ISHARES TR RUSSELL 2000 ETF 464287655 996 6402 SH SOLE 0 0 6402 ISHARES TR U.S. REAL ES ETF 464287739 1436 16449 SH SOLE 0 0 16449 JOHNSON & JOHNSON COM 478160104 878 6302 SH SOLE 0 0 6302 JPMORGAN CHASE & CO COM 46625H100 993 8882 SH SOLE 0 0 8882 KKR & CO INC CL A 48251W104 338 13380 SH SOLE 0 0 13380 KKR INCOME OPPORTUNITIES FD COM 48249T106 3086 196180 SH SOLE 0 0 196180 LILLY ELI & CO COM 532457108 284 2566 SH SOLE 0 0 2566 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 81 28514 SH SOLE 0 0 28514 MASTERCARD INC CL A 57636Q104 250 945 SH SOLE 0 0 945 MEDTRONIC PLC SHS G5960L103 284 2918 SH SOLE 0 0 2918 MERCK & CO INC COM 58933Y105 843 10048 SH SOLE 0 0 10048 MICROSOFT CORP COM 594918104 1550 11570 SH SOLE 0 0 11570 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 117 24606 SH SOLE 0 0 24606 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 46 15901 SH SOLE 0 0 15901 NETFLIX INC COM 64110L106 659 1794 SH SOLE 0 0 1794 NOKIA CORP SPONSORED ADR 654902204 67 13371 SH SOLE 0 0 13371 NOVARTIS A G SPONSORED ADR 66987V109 435 4759 SH SOLE 0 0 4759 NOVO-NORDISK A S ADR 670100205 202 3948 SH SOLE 0 0 3948 ORACLE CORP COM 68389X105 1040 18248 SH SOLE 0 0 18248 PFIZER INC COM 717081103 395 9110 SH SOLE 0 0 9110 PHILIP MORRIS INTL INC COM 718172109 662 8431 SH SOLE 0 0 8431 PHILLIPS 66 COM 718546104 212 2262 SH SOLE 0 0 2262 PROCTER AND GAMBLE CO COM 742718109 654 5968 SH SOLE 0 0 5968 QUALCOMM INC COM 747525103 303 3977 SH SOLE 0 0 3977 ROSS STORES INC COM 778296103 549 5543 SH SOLE 0 0 5543 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 61 10716 SH SOLE 0 0 10716 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 526 8083 SH SOLE 0 0 8083 SALESFORCE COM INC COM 79466L302 627 4133 SH SOLE 0 0 4133 SANOFI SPONSORED ADR 80105N105 232 5365 SH SOLE 0 0 5365 SAP SE SPON ADR 803054204 331 2416 SH SOLE 0 0 2416 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 304 4259 SH SOLE 0 0 4259 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1713 22122 SH SOLE 0 0 22122 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 844 18390 SH SOLE 0 0 18390 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1004 18997 SH SOLE 0 0 18997 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3234 32053 SH SOLE 0 0 32053 SPLUNK INC COM 848637104 378 3003 SH SOLE 0 0 3003 STARBUCKS CORP COM 855244109 245 2926 SH SOLE 0 0 2926 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 156 22054 SH SOLE 0 0 22054 SYSCO CORP COM 871829107 339 4796 SH SOLE 0 0 4796 TERRENO RLTY CORP COM 88146M101 1170 23850 SH SOLE 0 0 23850 TESLA INC COM 88160R101 402 1801 SH SOLE 0 0 1801 THE CHARLES SCHWAB CORPORATI COM 808513105 414 10293 SH SOLE 0 0 10293 TOTAL S A SPONSORED ADS 89151E109 312 5588 SH SOLE 0 0 5588 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 292 2358 SH SOLE 0 0 2358 TWILIO INC CL A 90138F102 2042 14975 SH SOLE 0 0 14975 TWITTER INC COM 90184L102 238 6821 SH SOLE 0 0 6821 UNILEVER N V N Y SHS NEW 904784709 243 4008 SH SOLE 0 0 4008 UNION PACIFIC CORP COM 907818108 223 1321 SH SOLE 0 0 1321 UNITEDHEALTH GROUP INC COM 91324P102 529 2168 SH SOLE 0 0 2168 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1151 13854 SH SOLE 0 0 13854 VANGUARD GROUP DIV APP ETF 921908844 462 4015 SH SOLE 0 0 4015 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 399 3363 SH SOLE 0 0 3363 VANGUARD INDEX FDS MID CAP ETF 922908629 8377 50115 SH SOLE 0 0 50115 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 257 2941 SH SOLE 0 0 2941 VANGUARD INDEX FDS SMALL CP ETF 922908751 7277 46453 SH SOLE 0 0 46453 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3046 20291 SH SOLE 0 0 20291 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1533 30072 SH SOLE 0 0 30072 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4634 108948 SH SOLE 0 0 108948 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 5376 51075 SH SOLE 0 0 51075 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1109 18804 SH SOLE 0 0 18804 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 382 9161 SH SOLE 0 0 9161 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 4494 51432 SH SOLE 0 0 51432 VANGUARD WORLD FDS ENERGY ETF 92204A306 2030 23876 SH SOLE 0 0 23876 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2648 15225 SH SOLE 0 0 15225 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1300 10141 SH SOLE 0 0 10141 VERIZON COMMUNICATIONS INC COM 92343V104 401 7016 SH SOLE 0 0 7016 VISA INC COM CL A 92826C839 440 2533 SH SOLE 0 0 2533 WALMART INC COM 931142103 209 1888 SH SOLE 0 0 1888 WELLS FARGO CO NEW COM 949746101 1170 24733 SH SOLE 0 0 24733 WISDOMTREE TR US HIGH DIVIDEND 97717W208 608 8360 SH SOLE 0 0 8360 WORKIVA INC COM CL A 98139A105 290 5000 SH SOLE 0 0 5000 ZOETIS INC CL A 98978V103 421 3713 SH SOLE 0 0 3713 ZUORA INC COM CL A 98983V106 1609 104997 SH SOLE 0 0 104997